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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2013 Filed Feb 11, 2013 18:24 UTC
MACDONALD J RANDALLSenior Vice President
SaleCommon Stock 100 $201.52 $20,152.00
Disclosure

SEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 8

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,038.667

Read SEC document
February 08, 2013 Filed Feb 11, 2013 18:24 UTC
MACDONALD J RANDALLSenior Vice President
SaleCommon Stock 100 $201.51 $20,151.10
Disclosure

SEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 7

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,138.667

Read SEC document
February 08, 2013 Filed Feb 11, 2013 18:24 UTC
MACDONALD J RANDALLSenior Vice President
SaleCommon Stock 1,106 $201.51 $222,870.06
Disclosure

SEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 6

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,238.667

Read SEC document
February 08, 2013 Filed Feb 11, 2013 18:24 UTC
MACDONALD J RANDALLSenior Vice President
SaleCommon Stock 1,765 $201.50 $355,647.50
Disclosure

SEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 5

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,344.667

Read SEC document
February 08, 2013 Filed Feb 11, 2013 18:24 UTC
MACDONALD J RANDALLSenior Vice President
SaleCommon Stock 594 $201.49 $119,685.06
Disclosure

SEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 4

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,109.667

Read SEC document
February 08, 2013 Filed Feb 11, 2013 18:24 UTC
MACDONALD J RANDALLSenior Vice President
SaleCommon Stock 1,070 $201.48 $215,583.60
Disclosure

SEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 3

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,703.667

Read SEC document
February 08, 2013 Filed Feb 11, 2013 18:24 UTC
MACDONALD J RANDALLSenior Vice President
SaleCommon Stock 1,290 $201.47 $259,896.30
Disclosure

SEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 2

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,773.667

Read SEC document
February 08, 2013 Filed Feb 11, 2013 18:24 UTC
MACDONALD J RANDALLSenior Vice President
SaleCommon Stock 1,200 $201.46 $241,752.00
Disclosure

SEC source: 0001181431-13-008181 · rrd369631.xml · nonDerivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,063.667

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 31 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · derivative · entry 14

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,377

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 1,407 $201.19 $283,074.33
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 13

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,131

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 100 $201.18 $20,118.00
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 12

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,538

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 200 $201.16 $40,232.00
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 11

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,638

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 600 $201.15 $120,690.00
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 10

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,838

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 500 $201.14 $100,570.00
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 9

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,438

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 305 $201.11 $61,338.55
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 8

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,938

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 839 $201.10 $168,722.90
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 7

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,243

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 503 $201.09 $101,148.27
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 6

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,082

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 500 $201.08 $100,540.00
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 5

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,585

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 600 $201.07 $120,642.00
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 4

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,085

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 280 $201.06 $56,296.80
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 3

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,685

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 243 $201.05 $48,855.15
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,965

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:39 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 5,423 $201.04 $1,090,239.92
Disclosure

SEC source: 0001181431-13-007443 · rrd369344.xml · nonDerivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,208

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:40 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007445 · rrd369345.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,290

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:41 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007447 · rrd369346.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 434

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:41 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007447 · rrd369346.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,159

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:42 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007450 · rrd369347.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,068

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:49 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 62 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007455 · rrd369348.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,732

Underlying: Common Stock · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:51 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007457 · rrd369349.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,425

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:54 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007460 · rrd369351.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,479

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:52 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007458 · rrd369350.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,445

Underlying: Common Stock · 133 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:55 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007461 · rrd369352.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,392

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:57 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 56 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007463 · rrd369353.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,104

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 16:58 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007465 · rrd369354.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,195

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 17:00 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007466 · rrd369355.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,209

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 17:02 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007467 · rrd369356.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 17:03 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007469 · rrd369357.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,264

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2013 Filed Feb 7, 2013 17:08 UTC
Bramante James PSenior Vice President
GrantPhantom Stock Unit · Derivative 4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007474 · rrd369358.xml · derivative · entry 1

Bramante James P · CIK 0001538978 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 06, 2013 Filed Feb 7, 2013 17:11 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007477 · rrd369359.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 56 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · derivative · entry 17

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,259

Underlying: Common Stock · 56 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 700 $200.43 $140,301.00
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 16

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 0.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 100 $200.43 $20,042.50
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 15

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 700.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 303 $200.40 $60,721.20
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 14

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 800.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 1,500 $200.39 $300,585.00
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 13

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 1,103.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 100 $200.36 $20,036.00
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 12

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 2,603.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 100 $200.35 $20,035.00
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 11

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 2,703.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 829 $200.34 $166,081.86
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 10

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 2,803.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 200 $200.33 $40,066.00
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 9

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 3,632.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 600 $200.32 $120,192.00
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 8

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 3,832.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 1,065 $200.31 $213,330.15
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 7

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 4,432.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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February 06, 2013 Filed Feb 7, 2013 17:18 UTC
Adkins Rodney CSenior Vice President
SaleCommon Stock 200 $200.30 $40,060.00
Disclosure

SEC source: 0001181431-13-007485 · rrd369360.xml · nonDerivative · entry 6

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 5,497.7723

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.