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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2012 Filed Aug 15, 2012 18:03 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 300 $198.62 $59,586.00
Disclosure

SEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 7

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,489.5566

Read SEC document
August 14, 2012 Filed Aug 15, 2012 18:03 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 450 $198.61 $89,374.50
Disclosure

SEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 6

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,789.5566

Read SEC document
August 14, 2012 Filed Aug 15, 2012 18:03 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 400 $198.60 $79,441.60
Disclosure

SEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 5

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,239.5566

Read SEC document
August 14, 2012 Filed Aug 15, 2012 18:03 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 696 $198.60 $138,225.60
Disclosure

SEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 4

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,639.5566

Read SEC document
August 14, 2012 Filed Aug 15, 2012 18:03 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 404 $198.59 $80,230.36
Disclosure

SEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 3

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,335.5566

Read SEC document
August 14, 2012 Filed Aug 15, 2012 18:03 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 500 $198.58 $99,290.00
Disclosure

SEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,739.5566

Read SEC document
August 14, 2012 Filed Aug 15, 2012 18:03 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 300 $198.57 $59,571.00
Disclosure

SEC source: 0001181431-12-045670 · rrd353550.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,239.5566

Read SEC document
August 14, 2012 Filed Nov 2, 2012 18:21 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 5

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,160.4828

Read SEC document
August 14, 2012 Filed Nov 2, 2012 18:21 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 4

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,180.4828

Read SEC document
August 14, 2012 Filed Nov 2, 2012 18:21 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 3

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,200.4828

Read SEC document
August 14, 2012 Filed Nov 2, 2012 18:21 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,220.4828

Read SEC document
August 14, 2012 Filed Nov 2, 2012 18:21 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,230.4828

Read SEC document
August 13, 2012 Filed Nov 8, 2012 16:28 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057547 · rrd359922.xml · nonDerivative · entry 5

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · son

Disclosed balance after: 65

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 13, 2012 Filed Nov 8, 2012 16:28 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 655 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057547 · rrd359922.xml · nonDerivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,067.0094

Read SEC document
August 13, 2012 Filed Nov 8, 2012 16:28 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057547 · rrd359922.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,722.0094

Read SEC document
August 13, 2012 Filed Nov 8, 2012 16:28 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057547 · rrd359922.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787.0094

Read SEC document
August 13, 2012 Filed Nov 8, 2012 16:28 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057547 · rrd359922.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,852.0094

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:33 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044545 · rrd352983.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,314

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:33 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044546 · rrd352984.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,024

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:35 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044547 · rrd352985.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 431

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:35 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044547 · rrd352985.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:35 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044548 · rrd352986.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,024

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:36 UTC
Rometty Virginia MDirector · President and CEO
GrantPhantom Stock Unit · Derivative 63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044549 · rrd352987.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,606

Underlying: Common Stock · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:37 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044551 · rrd352988.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:37 UTC
PALMISANO SAMUEL JDirector · Chairman of the Board
GrantPhantom Stock Unit · Derivative 291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044553 · rrd352989.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,289

Underlying: Common Stock · 291 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:38 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044555 · rrd352990.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,177

Underlying: Common Stock · 133 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:38 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044556 · rrd352991.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:39 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044557 · rrd352992.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,320

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:39 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 56 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044558 · rrd352993.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,993

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:40 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044559 · rrd352994.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,117

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:40 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044560 · rrd352995.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,069

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:41 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044561 · rrd352996.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,156

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:42 UTC
Bramante James PSenior Vice President
GrantPhantom Stock Unit · Derivative 4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044563 · rrd352998.xml · derivative · entry 1

Bramante James P · CIK 0001538978 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:43 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044564 · rrd352999.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,739

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2012 Filed Aug 9, 2012 14:44 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044565 · rrd353000.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 08, 2012 Filed Aug 9, 2012 15:46 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 40 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-044595 · rrd352997.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,185

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 07, 2012 Filed Aug 8, 2012 19:09 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 100 $199.94 $19,994.20
Disclosure

SEC source: 0001181431-12-044299 · rrd352640.xml · nonDerivative · entry 6

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,672.5975

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August 07, 2012 Filed Aug 8, 2012 19:09 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 266 $199.94 $53,184.04
Disclosure

SEC source: 0001181431-12-044299 · rrd352640.xml · nonDerivative · entry 5

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,772.5975

Read SEC document
August 07, 2012 Filed Aug 8, 2012 19:09 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 129 $199.93 $25,790.97
Disclosure

SEC source: 0001181431-12-044299 · rrd352640.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,038.5975

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August 07, 2012 Filed Aug 8, 2012 19:09 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 1,000 $199.92 $199,920.00
Disclosure

SEC source: 0001181431-12-044299 · rrd352640.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,167.5975

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August 07, 2012 Filed Aug 8, 2012 19:09 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 1,005 $199.91 $200,912.87
Disclosure

SEC source: 0001181431-12-044299 · rrd352640.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,167.5975

Read SEC document
August 07, 2012 Filed Aug 8, 2012 19:09 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 500 $199.91 $99,955.00
Disclosure

SEC source: 0001181431-12-044299 · rrd352640.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,172.5975

Read SEC document
August 07, 2012 Filed Aug 8, 2012 19:10 UTC
Arnold Colleen F.Senior Vice President
SaleCommon Stock 553 $200.56 $110,909.68
Disclosure

SEC source: 0001181431-12-044301 · rrd352702.xml · nonDerivative · entry 3

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,788.7884

Read SEC document
August 07, 2012 Filed Aug 8, 2012 19:10 UTC
Arnold Colleen F.Senior Vice President
SaleCommon Stock 449 $200.55 $90,048.39
Disclosure

SEC source: 0001181431-12-044301 · rrd352702.xml · nonDerivative · entry 2

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,341.7884

Read SEC document
August 07, 2012 Filed Aug 8, 2012 19:10 UTC
Arnold Colleen F.Senior Vice President
SaleCommon Stock 147 $200.55 $29,480.85
Disclosure

SEC source: 0001181431-12-044301 · rrd352702.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,790.7884

Read SEC document
August 07, 2012 Filed Aug 8, 2012 19:16 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 9,900 $0.00 Strike: $101.33 $0.00
Disclosure

SEC source: 0001181431-12-044304 · rrd352835.xml · derivative · entry 16

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,862

Underlying: Common Stock · 9,900 shares

Expires 2015-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

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August 07, 2012 Filed Aug 8, 2012 19:16 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 4,375 $0.00 Strike: $92.12 $0.00
Disclosure

SEC source: 0001181431-12-044304 · rrd352835.xml · derivative · entry 15

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,375 shares

Expires 2015-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vested in one installment on the date shown above.

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August 07, 2012 Filed Aug 8, 2012 19:16 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 21,456 $0.00 Strike: $91.04 $0.00
Disclosure

SEC source: 0001181431-12-044304 · rrd352835.xml · derivative · entry 14

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,456 shares

Expires 2016-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

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August 07, 2012 Filed Aug 8, 2012 19:16 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 6,100 $200.39 $1,222,379.00
Disclosure

SEC source: 0001181431-12-044304 · rrd352835.xml · nonDerivative · entry 12

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 07, 2012 Filed Aug 8, 2012 19:16 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 16,659 $200.38 $3,338,130.42
Disclosure

SEC source: 0001181431-12-044304 · rrd352835.xml · nonDerivative · entry 11

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,100

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.