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person · Reporting owner

Smith Christopher

Disclosed activity across 2 companies

Tapewire entity
79678
SEC CIK
0001500147

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ICHOR HOLDINGS, LTD.ICHR · Entity 4529Chief Commercial OfficerMay 14, 2025May 16, 2025
INTEVAC INCIVAC · Entity 81388VP, Business DevelopmentMay 17, 2018May 21, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ICHOR HOLDINGS, LTD.

Report date May 14, 2025 · Filed May 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value $0.0001SEC Table I · non-derivativeDirect101,291 Reported balance After 2025-05-14 transaction · row 1
1 source row

Row 1 · 2025-05-14 · Grant · Acquired 20,433 · Balance 101,291

F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 14, 2026 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 14, 2026 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

INTEVAC INC

Report date May 17, 2018 · Filed May 21, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,241 Reported balance After 2018-05-17 transaction · row 1
1 source row

Row 1 · 2018-05-17 · Grant · Acquired 8,125 · Balance 92,241

F1: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the vesting commencement date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2025-05-17Direct16,250 Reported balance After 2018-05-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-17 · Grant · Acquired 16,250 · Balance 16,250

F2: The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the vesting commencement date.

F2: The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2025 Filed May 16, 2025 16:51 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 20,433 $0.00 $0.00
Disclosure

SEC source: 0001652535-25-000027 · wk-form4_1747428692.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,291

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 14, 2026 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
February 12, 2025 Filed Feb 20, 2025 18:23 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 3,909 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-006928 · wk-form4_1740093812.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,957

F1 · price: The reported securities represent performance share units originally granted on May 18, 2022 for which performance was certified on February 12, 2025 and settlement was made in ordinary shares on February 20, 2025.

Read SEC document
May 15, 2024 Filed May 17, 2024 16:16 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 17,521 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-024064 · wk-form4_1715976958.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,052

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 15, 2025 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
February 28, 2024 Filed Feb 28, 2024 20:12 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 Tax withholdingOrdinary Shares, par value $0.0001 962 $43.83 $42,164.46
Disclosure

SEC source: 0001628280-24-007739 · wk-form4_1709169110.xml · nonDerivative · entry 2

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,238

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:12 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 Exercise / conversionOption (right to buy) · Derivative 12,887 $0.00 Strike: $22.56 $0.00
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · derivative · entry 5

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares, par value $0.0001 · 12,887 shares

Expires 2026-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on May 14, 2020 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:12 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 Exercise / conversionOption (right to buy) · Derivative 10,546 $0.00 Strike: $21.76 $0.00
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · derivative · entry 4

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707

Underlying: Ordinary Shares, par value $0.0001 · 10,546 shares

Expires 2027-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as follows: 25% of the option vests on May 12, 2021 and the remainder vests ratably on a quarterly basis over a three year period thereafter.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:12 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 SaleOrdinary Shares, par value $0.0001 23,433 $45.08 $1,056,359.64
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · nonDerivative · entry 3

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,329

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:12 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 Exercise / conversionOrdinary Shares, par value $0.0001 12,887 $22.56 $290,730.72
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · nonDerivative · entry 2

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 17:12 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 Exercise / conversionOrdinary Shares, par value $0.0001 10,546 $21.76 $229,480.96
Disclosure

SEC source: 0001628280-24-005660 · wk-form4_1708467117.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 28, 2024 20:12 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 1,731 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-007739 · wk-form4_1709169110.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,200

F1 · price: The reported securities represent performance share units originally granted on May 11, 2021 for which performance was certified on February 14, 2024 and settlement was made in ordinary shares on February 28, 2024.

Read SEC document
August 14, 2023 Filed Aug 14, 2023 19:12 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 SaleOrdinary Shares, par value $0.0001 587 $33.94 $19,922.78
Disclosure

SEC source: 0001628280-23-029465 · wk-form4_1692054744.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,490

Read SEC document
May 18, 2023 Filed May 22, 2023 17:42 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 25,316 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019311 · wk-form4_1684791753.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,556

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 18, 2024 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
May 24, 2022 Filed May 26, 2022 17:46 UTC ICHOR HOLDINGS, LTD. ICHR · Entity 4529 GrantOrdinary Shares, par value $0.0001 24,794 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032304 · doc4.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,267

F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% vests on May 24, 2023 and the remainder vests ratably on a quarterly basis over a three-year period thereafter.

Read SEC document
May 17, 2018 Filed May 21, 2018 18:25 UTC INTEVAC INC IVAC · Entity 81388 GrantNon-Qualified Stock Option (right to buy) · Derivative 16,250 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001503453-18-000052 · edgardoc.xml · derivative · entry 2

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2025-05-17

F2 · derivative.exercise_date: The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 18:25 UTC INTEVAC INC IVAC · Entity 81388 GrantCommon Stock 8,125 $0.00 $0.00
Disclosure

SEC source: 0001503453-18-000052 · edgardoc.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,241

F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the vesting commencement date.

Read SEC document
May 15, 2018 Filed May 17, 2018 18:42 UTC INTEVAC INC IVAC · Entity 81388 Exercise / conversionRestricted Stock Units · Derivative 6,489 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001503453-18-000039 · edgardoc.xml · derivative · entry 6

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,062

Underlying: Common Stock · 6,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date.

F1 · derivative.expiration_date: These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date.

Read SEC document
May 15, 2018 Filed May 17, 2018 18:42 UTC INTEVAC INC IVAC · Entity 81388 Exercise / conversionCommon Stock 6,489 $0.00 $0.00
Disclosure

SEC source: 0001503453-18-000039 · edgardoc.xml · nonDerivative · entry 5

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 17, 2018 18:42 UTC INTEVAC INC IVAC · Entity 81388 Tax withholdingCommon Stock 629 $4.70 $2,956.30
Disclosure

SEC source: 0001503453-18-000039 · edgardoc.xml · nonDerivative · entry 4

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,627

Read SEC document
May 15, 2018 Filed May 17, 2018 18:42 UTC INTEVAC INC IVAC · Entity 81388 Tax withholdingCommon Stock 542 $4.70 $2,547.40
Disclosure

SEC source: 0001503453-18-000039 · edgardoc.xml · nonDerivative · entry 3

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,256

Read SEC document
May 15, 2018 Filed May 17, 2018 18:42 UTC INTEVAC INC IVAC · Entity 81388 Tax withholdingCommon Stock 839 $4.70 $3,943.30
Disclosure

SEC source: 0001503453-18-000039 · edgardoc.xml · nonDerivative · entry 2

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,798

Read SEC document
May 15, 2018 Filed May 17, 2018 18:42 UTC INTEVAC INC IVAC · Entity 81388 Tax withholdingCommon Stock 581 $4.70 $2,730.70
Disclosure

SEC source: 0001503453-18-000039 · edgardoc.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,637

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:10 UTC INTEVAC INC IVAC · Entity 81388 Tax withholdingCommon Stock 1,552 $6.30 $9,777.60
Disclosure

SEC source: 0001503453-18-000012 · edgardoc.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,218

Read SEC document
May 18, 2017 Filed May 19, 2017 17:02 UTC INTEVAC INC IVAC · Entity 81388 GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0001503453-17-000057 · edgardoc.xml · derivative · entry 2

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2024-05-18

F2 · derivative.exercise_date: The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.

Read SEC document
May 18, 2017 Filed May 19, 2017 17:02 UTC INTEVAC INC IVAC · Entity 81388 GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001503453-17-000057 · edgardoc.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,770

F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the vesting commencement date.

Read SEC document
May 15, 2017 Filed May 16, 2017 09:59 UTC INTEVAC INC IVAC · Entity 81388 Exercise / conversionRestricted Stock Units · Derivative 6,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001503453-17-000039 · edgardoc.xml · derivative · entry 5

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,434

Underlying: Common Stock · 6,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date.

F1 · derivative.expiration_date: These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date.

Read SEC document
May 15, 2017 Filed May 16, 2017 09:59 UTC INTEVAC INC IVAC · Entity 81388 Exercise / conversionCommon Stock 6,490 $0.00 $0.00
Disclosure

SEC source: 0001503453-17-000039 · edgardoc.xml · nonDerivative · entry 4

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 16, 2017 09:59 UTC INTEVAC INC IVAC · Entity 81388 Tax withholdingCommon Stock 678 $13.45 $9,119.10
Disclosure

SEC source: 0001503453-17-000039 · edgardoc.xml · nonDerivative · entry 3

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,780

Read SEC document
May 15, 2017 Filed May 16, 2017 09:59 UTC INTEVAC INC IVAC · Entity 81388 Tax withholdingCommon Stock 584 $13.45 $7,854.80
Disclosure

SEC source: 0001503453-17-000039 · edgardoc.xml · nonDerivative · entry 2

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,458

Read SEC document
May 15, 2017 Filed May 16, 2017 09:59 UTC INTEVAC INC IVAC · Entity 81388 Tax withholdingCommon Stock 904 $13.45 $12,158.80
Disclosure

SEC source: 0001503453-17-000039 · edgardoc.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,042

Read SEC document
April 20, 2017 Filed Apr 25, 2017 16:26 UTC INTEVAC INC IVAC · Entity 81388 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001503453-17-000030 · edgardoc.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,946

F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSU's will vest on May 15, 2019, subject to the Reporting Person's continued service through the vesting date.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 17:30 UTC INTEVAC INC IVAC · Entity 81388 Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001503453-17-000024 · edgardoc.xml · derivative · entry 3

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,924

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date.

F1 · derivative.expiration_date: These are restricted stock units awarded to the Reporting Person and each restricted stock unit represents a contingent right to receive one share of IVAC common stock. The restricted stock units vest in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from vesting commencement date.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 17:30 UTC INTEVAC INC IVAC · Entity 81388 Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001503453-17-000024 · edgardoc.xml · nonDerivative · entry 2

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 17:30 UTC INTEVAC INC IVAC · Entity 81388 Tax withholdingCommon Stock 4,614 $10.75 $49,600.50
Disclosure

SEC source: 0001503453-17-000024 · edgardoc.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,446

Read SEC document
February 07, 2017 Filed Feb 9, 2017 18:50 UTC INTEVAC INC IVAC · Entity 81388 GrantCommon Stock 5,047 $0.00 $0.00
Disclosure

SEC source: 0001503453-17-000014 · edgardoc.xml · nonDerivative · entry 1

Smith Christopher · CIK 0001500147 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,060

F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs will vest on February 15, 2018, subject to the Reporting Person's continued service through the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.