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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2014 Filed Feb 7, 2014 21:36 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005782 · rrd401788.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,235

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:37 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005783 · rrd401789.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 355

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, beginning in February 2014.

F4 · derivative.expiration_date: Phantom stock units became distributable to the reporting person's spouse under the IBM Excess 401(k) Plus Plan upon her separation from the company. The spouse's phantom stock units will be distributed annually in equal installments over a five-year period, beginning in February 2014.

F5 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:37 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005783 · rrd401789.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:38 UTC
Schroeter Martin JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 38 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005784 · rrd401790.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,987

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:38 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005785 · rrd401791.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,170

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:40 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005787 · rrd401792.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:41 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005788 · rrd401793.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,028

Underlying: Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:42 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005789 · rrd401794.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,910

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:43 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005790 · rrd401795.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,078

Underlying: Common Stock · 173 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:43 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005791 · rrd401796.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,368

Underlying: Common Stock · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:44 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005792 · rrd401797.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,381

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:45 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 20 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005793 · rrd401798.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,695

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:46 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005795 · rrd401799.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,305

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:47 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005796 · rrd401800.xml · derivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:47 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 27 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005797 · rrd401801.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,876

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:48 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005798 · rrd401802.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,526

Underlying: Common Stock · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $88.60 $0.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · derivative · entry 21

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2014-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.70 $17,470.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 20

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 200 $174.68 $34,936.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 19

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 300 $174.65 $52,395.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 18

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.63 $17,463.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 17

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,298

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.61 $17,461.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 16

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,398

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 400 $174.58 $69,832.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 15

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,498

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 200 $174.57 $34,914.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 14

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,898

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.56 $17,456.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 13

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 200 $174.55 $34,910.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 12

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,198

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 2 $174.53 $349.06
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 11

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,398

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 200 $174.51 $34,902.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 10

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 300 $174.49 $52,347.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 9

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.47 $17,447.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 8

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.46 $17,446.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 7

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 400 $174.45 $69,780.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 6

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 200 $174.42 $34,884.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 5

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.40 $17,440.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 4

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.39 $17,439.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 3

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.37 $17,437.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 2

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
Exercise / conversionCommon Stock 4,000 $88.60 $354,400.00
Disclosure

SEC source: 0001181431-14-005808 · rrd401840.xml · nonDerivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 100 $174.76 $17,476.00
Disclosure

SEC source: 0001181431-14-005810 · rrd401841.xml · nonDerivative · entry 3

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 400 $174.75 $69,900.00
Disclosure

SEC source: 0001181431-14-005810 · rrd401841.xml · nonDerivative · entry 2

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

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February 06, 2014 Filed Feb 7, 2014 21:56 UTC
SPERO JOAN EDirector
SaleCommon Stock 198 $174.73 $34,596.54
Disclosure

SEC source: 0001181431-14-005810 · rrd401841.xml · nonDerivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

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February 01, 2014 Filed Feb 4, 2014 01:08 UTC
Weber Robert CSenior Vice President
Tax withholdingCommon Stock 9,144 $176.59 $1,614,693.24
Disclosure

SEC source: 0001181431-14-004810 · rrd401199.xml · nonDerivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,511

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February 01, 2014 Filed Feb 4, 2014 01:08 UTC
Weber Robert CSenior Vice President
GrantCommon Stock 19,524 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004810 · rrd401199.xml · nonDerivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,655

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2014 Filed Feb 4, 2014 01:09 UTC
van Kralingen Bridget ASenior Vice President
Tax withholdingCommon Stock 2,959 $176.59 $522,515.02
Disclosure

SEC source: 0001181431-14-004811 · rrd401200.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,727.9314

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February 01, 2014 Filed Feb 4, 2014 01:09 UTC
van Kralingen Bridget ASenior Vice President
GrantCommon Stock 7,272 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004811 · rrd401200.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,686.9314

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2014 Filed Feb 4, 2014 01:11 UTC
Schroeter Martin JSr. VP and CFO
Tax withholdingCommon Stock 2,942 $176.59 $519,513.07
Disclosure

SEC source: 0001181431-14-004814 · rrd401202.xml · nonDerivative · entry 2

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,291.3762

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:11 UTC
Schroeter Martin JSr. VP and CFO
GrantCommon Stock 7,272 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004814 · rrd401202.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,233.3762

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2014 Filed Feb 4, 2014 01:10 UTC
Shaughnessy Timothy SSenior Vice President
Tax withholdingCommon Stock 8,287 $176.59 $1,463,359.90
Disclosure

SEC source: 0001181431-14-004813 · rrd401201.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,469.584

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February 01, 2014 Filed Feb 4, 2014 01:10 UTC
Shaughnessy Timothy SSenior Vice President
GrantCommon Stock 17,841 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004813 · rrd401201.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,756.584

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

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February 01, 2014 Filed Feb 4, 2014 01:11 UTC
SANFORD LINDA SSenior Vice President
Tax withholdingCommon Stock 8,738 $176.59 $1,542,999.73
Disclosure

SEC source: 0001181431-14-004815 · rrd401203.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,775

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February 01, 2014 Filed Feb 4, 2014 01:11 UTC
SANFORD LINDA SSenior Vice President
GrantCommon Stock 18,513 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004815 · rrd401203.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,513

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.