Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXTREME NETWORKS INCEXTR · Entity 381 | Director | December 13, 2016 | December 15, 2016 |
| ICHOR HOLDINGS, LTD.ICHR · Entity 4529 | Director | May 14, 2026 | May 18, 2026 |
| KLA CORPKLAC · Entity 2838 | President and COO | October 18, 2008 | October 21, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXTREME NETWORKS INC
Report date December 13, 2016 · Filed December 15, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,083 |
Ending reported balance
After 2016-12-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-12-13 · Exercise / conversion · Acquired 15,000 · Balance 158,083 F1: Transaction made pursuant to a duly adopted 10b5-1 trading plan. Row 2 · 2016-12-13 · Sale · Disposed 15,000 · Balance 143,083 F1: Transaction made pursuant to a duly adopted 10b5-1 trading plan. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.02 · Expires 2017-12-15 | Direct | 0 |
Reported balance
After 2016-12-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-12-13 · Exercise / conversion · Disposed 15,000 · Balance 0 F1: Transaction made pursuant to a duly adopted 10b5-1 trading plan. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 20,000 |
Reported balance
Holding disclosure · report date 2016-12-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,000 F2: Shares being held in the Kispert Family Trust UDT September 14, 2000. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction made pursuant to a duly adopted 10b5-1 trading plan.
F2: Shares being held in the Kispert Family Trust UDT September 14, 2000.
ICHOR HOLDINGS, LTD.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | Direct | 42,908 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 2,349 · Balance 42,908 F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027.
KLA CORP
Report date October 18, 2008 · Filed October 21, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,750 |
Ending reported balance
After 2008-10-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2008-10-18 · Grant · Acquired 24,167 · Balance 45,806 F1: On October 18, 2004, Mr. Kispert received a grant of restricted stock units ("RSUs") covering 48,333 shares of KLA-Tencor Corporation common stock. On October 18, 2008, Mr. Kispert vested in fifty persent (50%) of such RSUs. Row 2 · 2008-10-18 · Tax withholding · Disposed 11,056 · Balance 34,750 F2: Pursuant to the terms of the October 18, 2004 RSU grant, 11,056 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on the last completed trading day immediately prior to such vesting date. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 6,667 |
Reported balance
Holding disclosure · report date 2008-10-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,667 |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 182,707 |
Reported balance
Holding disclosure · report date 2008-10-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 182,707 F3: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F4: Does not include performance-based RSUs, if any, held by the Reporting Person for which an asssessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 18, 2004, Mr. Kispert received a grant of restricted stock units ("RSUs") covering 48,333 shares of KLA-Tencor Corporation common stock. On October 18, 2008, Mr. Kispert vested in fifty persent (50%) of such RSUs.
F2: Pursuant to the terms of the October 18, 2004 RSU grant, 11,056 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on the last completed trading day immediately prior to such vesting date.
F3: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
F4: Does not include performance-based RSUs, if any, held by the Reporting Person for which an asssessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BARRACUDA NETWORKS INC
Report date February 12, 2018 · Filed February 14, 2018
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-02-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-12 · Disposition to issuer · Disposed 2,627 · Balance 9,164 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash. Row 2 · 2018-02-12 · Disposition to issuer · Disposed 9,164 · Balance 0 F2: The shares are represented by restricted stock units, or RSUs. Pursuant to the provisions of the Issuer's 2012 Equity Incentive Plan (the "2012 Plan"), the RSUs vested in full immediately prior to the closing of the merger. F3: Pursuant to the Merger Agreement, the RSUs were cancelled and converted into the right to receive a cash payment of $252,468.20, which represents $27.55 for each outstanding unit. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.90 · Expires 2026-08-10 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-12 · Disposition to issuer · Disposed 11,330 · Balance 0 F4: Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $64,014.50 which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.20 · Expires 2026-08-31 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-12 · Disposition to issuer · Disposed 742 · Balance 0 F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $3,227.70, which represents the difference between $27.55 and the exercise price of the option per share.Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.04 · Expires 2026-11-30 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-12 · Disposition to issuer · Disposed 794 · Balance 0 F6: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $4,374.94, which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.66 · Expires 2027-02-28 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-02-12 · Disposition to issuer · Disposed 725 · Balance 0 F7: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $2,820.25, which represents the difference between $27.55 and the exercise price of the option per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash.
F2: The shares are represented by restricted stock units, or RSUs. Pursuant to the provisions of the Issuer's 2012 Equity Incentive Plan (the "2012 Plan"), the RSUs vested in full immediately prior to the closing of the merger.
F3: Pursuant to the Merger Agreement, the RSUs were cancelled and converted into the right to receive a cash payment of $252,468.20, which represents $27.55 for each outstanding unit.
F4: Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $64,014.50 which represents the difference between $27.55 and the exercise price of the option per share.
F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $3,227.70, which represents the difference between $27.55 and the exercise price of the option per share.Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger.
F6: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $4,374.94, which represents the difference between $27.55 and the exercise price of the option per share.
F7: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $2,820.25, which represents the difference between $27.55 and the exercise price of the option per share.
Gigamon Inc.
Report date December 27, 2017 · Filed December 27, 2017
Section 16 reporting ended · disclosed 2017-12-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-27 transaction · row 1
1 source rowRow 1 · 2017-12-27 · Other · Disposed 16,919 · Balance 0 F1: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share. F2: Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.47 · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2017-12-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-12-27 · Disposition to issuer · Disposed 33,000 · Balance 0 F3: The option, which provided for vesting in three equal annual installments following the Reporting Person's December 10, 2013 appointment to the Issuer's Board of Directors, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.46 · Expires 2024-06-13 | Direct | 0 |
Reported balance
After 2017-12-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-27 · Disposition to issuer · Disposed 16,959 · Balance 0 F4: The option, which provided for vesting in twelve equal monthly installments beginning July 13, 2014, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option. |
Filing footnotes · ownership attribution and instrument terms
F1: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share.
F2: Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share.
F3: The option, which provided for vesting in three equal annual installments following the Reporting Person's December 10, 2013 appointment to the Issuer's Board of Directors, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option.
F4: The option, which provided for vesting in twelve equal monthly installments beginning July 13, 2014, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option.
TRINET GROUP, INC.
Report date February 09, 2017 · Filed June 15, 2017
Section 16 reporting ended · disclosed 2017-06-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-09 transaction · row 1
1 source rowRow 1 · 2017-02-09 · Gift · Disposed 14,663 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 83,179 |
Reported balance
After 2017-02-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-02-09 · Gift · Acquired 14,663 · Balance 83,179 F1: Reporting Person is a Trustees and shares voting and investment power over the shares held by the Kispert Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person is a Trustees and shares voting and investment power over the shares held by the Kispert Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 18, 2026 08:48 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 2,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001183250-26-000002 · wk-form4_1779108532.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,908 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 7, 2027. Read SEC document |
| May 14, 2025 Filed May 16, 2025 17:04 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 5,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001652535-25-000034 · wk-form4_1747429453.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,559 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 8, 2026. Read SEC document |
| May 15, 2024 Filed May 17, 2024 16:15 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 3,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024063 · wk-form4_1715976927.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,222 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025. Read SEC document |
| May 18, 2023 Filed May 22, 2023 17:58 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 4,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019334 · wk-form4_1684792716.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,299 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 10, 2024. Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:43 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 5,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032300 · doc4.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,547 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 12, 2023. Read SEC document |
| May 11, 2021 Filed May 14, 2021 17:37 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 2,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032847 · doc4.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,912 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 11, 2022. Read SEC document |
| May 12, 2020 Filed May 14, 2020 17:16 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 4,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029231 · doc4.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,386 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 10, 2021. Read SEC document |
| August 23, 2019 Filed Aug 29, 2019 16:54 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 4,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047717 · doc4.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,790 F1 · shares: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests in full on May 11, 2020. Read SEC document |
| November 07, 2018 Filed Nov 13, 2018 16:15 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantRestricted Stock Unit · Derivative | 9,358 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058221 · doc4.xml · derivative · entry 2 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,358 Underlying: Ordinary Shares · 9,358 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on November 7, 2019 and the remainder vests ratably on a quarterly basis over a two year period thereafter. F1 · derivative.expiration_date: The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on November 7, 2019 and the remainder vests ratably on a quarterly basis over a two year period thereafter. Read SEC document |
| November 07, 2018 Filed Nov 13, 2018 16:15 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares | 9,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058221 · doc4.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,358 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:32 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 725 | $0.00 Strike: $23.66 | $0.00 |
DisclosureSEC source: 0000899243-18-003987 · doc4.xml · derivative · entry 6 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 725 shares Expires 2027-02-28 F7 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $2,820.25, which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:32 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 794 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0000899243-18-003987 · doc4.xml · derivative · entry 5 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 794 shares Expires 2026-11-30 F6 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $4,374.94, which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:32 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 742 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0000899243-18-003987 · doc4.xml · derivative · entry 4 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 742 shares Expires 2026-08-31 F5 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $3,227.70, which represents the difference between $27.55 and the exercise price of the option per share.Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:32 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 11,330 | $0.00 Strike: $21.90 | $0.00 |
DisclosureSEC source: 0000899243-18-003987 · doc4.xml · derivative · entry 3 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,330 shares Expires 2026-08-10 F4 · derivative.exercise_date: Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $64,014.50 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:32 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerCommon Stock | 9,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-003987 · doc4.xml · nonDerivative · entry 2 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: The shares are represented by restricted stock units, or RSUs. Pursuant to the provisions of the Issuer's 2012 Equity Incentive Plan (the "2012 Plan"), the RSUs vested in full immediately prior to the closing of the merger. F3 · price: Pursuant to the Merger Agreement, the RSUs were cancelled and converted into the right to receive a cash payment of $252,468.20, which represents $27.55 for each outstanding unit. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:32 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerCommon Stock | 2,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-003987 · doc4.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,164 F1 · price: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash. Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 13:31 UTC | Gigamon Inc. GIMO · Entity 170873 | Disposition to issuerStock Option (right to buy) · Derivative | 16,959 | Not disclosed Strike: $17.46 | Not disclosed |
DisclosureSEC source: 0001209191-17-067367 · doc4.xml · derivative · entry 3 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,959 shares Expires 2024-06-13 F4 · price: The option, which provided for vesting in twelve equal monthly installments beginning July 13, 2014, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option. F4 · derivative.exercise_date: The option, which provided for vesting in twelve equal monthly installments beginning July 13, 2014, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option. Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 13:31 UTC | Gigamon Inc. GIMO · Entity 170873 | Disposition to issuerStock Option (right to buy) · Derivative | 33,000 | Not disclosed Strike: $29.47 | Not disclosed |
DisclosureSEC source: 0001209191-17-067367 · doc4.xml · derivative · entry 2 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires 2023-12-10 F3 · price: The option, which provided for vesting in three equal annual installments following the Reporting Person's December 10, 2013 appointment to the Issuer's Board of Directors, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option. F3 · derivative.exercise_date: The option, which provided for vesting in three equal annual installments following the Reporting Person's December 10, 2013 appointment to the Issuer's Board of Directors, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option. Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 13:31 UTC | Gigamon Inc. GIMO · Entity 170873 | OtherCommon Stock | 16,919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-067367 · doc4.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share. F2 · price: Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:54 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000130 · wf-form4_151252166929373.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,791 F1 · shares: The reported securities are represented by restricted stock units and were fully vested on the date of grant. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:36 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000104 · wf-form4_150466175485530.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,269 F1 · shares: The reported securities are represented by restricted stock units and were fully vested on the date of grant. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:20 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 8,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000095 · wf-form4_150274561137258.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,671 F1 · shares: The reported securities are represented by restricted stock units. F2 · shares: The reported restricted stock units fully vest on August 10, 2018. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 20:19 UTC | Gigamon Inc. GIMO · Entity 170873 | GrantCommon Stock | 5,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042626 · doc4.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,919 F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy, effective June 11, 2013, as amended as of April 21, 2015 and January 31, 2017. F2 · shares: The reported securities awarded on June 30, 2017 (the "Award Date") represent RSUs which vest in twelve equal monthly installments following the Award Date and will vest fully on the earlier of June 30, 2018 or the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:51 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000075 · wf-form4_149671026861732.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,648 F1 · shares: The reported securities are represented by restricted stock units. F2 · shares: The reported securities were fully vested on the date of grant. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:26 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000042 · wf-form4_148850797049709.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,018 F1 · shares: The reported securities are represented by restricted stock units. F2 · shares: The reported securities were fully vested on the date of grant. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 23:34 UTC | TRINET GROUP, INC. TNET · Entity 4202 | GrantRestricted Stock Units · Derivative | 7,588 | $0.00 | $0.00 |
DisclosureSEC source: 0000937098-17-000045 · wf-form4_148780643520458.xml · derivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,588 Underlying: Common Stock · 7,588 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Units represents a contingent right to receive one share of TNET common stock. F2 · derivative.exercise_date: The Restricted Stock Units will vest 100% on February 17, 2018. The Restricted Stock Units are also subject to accelerated vesting upon certain events. F2 · derivative.expiration_date: The Restricted Stock Units will vest 100% on February 17, 2018. The Restricted Stock Units are also subject to accelerated vesting upon certain events. Read SEC document |
| February 09, 2017 Filed Jun 15, 2017 20:53 UTC | TRINET GROUP, INC. TNET · Entity 4202 | GiftCommon Stock | 14,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000937098-17-000143 · wf-form4_149755997448702.xml · nonDerivative · entry 2 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 83,179 F1 · ownership.nature: Reporting Person is a Trustees and shares voting and investment power over the shares held by the Kispert Family Trust. Read SEC document |
| February 09, 2017 Filed Jun 15, 2017 20:53 UTC | TRINET GROUP, INC. TNET · Entity 4202 | GiftCommon Stock | 14,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000937098-17-000143 · wf-form4_149755997448702.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 05, 2017 Filed Feb 8, 2017 00:46 UTC | TRINET GROUP, INC. TNET · Entity 4202 | Exercise / conversionRestricted Stock Units · Derivative | 14,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000937098-17-000025 · wf-form4_148651474710672.xml · derivative · entry 3 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The Restricted Stock Units vested 100% on February 5, 2017. The Restricted Stock Units are also subject to accelerated vesting upon certain events. F3 · derivative.expiration_date: The Restricted Stock Units vested 100% on February 5, 2017. The Restricted Stock Units are also subject to accelerated vesting upon certain events. Read SEC document |
| February 05, 2017 Filed Feb 8, 2017 00:46 UTC | TRINET GROUP, INC. TNET · Entity 4202 | Exercise / conversionCommon Stock | 14,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000937098-17-000025 · wf-form4_148651474710672.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:24 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $3.02 | $0.00 |
DisclosureSEC source: 0001078271-16-000218 · edgardoc.xml · derivative · entry 4 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:24 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | SaleCommon Stock | 15,000 | $5.00 | $75,000.00 |
DisclosureSEC source: 0001078271-16-000218 · edgardoc.xml · nonDerivative · entry 2 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,083 F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 22:24 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | Exercise / conversionCommon Stock | 15,000 | $3.02 | $45,300.00 |
DisclosureSEC source: 0001078271-16-000218 · edgardoc.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to a duly adopted 10b5-1 trading plan. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 19:36 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-16-000010 · wf-form4_148072533912058.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,919 F1 · shares: The reported securities are represented by restricted stock units. F2 · shares: The reported securities were fully vested on the date of grant. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 23:50 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | GrantRSU Award · Derivative | 26,258 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001078271-16-000210 · edgardoc.xml · derivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,258 Underlying: Common Stock · 26,258 shares Expires 2017-11-18 F2 · price: Column 8 is not an applicable reportable field. F1 · derivative.exercise_date: Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant (or, if earlier, the date of the subsequent annual meeting). Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:41 UTC | EXTREME NETWORKS INC EXTR · Entity 381 | SaleCommon Stock | 12,665 | $4.57 | $57,834.72 |
DisclosureSEC source: 0001078271-16-000200 · edgardoc.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,083 F1 · shares: On November 12, 2016 a restricted stock unit vested for 31,662 shares. Mr. Kispert sold 12,665 shares pursuant to a 10b5-1 plan to cover taxes due related to the November 12, 2016 vesting and delivery of shares. Read SEC document |
| October 18, 2008 Filed Oct 21, 2008 21:32 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 11,056 | $21.45 | $237,151.20 |
DisclosureSEC source: 0001181431-08-057946 · rrd221316.xml · nonDerivative · entry 2 KISPERT JOHN H · CIK 0001183250 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,750 F2 · shares: Pursuant to the terms of the October 18, 2004 RSU grant, 11,056 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on the last completed trading day immediately prior to such vesting date. F2 · price: Pursuant to the terms of the October 18, 2004 RSU grant, 11,056 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock on the last completed trading day immediately prior to such vesting date. Read SEC document |
| October 18, 2008 Filed Oct 21, 2008 21:32 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 24,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-057946 · rrd221316.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,806 F1 · price: On October 18, 2004, Mr. Kispert received a grant of restricted stock units ("RSUs") covering 48,333 shares of KLA-Tencor Corporation common stock. On October 18, 2008, Mr. Kispert vested in fifty persent (50%) of such RSUs. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 23:36 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 11,384 | $34.33 | $390,812.72 |
DisclosureSEC source: 0001181431-08-054271 · rrd219295.xml · nonDerivative · entry 2 KISPERT JOHN H · CIK 0001183250 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,639 F2 · shares: Pursuant to the terms of the September 19, 2006 RSU grant, 11,384 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 23:36 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-08-054271 · rrd219295.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,023 F1 · price: On September 19, 2006, Mr. Kispert received a grant of restricted stock units ("RSUs") covering shares of KLA-Tencor Corporation common stock. Following the completion of KLA-Tencor's fiscal year 2007, KLA-Tencor's Board of Directors determined that the number of shares of KLA-Tencor common stock subject to such RSU grant was 62,500. On September 19, 2008, Mr. Kispert vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 05, 2008 Filed Aug 7, 2008 23:43 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046988 · rrd215220.xml · nonDerivative · entry 2 KISPERT JOHN H · CIK 0001183250 · President, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,124 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F3 · security: On August 13, 2007, Mr. Kispert was granted supplemental restricted stock units covering up to 25,000 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's 2008 fiscal year, the Compensation Committee of KLA-Tencor's Board of Directors determined on August 5, 2008 the level at which Mr. Kispert's performance goals were attained and, based on that assessment, determined that the number of shares subject to the supplemental restricted stock units is 25,000. Mr. Kispert will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 13, 2007) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F3 · shares: On August 13, 2007, Mr. Kispert was granted supplemental restricted stock units covering up to 25,000 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's 2008 fiscal year, the Compensation Committee of KLA-Tencor's Board of Directors determined on August 5, 2008 the level at which Mr. Kispert's performance goals were attained and, based on that assessment, determined that the number of shares subject to the supplemental restricted stock units is 25,000. Mr. Kispert will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 13, 2007) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F4 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 05, 2008 Filed Aug 7, 2008 23:43 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 52,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046988 · rrd215220.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · President, COO & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,124 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA-Tencor common stock. F2 · security: On August 8, 2007, Mr. Kispert was granted restricted stock units covering up to 62,500 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2008 fiscal year, the Compensation Committee of KLA-Tencor's Board of Directors determined on August 5, 2008 the level at which the corporate performance goals were attained and, based on that assessment, determined that the number of shares subject to the restricted stock units is 52,291. Mr. Kispert will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 8, 2007) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F2 · shares: On August 8, 2007, Mr. Kispert was granted restricted stock units covering up to 62,500 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2008 fiscal year, the Compensation Committee of KLA-Tencor's Board of Directors determined on August 5, 2008 the level at which the corporate performance goals were attained and, based on that assessment, determined that the number of shares subject to the restricted stock units is 52,291. Mr. Kispert will vest in fifty percent (50%) of the restricted stock units upon his completion of two years of service with KLA-Tencor measured from the grant date (August 8, 2007) and will vest in the remaining fifty percent (50%) upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F4 · balance_after: Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 08, 2007 Filed Aug 11, 2007 01:47 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock (restricted stock units) | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-051765 · rrd169140.xml · nonDerivative · entry 1 KISPERT JOHN H · CIK 0001183250 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,833 F1 · security: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 62,500 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 62,500. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. F1 · shares: On September 19, 2006, the Reporting Person was granted a restricted stock unit covering up to 62,500 shares of the Issuer's Common Stock which are subject to both performance-vesting and service-vesting requirements. Following the completion of the Issuer's audited financial statements for the 2007 fiscal year, the Issuer's Board of Directors determined on August 8, 2007 the level at which the performance goals were attained, and based on that assessment, determined that the number of shares subject to the restricted stock units is 62,500. The Reporting Person will vest in 50% of the restricted stock units upon his completion of two years of service with the Issuer measured from September 19, 2006 and will vest in the remaining 50% upon his completion of an additional two years of service thereafter. The shares of common stock will be issued as the restricted stock units vest. Read SEC document |
| December 22, 2006 Filed Dec 30, 2006 02:07 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | Not disclosed Strike: $45.25 | Not disclosed |
DisclosureSEC source: 0001209191-06-067486 · bpa26163_bpa1jk.xml · derivative · entry 8 KISPERT JOHN H · CIK 0001183250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2011-04-04 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 22, 2006 Filed Dec 30, 2006 02:07 UTC | KLA CORP KLAC · Entity 2838 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | Not disclosed Strike: $29.31 | Not disclosed |
DisclosureSEC source: 0001209191-06-067486 · bpa26163_bpa1jk.xml · derivative · entry 7 KISPERT JOHN H · CIK 0001183250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2011-04-04 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 22, 2006 Filed Dec 30, 2006 02:07 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,667 | Not disclosed Strike: $50.82 | Not disclosed |
DisclosureSEC source: 0001209191-06-067486 · bpa26163_bpa1jk.xml · derivative · entry 6 KISPERT JOHN H · CIK 0001183250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667 Underlying: Common Stock · 2,667 shares Expires 2011-10-02 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 22, 2006 Filed Dec 30, 2006 02:07 UTC | KLA CORP KLAC · Entity 2838 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 2,667 | Not disclosed Strike: $32.75 | Not disclosed |
DisclosureSEC source: 0001209191-06-067486 · bpa26163_bpa1jk.xml · derivative · entry 5 KISPERT JOHN H · CIK 0001183250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,667 shares Expires 2011-10-02 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 22, 2006 Filed Dec 30, 2006 02:07 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | Not disclosed Strike: $32.88 | Not disclosed |
DisclosureSEC source: 0001209191-06-067486 · bpa26163_bpa1jk.xml · derivative · entry 4 KISPERT JOHN H · CIK 0001183250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2010-11-10 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 22, 2006 Filed Dec 30, 2006 02:07 UTC | KLA CORP KLAC · Entity 2838 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | Not disclosed Strike: $26.25 | Not disclosed |
DisclosureSEC source: 0001209191-06-067486 · bpa26163_bpa1jk.xml · derivative · entry 3 KISPERT JOHN H · CIK 0001183250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2010-11-10 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
| December 22, 2006 Filed Dec 30, 2006 02:07 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 8,658 | Not disclosed Strike: $68.81 | Not disclosed |
DisclosureSEC source: 0001209191-06-067486 · bpa26163_bpa1jk.xml · derivative · entry 2 KISPERT JOHN H · CIK 0001183250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,658 Underlying: Common Stock · 8,658 shares Expires 2010-08-13 F1 · kind: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · price: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F1 · acquired: The reported transactions are exempt under SEC Rule 16-b-3, and the related disposition and acquisition transactions for each option involved an amendment to a portion of that option increasing the exercise price per share of such portion to comply with the requirements of Section 409A of the Internal Revenue Code. Such amendment is deemed the cancellation of the portion of the lower-priced option and the grant a replacement option at the higher exercise price per share. F2 · acquired: The option is currently exercisable for vested shares. F2 · derivative.exercise_date: The option is currently exercisable for vested shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.