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Nasdaq · USD

ICHR

ICHOR HOLDINGS, LTD.

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Tapewire entity
4529
SEC CIK
0001652535
Parsed reports
297

Last 12 months

Inside the activity.

2 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202605
Jun 202603
Jul 202600
Aug 202606
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2025 Filed Feb 19, 2025 22:33 UTC Exercise / conversionOption (right to buy) · Derivative 46,872 $0.00 Strike: $24.89 $0.00
Disclosure

SEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · derivative · entry 6

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares, par value $0.0001 · 46,872 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:33 UTC Exercise / conversionOption (right to buy) · Derivative 78,128 $0.00 Strike: $24.89 $0.00
Disclosure

SEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · derivative · entry 5

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,872

Underlying: Ordinary Shares, par value $0.0001 · 78,128 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:33 UTC SaleOrdinary Shares, par value $0.0001 78,128 $31.98 $2,498,533.44
Disclosure

SEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · nonDerivative · entry 3

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,559

F1 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:33 UTC Exercise / conversionOrdinary Shares, par value $0.0001 46,872 $24.89 $1,166,644.08
Disclosure

SEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · nonDerivative · entry 2

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:33 UTC Exercise / conversionOrdinary Shares, par value $0.0001 78,128 $24.89 $1,944,605.92
Disclosure

SEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · nonDerivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 12, 2025 Filed Feb 20, 2025 23:23 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
GrantOrdinary Shares, par value $0.0001 9,055 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006927 · wk-form4_1740093801.xml · nonDerivative · entry 1

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,752

F1 · price: The reported securities represent performance share units originally granted on May 18, 2022 for which performance was certified on February 12, 2025 and settlement was made in ordinary shares on February 20, 2025.

Read SEC document
February 12, 2025 Filed Feb 20, 2025 18:23 UTC
Smith ChristopherChief Commercial Officer
GrantOrdinary Shares, par value $0.0001 3,909 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006928 · wk-form4_1740093812.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,957

F1 · price: The reported securities represent performance share units originally granted on May 18, 2022 for which performance was certified on February 12, 2025 and settlement was made in ordinary shares on February 20, 2025.

Read SEC document
February 12, 2025 Filed Feb 20, 2025 18:22 UTC
Andreson JeffDirector · Chief Executive Officer
GrantOrdinary Shares, par value $0.0001 15,644 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006926 · wk-form4_1740093768.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,037

F1 · price: The reported securities represent performance share units originally granted on May 18, 2022 for which performance was certified on February 12, 2025 and settlement was made in ordinary shares on February 20, 2025.

Read SEC document
February 07, 2025 Filed Feb 7, 2025 21:51 UTC SaleOrdinary Shares, par value $0.0001 3,000 $32.04 $96,120.00
Disclosure

SEC source: 0001628280-25-004445 · wk-form4_1738965057.xml · nonDerivative · entry 1

Titinger Jorge · CIK 0001385162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,832

Read SEC document
December 02, 2024 Filed Dec 4, 2024 21:21 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
SaleOrdinary Shares, par value $0.0001 15,539 $35.22 $547,283.58
Disclosure

SEC source: 0001628280-24-049926 · wk-form4_1733347293.xml · nonDerivative · entry 1

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,601

Read SEC document
November 25, 2024 Filed Nov 27, 2024 16:01 UTC
Andreson JeffDirector · Chief Executive Officer
Exercise / conversionOption (right to buy) · Derivative 6,800 $0.00 Strike: $24.89 $0.00
Disclosure

SEC source: 0001628280-24-049389 · wk-form4_1732741264.xml · derivative · entry 5

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares, par value $0.0001 · 6,800 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 16:01 UTC
Andreson JeffDirector · Chief Executive Officer
Exercise / conversionOption (right to buy) · Derivative 36,000 $0.00 Strike: $24.05 $0.00
Disclosure

SEC source: 0001628280-24-049389 · wk-form4_1732741264.xml · derivative · entry 4

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares, par value $0.0001 · 36,000 shares

Expires 2024-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as follows: 25% of the option vests on December 6, 2018, and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 16:01 UTC
Andreson JeffDirector · Chief Executive Officer
SaleOrdinary Shares, par value $0.0001 42,800 $34.58 $1,480,024.00
Disclosure

SEC source: 0001628280-24-049389 · wk-form4_1732741264.xml · nonDerivative · entry 3

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,437

Read SEC document
November 25, 2024 Filed Nov 27, 2024 16:01 UTC
Andreson JeffDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares, par value $0.0001 6,800 $24.89 $169,252.00
Disclosure

SEC source: 0001628280-24-049389 · wk-form4_1732741264.xml · nonDerivative · entry 2

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 16:01 UTC
Andreson JeffDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares, par value $0.0001 36,000 $24.05 $865,800.00
Disclosure

SEC source: 0001628280-24-049389 · wk-form4_1732741264.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2024 Filed May 24, 2024 18:55 UTC
Andreson JeffDirector · Chief Executive Officer
Exercise / conversionOption (right to buy) · Derivative 3,400 $0.00 Strike: $24.89 $0.00
Disclosure

SEC source: 0001628280-24-025274 · wk-form4_1716591312.xml · derivative · entry 5

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Ordinary Shares, par value $0.0001 · 3,400 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests as follows: 25% of the option vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
May 24, 2024 Filed May 24, 2024 18:55 UTC
Andreson JeffDirector · Chief Executive Officer
Exercise / conversionOption (right to buy) · Derivative 18,000 $0.00 Strike: $24.05 $0.00
Disclosure

SEC source: 0001628280-24-025274 · wk-form4_1716591312.xml · derivative · entry 4

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Ordinary Shares, par value $0.0001 · 18,000 shares

Expires 2024-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on December 6, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
May 24, 2024 Filed May 24, 2024 18:55 UTC
Andreson JeffDirector · Chief Executive Officer
SaleOrdinary Shares, par value $0.0001 21,400 $38.74 $829,036.00
Disclosure

SEC source: 0001628280-24-025274 · wk-form4_1716591312.xml · nonDerivative · entry 3

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,141

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 24, 2024 Filed May 24, 2024 18:55 UTC
Andreson JeffDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares, par value $0.0001 3,400 $24.89 $84,626.00
Disclosure

SEC source: 0001628280-24-025274 · wk-form4_1716591312.xml · nonDerivative · entry 2

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2024 Filed May 24, 2024 18:55 UTC
Andreson JeffDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares, par value $0.0001 18,000 $24.05 $432,900.00
Disclosure

SEC source: 0001628280-24-025274 · wk-form4_1716591312.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:17 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
GrantOrdinary Shares, par value $0.0001 17,521 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024070 · wk-form4_1715977058.xml · nonDerivative · entry 1

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,191

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 15, 2025 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:17 UTC
Haugen MarcDirector
GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024068 · wk-form4_1715977013.xml · nonDerivative · entry 1

Haugen Marc · CIK 0001668199 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,623

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 16:16 UTC
Smith ChristopherChief Commercial Officer
GrantOrdinary Shares, par value $0.0001 17,521 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024064 · wk-form4_1715976958.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,052

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 15, 2025 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
May 15, 2024 Filed May 17, 2024 16:18 UTC GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024072 · wk-form4_1715977105.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,325

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 16:17 UTC GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024069 · wk-form4_1715977044.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,112

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 16:13 UTC
Andreson JeffDirector · Chief Executive Officer
GrantOrdinary Shares, par value $0.0001 49,033 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024053 · wk-form4_1715976815.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,117

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 15, 2025 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
May 15, 2024 Filed May 17, 2024 16:15 UTC GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024063 · wk-form4_1715976927.xml · nonDerivative · entry 1

KISPERT JOHN H · CIK 0001183250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,222

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:19 UTC GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024074 · wk-form4_1715977154.xml · nonDerivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,687

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:16 UTC GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024065 · wk-form4_1715976988.xml · nonDerivative · entry 1

MacKenzie Iain · CIK 0001344017 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,674

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:18 UTC GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024071 · wk-form4_1715977081.xml · nonDerivative · entry 1

Titinger Jorge · CIK 0001385162 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,832

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:14 UTC GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024056 · wk-form4_1715976864.xml · nonDerivative · entry 1

Black Laura A. · CIK 0001548776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,776

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:19 UTC
Swyt GregChief Financial Officer
GrantOrdinary Shares, par value $0.0001 21,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024073 · wk-form4_1715977129.xml · nonDerivative · entry 1

Swyt Greg · CIK 0001723433 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,506

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 15, 2025 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:15 UTC
RAGSDALE BRUCEChief Operating Officer
GrantOrdinary Shares, par value $0.0001 21,902 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024059 · wk-form4_1715976889.xml · nonDerivative · entry 1

RAGSDALE BRUCE · CIK 0001958644 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,077

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 15, 2025 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:14 UTC GrantOrdinary Shares, par value $0.0001 3,923 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024054 · wk-form4_1715976837.xml · nonDerivative · entry 1

Arienzo Wendy · CIK 0001701222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,599

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 01:13 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Tax withholdingOrdinary Shares, par value $0.0001 988 $43.83 $43,304.04
Disclosure

SEC source: 0001628280-24-007741 · wk-form4_1709169209.xml · nonDerivative · entry 2

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,573

Read SEC document
February 28, 2024 Filed Feb 28, 2024 20:12 UTC
Smith ChristopherChief Commercial Officer
Tax withholdingOrdinary Shares, par value $0.0001 962 $43.83 $42,164.46
Disclosure

SEC source: 0001628280-24-007739 · wk-form4_1709169110.xml · nonDerivative · entry 2

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,238

Read SEC document
February 28, 2024 Filed Feb 28, 2024 20:10 UTC
Andreson JeffDirector · Chief Executive Officer
Tax withholdingOrdinary Shares, par value $0.0001 3,841 $43.83 $168,351.03
Disclosure

SEC source: 0001628280-24-007737 · wk-form4_1709169005.xml · nonDerivative · entry 2

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,364

Read SEC document
February 16, 2024 Filed Feb 20, 2024 22:23 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOption (right to buy) · Derivative 2,814 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001628280-24-005672 · wk-form4_1708467793.xml · derivative · entry 3

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,403

Underlying: Ordinary Shares, par value $0.0001 · 2,814 shares

Expires 2027-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as follows: 25% of the option vests on May 12, 2021 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 22:23 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
SaleOrdinary Shares, par value $0.0001 7,226 $45.39 $327,988.14
Disclosure

SEC source: 0001628280-24-005672 · wk-form4_1708467793.xml · nonDerivative · entry 2

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,490

Read SEC document
February 16, 2024 Filed Feb 20, 2024 22:23 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOrdinary Shares, par value $0.0001 2,814 $21.76 $61,232.64
Disclosure

SEC source: 0001628280-24-005672 · wk-form4_1708467793.xml · nonDerivative · entry 1

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:12 UTC
Smith ChristopherChief Commercial Officer
Exercise / conversionOption (right to buy) · Derivative 12,887 $0.00 Strike: $22.56 $0.00
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · derivative · entry 5

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares, par value $0.0001 · 12,887 shares

Expires 2026-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on May 14, 2020 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

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February 16, 2024 Filed Feb 20, 2024 17:12 UTC
Smith ChristopherChief Commercial Officer
Exercise / conversionOption (right to buy) · Derivative 10,546 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · derivative · entry 4

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707

Underlying: Ordinary Shares, par value $0.0001 · 10,546 shares

Expires 2027-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as follows: 25% of the option vests on May 12, 2021 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

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February 16, 2024 Filed Feb 20, 2024 17:12 UTC
Smith ChristopherChief Commercial Officer
SaleOrdinary Shares, par value $0.0001 23,433 $45.08 $1,056,359.64
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · nonDerivative · entry 3

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,329

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February 16, 2024 Filed Feb 20, 2024 17:12 UTC
Smith ChristopherChief Commercial Officer
Exercise / conversionOrdinary Shares, par value $0.0001 12,887 $22.56 $290,730.72
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · nonDerivative · entry 2

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:12 UTC
Smith ChristopherChief Commercial Officer
Exercise / conversionOrdinary Shares, par value $0.0001 10,546 $21.76 $229,480.96
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 22:09 UTC SaleOrdinary Shares, par value $0.0001 50,000 $45.37 $2,268,500.00
Disclosure

SEC source: 0001628280-24-005651 · wk-form4_1708466906.xml · nonDerivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,764

Read SEC document
February 14, 2024 Filed Feb 29, 2024 01:13 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
GrantOrdinary Shares, par value $0.0001 2,763 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-007741 · wk-form4_1709169209.xml · nonDerivative · entry 1

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,561

F1 · price: The reported securities represent performance share units originally granted on May 11, 2021 for which performance was certified on February 14, 2024 and settlement was made in ordinary shares on February 28, 2024.

Read SEC document
February 14, 2024 Filed Feb 28, 2024 20:12 UTC
Smith ChristopherChief Commercial Officer
GrantOrdinary Shares, par value $0.0001 1,731 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-007739 · wk-form4_1709169110.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,200

F1 · price: The reported securities represent performance share units originally granted on May 11, 2021 for which performance was certified on February 14, 2024 and settlement was made in ordinary shares on February 28, 2024.

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February 14, 2024 Filed Feb 28, 2024 20:10 UTC
Andreson JeffDirector · Chief Executive Officer
GrantOrdinary Shares, par value $0.0001 6,922 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-007737 · wk-form4_1709169005.xml · nonDerivative · entry 1

Andreson Jeff · CIK 0001403083 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,205

F1 · price: The reported securities represent performance share units originally granted on May 11, 2021 for which performance was certified on February 14, 2024 and settlement was made in ordinary shares on February 28, 2024.

Read SEC document
September 06, 2023 Filed Sep 6, 2023 22:55 UTC
BARROS PHILIP RYAN SR.Chief Technology Officer
Exercise / conversionOption (right to buy) · Derivative 2,814 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001628280-23-031605 · wk-form4_1694040918.xml · derivative · entry 5

BARROS PHILIP RYAN SR. · CIK 0001691537 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,217

Underlying: Ordinary Shares, par value $0.0001 · 2,814 shares

Expires 2027-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on May 12, 2021 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.