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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2012 Filed Dec 3, 2012 19:54 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 6

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter 1

Disclosed balance after: 323

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:54 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 5

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 5,250

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:54 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,954.8906

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:54 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,089.8906

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:54 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,224.8906

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:54 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,359.8906

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:55 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 12,800 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061698 · rrd361701.xml · nonDerivative · entry 4

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,850.9435

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:55 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061698 · rrd361701.xml · nonDerivative · entry 3

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,650.9435

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:55 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061698 · rrd361701.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,150.9435

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:55 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 6,336 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061699 · rrd361702.xml · nonDerivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 22,000

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 13, 2012 Filed Dec 3, 2012 19:55 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 6,336 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061699 · rrd361702.xml · nonDerivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,077.0148

Read SEC document
November 12, 2012 Filed Nov 14, 2012 16:15 UTC
Arnold Colleen F.Senior Vice President
GiftCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-058451 · rrd360276.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,942.0039

Read SEC document
November 12, 2012 Filed Dec 3, 2012 19:55 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061698 · rrd361701.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,670.9435

Read SEC document
November 12, 2012 Filed Dec 3, 2012 19:55 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 15,664 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061699 · rrd361702.xml · nonDerivative · entry 5

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 15,664

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 12, 2012 Filed Dec 3, 2012 19:55 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 2,856 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061699 · rrd361702.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,413.0148

Read SEC document
November 12, 2012 Filed Dec 3, 2012 19:55 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 4,389 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061699 · rrd361702.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,269.0148

Read SEC document
November 12, 2012 Filed Dec 3, 2012 19:55 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 8,419 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-061699 · rrd361702.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,658.0148

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:22 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 33 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057533 · rrd359912.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,346

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:22 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057535 · rrd359913.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,166

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:23 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057537 · rrd359914.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 432

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:23 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057537 · rrd359914.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:23 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057538 · rrd359915.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,046

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:25 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057539 · rrd359916.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,670

Underlying: Common Stock · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:25 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 38 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057540 · rrd359917.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,390

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:26 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057541 · rrd359918.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,313

Underlying: Common Stock · 139 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:26 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057542 · rrd359919.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:27 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057544 · rrd359920.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,356

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:27 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 58 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057545 · rrd359921.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,049

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:28 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057547 · rrd359922.xml · derivative · entry 6

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,157

Underlying: Common Stock · 41 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:28 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057548 · rrd359923.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,140

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:29 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057549 · rrd359925.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,178

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:29 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057550 · rrd359926.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,225

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:30 UTC
Bramante James PSenior Vice President
GrantPhantom Stock Unit · Derivative 4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057551 · rrd359927.xml · derivative · entry 1

Bramante James P · CIK 0001538978 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2012 Filed Nov 8, 2012 16:30 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057553 · rrd359928.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,760

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 07, 2012 Filed Nov 8, 2012 16:31 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057554 · rrd359929.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,203

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 06, 2012 Filed Nov 7, 2012 15:30 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 37 $195.70 $7,240.90
Disclosure

SEC source: 0001181431-12-057166 · rrd359643.xml · nonDerivative · entry 7

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,588

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November 06, 2012 Filed Nov 7, 2012 15:30 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 100 $195.68 $19,568.00
Disclosure

SEC source: 0001181431-12-057166 · rrd359643.xml · nonDerivative · entry 6

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,625

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November 06, 2012 Filed Nov 7, 2012 15:30 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 163 $195.66 $31,892.58
Disclosure

SEC source: 0001181431-12-057166 · rrd359643.xml · nonDerivative · entry 5

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,725

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November 06, 2012 Filed Nov 7, 2012 15:30 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 1,438 $195.64 $281,334.63
Disclosure

SEC source: 0001181431-12-057166 · rrd359643.xml · nonDerivative · entry 4

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,888

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November 06, 2012 Filed Nov 7, 2012 15:30 UTC
Weber Robert CSenior Vice President
GiftCommon Stock 256 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057166 · rrd359643.xml · nonDerivative · entry 3

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,326

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November 06, 2012 Filed Nov 7, 2012 15:30 UTC
Weber Robert CSenior Vice President
GiftCommon Stock 128 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057166 · rrd359643.xml · nonDerivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,582

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November 06, 2012 Filed Nov 7, 2012 15:30 UTC
Weber Robert CSenior Vice President
GiftCommon Stock 128 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-057166 · rrd359643.xml · nonDerivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,710

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November 01, 2012 Filed Nov 2, 2012 18:19 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 100 $196.68 $19,668.00
Disclosure

SEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 7

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,541.8717

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November 01, 2012 Filed Nov 2, 2012 18:19 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 803 $196.67 $157,926.01
Disclosure

SEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 6

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,641.8717

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November 01, 2012 Filed Nov 2, 2012 18:19 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 100 $196.66 $19,666.00
Disclosure

SEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 5

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,444.8717

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November 01, 2012 Filed Nov 2, 2012 18:19 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 300 $196.65 $58,995.00
Disclosure

SEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,544.8717

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November 01, 2012 Filed Nov 2, 2012 18:19 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 500 $196.64 $98,320.00
Disclosure

SEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,844.8717

Read SEC document
November 01, 2012 Filed Nov 2, 2012 18:19 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 100 $196.63 $19,663.00
Disclosure

SEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,344.8717

Read SEC document
November 01, 2012 Filed Nov 2, 2012 18:19 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 97 $196.62 $19,072.30
Disclosure

SEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,444.8717

Read SEC document
November 01, 2012 Filed Nov 2, 2012 18:21 UTC
MILLS STEVEN ASenior Vice President
GrantRst. Stock Unit · Derivative 22,278 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-056284 · rrd359241.xml · derivative · entry 6

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,278

Underlying: Common Stock · 22,278 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2015.

F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2015.

F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2015.

F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.