Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | May 08, 2013 | May 09, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date May 08, 2013 · Filed May 09, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,490 |
Reported balance
After 2013-05-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-05-08 · Grant · Acquired 12 · Balance 2,490 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2013 Filed May 9, 2013 15:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026483 · rrd379226.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,490 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,750 | $201.45 | $352,537.50 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 20 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,263.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $201.44 | $20,144.10 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 19 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,013.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,423 | $201.44 | $286,649.12 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 18 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,113.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $201.43 | $221,573.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 17 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,536.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $201.42 | $80,568.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 16 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,636.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $201.41 | $281,974.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 15 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,036.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,270 | $201.40 | $255,778.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 14 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,436.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 910 | $201.39 | $183,264.90 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 13 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,706.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $201.38 | $40,276.20 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 12 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,616.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $201.38 | $281,932.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 11 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,816.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $201.37 | $140,959.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 10 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,216.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $201.36 | $60,408.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 9 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,916.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $201.34 | $40,268.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 8 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,216.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $201.33 | $80,532.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 7 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,416.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $201.32 | $40,264.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 6 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,816.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $201.31 | $20,131.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 5 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,016.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $201.30 | $20,130.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 4 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,116.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $201.29 | $80,516.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 3 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,216.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $201.28 | $161,024.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,616.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $201.27 | $60,381.00 |
DisclosureSEC source: 0001181431-13-008177 · rrd369630.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,416.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $201.70 | $40,340.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 21 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,667.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 75 | $201.69 | $15,126.75 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 20 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,867.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $201.66 | $40,332.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 19 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,942.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $201.65 | $20,165.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 18 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,142.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $201.64 | $80,656.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 17 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,242.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $201.63 | $40,326.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 16 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,642.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $201.61 | $20,161.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 15 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,842.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $201.59 | $20,159.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 14 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,942.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $201.58 | $40,316.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 13 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,042.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $201.57 | $60,471.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 12 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,242.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 102 | $201.55 | $20,558.10 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 11 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,542.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 594 | $201.54 | $119,714.76 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 10 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,644.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $201.53 | $161,224.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 9 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,238.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $201.52 | $20,152.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 8 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,038.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $201.51 | $20,151.10 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 7 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,138.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,106 | $201.51 | $222,870.06 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 6 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,238.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,765 | $201.50 | $355,647.50 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 5 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,344.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 594 | $201.49 | $119,685.06 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 4 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,109.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,070 | $201.48 | $215,583.60 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 3 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,703.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,290 | $201.47 | $259,896.30 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,773.667 Read SEC document |
| February 08, 2013 Filed Feb 11, 2013 18:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $201.46 | $241,752.00 |
DisclosureSEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,063.667 Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 16:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-007460 · rrd369351.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,479 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 13,513 | $204.58 | $2,764,489.54 |
DisclosureSEC source: 0001181431-13-006589 · rrd368692.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,716.667 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 27,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-006589 · rrd368692.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,229.667 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2010-2012) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 16:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-057542 · rrd359919.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,469 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 18:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,426 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-056285 · rrd359242.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,426 Underlying: Common Stock · 7,426 shares Expires not disclosed F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2013, provided that the reporting person is an employee of, or an advisor to, the company on such date. F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2013, provided that the reporting person is an employee of, or an advisor to, the company on such date. F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2013, provided that the reporting person is an employee of, or an advisor to, the company on such date. F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2013, provided that the reporting person is an employee of, or an advisor to, the company on such date. Read SEC document |
| August 08, 2012 Filed Aug 9, 2012 14:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-044556 · rrd352991.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028735 · rrd344572.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,447 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 02, 2012 Filed May 4, 2012 15:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 24,036 | $208.06 Strike: $0.00 | $5,000,930.16 |
DisclosureSEC source: 0001181431-12-027702 · rrd343871.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,437 Underlying: Common Stock · 24,036 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.