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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2014 Filed May 5, 2014 20:36 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 100 $192.77 $19,277.00
Disclosure

SEC source: 0001181431-14-017901 · rrd408581.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,050.1955

Read SEC document
May 02, 2014 Filed May 5, 2014 20:37 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,000 $193.48 $193,480.00
Disclosure

SEC source: 0001181431-14-017902 · rrd408582.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,609.1955

Read SEC document
May 02, 2014 Filed May 5, 2014 20:37 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 799 $193.43 $154,550.57
Disclosure

SEC source: 0001181431-14-017902 · rrd408582.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,609.1955

Read SEC document
April 30, 2014 Filed May 1, 2014 18:36 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $196.47 Strike: $0.00 $785.88
Disclosure

SEC source: 0001181431-14-017438 · rrd408315.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,712

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 30, 2014 Filed May 1, 2014 18:37 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 6 $196.47 Strike: $0.00 $1,178.82
Disclosure

SEC source: 0001181431-14-017440 · rrd408314.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,260

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 155 $195.48 $30,299.40
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 10

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,511

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 200 $195.42 $39,084.00
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 9

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,666

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 300 $195.39 $58,617.00
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 8

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,866

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 100 $195.38 $19,538.00
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 7

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,166

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 300 $195.37 $58,611.00
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 6

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,266

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 100 $195.36 $19,536.00
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 5

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,566

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 100 $195.35 $19,535.00
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 4

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,666

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 90 $195.33 $17,579.70
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 3

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,766

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 155 $195.32 $30,274.60
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,856

Read SEC document
April 30, 2014 Filed May 1, 2014 18:38 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 4,500 $195.29 $878,805.00
Disclosure

SEC source: 0001181431-14-017441 · rrd408188.xml · nonDerivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,011

Read SEC document
April 16, 2014 Filed Apr 18, 2014 18:15 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5,092 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-016538 · rrd407041.xml · derivative · entry 2

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,092

Underlying: Common Stock · 5,092 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. These phantom stock units will vest upon lapse of restrictions on 04/01/2018. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. These phantom stock units will vest upon lapse of restrictions on 04/01/2018. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 16, 2014 Filed Apr 18, 2014 18:15 UTC
KEVERIAN KENNETH MSenior Vice President
GrantRst. Stock Unit · Derivative 22,223 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-016538 · rrd407041.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,223

Underlying: Common Stock · 22,223 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payble in cash or the company's common stock. The restrictions lapse for 11,111 of these units on 04/01/2015, for 5,556 of these units on 04/01/2016 and for the remaining 5,556 of these units on 04/01/2017.

F1 · kind: Upon lapse of the restrictions, these units are payble in cash or the company's common stock. The restrictions lapse for 11,111 of these units on 04/01/2015, for 5,556 of these units on 04/01/2016 and for the remaining 5,556 of these units on 04/01/2017.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payble in cash or the company's common stock. The restrictions lapse for 11,111 of these units on 04/01/2015, for 5,556 of these units on 04/01/2016 and for the remaining 5,556 of these units on 04/01/2017.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payble in cash or the company's common stock. The restrictions lapse for 11,111 of these units on 04/01/2015, for 5,556 of these units on 04/01/2016 and for the remaining 5,556 of these units on 04/01/2017.

Read SEC document
April 15, 2014 Filed Apr 16, 2014 20:15 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 6 $197.02 Strike: $0.00 $1,182.12
Disclosure

SEC source: 0001181431-14-016302 · rrd407515.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,258

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 15, 2014 Filed Apr 16, 2014 20:16 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $197.02 Strike: $0.00 $788.08
Disclosure

SEC source: 0001181431-14-016303 · rrd407516.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,709

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:25 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 7 $192.49 Strike: $0.00 $1,347.43
Disclosure

SEC source: 0001181431-14-014650 · rrd406686.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:26 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $192.49 Strike: $0.00 $769.96
Disclosure

SEC source: 0001181431-14-014651 · rrd406687.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,706

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:28 UTC GrantPromised Fee Share · Derivative 351 $192.49 Strike: $0.00 $67,563.99
Disclosure

SEC source: 0001181431-14-014653 · rrd406708.xml · derivative · entry 1

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,714

Underlying: Common Stock · 351 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:29 UTC GrantPromised Fee Share · Derivative 351 $192.49 Strike: $0.00 $67,563.99
Disclosure

SEC source: 0001181431-14-014655 · rrd406709.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,454

Underlying: Common Stock · 351 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:30 UTC
SPERO JOAN EDirector
GrantPromised Fee Share · Derivative 325 $192.49 Strike: $0.00 $62,559.25
Disclosure

SEC source: 0001181431-14-014657 · rrd406710.xml · derivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,886

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:31 UTC GrantPromised Fee Share · Derivative 195 $192.49 Strike: $0.00 $37,535.55
Disclosure

SEC source: 0001181431-14-014659 · rrd406711.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,564

Underlying: Common Stock · 195 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:33 UTC GrantPromised Fee Share · Derivative 325 $192.49 Strike: $0.00 $62,559.25
Disclosure

SEC source: 0001181431-14-014661 · rrd406712.xml · derivative · entry 1

MCNERNEY W JAMES JR · CIK 0001182055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,819

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:34 UTC GrantPromised Fee Share · Derivative 325 $192.49 Strike: $0.00 $62,559.25
Disclosure

SEC source: 0001181431-14-014663 · rrd406713.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,129

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:35 UTC GrantPromised Fee Share · Derivative 325 $192.49 Strike: $0.00 $62,559.25
Disclosure

SEC source: 0001181431-14-014664 · rrd406714.xml · derivative · entry 1

JACKSON SHIRLEY A · CIK 0001168019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,940

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:36 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 195 $192.49 Strike: $0.00 $37,535.55
Disclosure

SEC source: 0001181431-14-014665 · rrd406715.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

Underlying: Common Stock · 195 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:37 UTC GrantPromised Fee Share · Derivative 358 $192.49 Strike: $0.00 $68,911.42
Disclosure

SEC source: 0001181431-14-014666 · rrd406716.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,756

Underlying: Common Stock · 358 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:39 UTC GrantPromised Fee Share · Derivative 325 $192.49 Strike: $0.00 $62,559.25
Disclosure

SEC source: 0001181431-14-014667 · rrd406718.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,165

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:40 UTC GrantPromised Fee Share · Derivative 325 $192.49 Strike: $0.00 $62,559.25
Disclosure

SEC source: 0001181431-14-014668 · rrd406719.xml · derivative · entry 1

BRODY WILLIAM R MD PHD · CIK 0001145157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,922

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2014 Filed Apr 1, 2014 17:41 UTC GrantPromised Fee Share · Derivative 325 $192.49 Strike: $0.00 $62,559.25
Disclosure

SEC source: 0001181431-14-014670 · rrd406720.xml · derivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,984

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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March 14, 2014 Filed Mar 17, 2014 16:32 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 7 $182.21 Strike: $0.00 $1,275.47
Disclosure

SEC source: 0001181431-14-012942 · rrd405730.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,248

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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March 14, 2014 Filed Mar 17, 2014 16:33 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $182.21 Strike: $0.00 $728.84
Disclosure

SEC source: 0001181431-14-012943 · rrd405731.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,704

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 28, 2014 Filed Mar 3, 2014 15:55 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 7 $185.17 Strike: $0.00 $1,296.19
Disclosure

SEC source: 0001181431-14-010029 · rrd404238.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,242

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 28, 2014 Filed Mar 3, 2014 15:56 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $185.17 Strike: $0.00 $740.68
Disclosure

SEC source: 0001181431-14-010030 · rrd404239.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 25, 2014 Filed Feb 26, 2014 15:47 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 1,400 $183.89 $257,446.00
Disclosure

SEC source: 0001181431-14-009293 · rrd403759.xml · nonDerivative · entry 4

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,337

Read SEC document
February 25, 2014 Filed Feb 26, 2014 15:47 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 200 $183.88 $36,776.00
Disclosure

SEC source: 0001181431-14-009293 · rrd403759.xml · nonDerivative · entry 3

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,737

Read SEC document
February 25, 2014 Filed Feb 26, 2014 15:47 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 300 $183.86 $55,158.00
Disclosure

SEC source: 0001181431-14-009293 · rrd403759.xml · nonDerivative · entry 2

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,937

Read SEC document
February 25, 2014 Filed Feb 26, 2014 15:47 UTC
Clementi ErichSenior Vice President
SaleCommon Stock 5,400 $183.85 $992,811.06
Disclosure

SEC source: 0001181431-14-009293 · rrd403759.xml · nonDerivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,237

Read SEC document
February 21, 2014 Filed Feb 24, 2014 19:51 UTC Exercise / conversionBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $88.60 $0.00
Disclosure

SEC source: 0001181431-14-008669 · rrd403493.xml · derivative · entry 4

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2014-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 19:51 UTC SaleCommon Stock 1,230 $183.61 $225,840.92
Disclosure

SEC source: 0001181431-14-008669 · rrd403493.xml · nonDerivative · entry 3

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,570

Read SEC document
February 21, 2014 Filed Feb 24, 2014 19:51 UTC SaleCommon Stock 1,200 $183.61 $220,332.00
Disclosure

SEC source: 0001181431-14-008669 · rrd403493.xml · nonDerivative · entry 2

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Read SEC document
February 21, 2014 Filed Feb 24, 2014 19:51 UTC Exercise / conversionCommon Stock 4,000 $88.60 $354,400.00
Disclosure

SEC source: 0001181431-14-008669 · rrd403493.xml · nonDerivative · entry 1

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2014 Filed Feb 18, 2014 15:19 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 7 $183.69 Strike: $0.00 $1,285.83
Disclosure

SEC source: 0001181431-14-007257 · rrd402667.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,236

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 14, 2014 Filed Feb 18, 2014 15:20 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 1,800 $183.92 $331,056.00
Disclosure

SEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 8

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,482.811

Read SEC document
February 14, 2014 Filed Feb 18, 2014 15:20 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 584 $183.91 $107,403.44
Disclosure

SEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 7

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,282.811

Read SEC document
February 14, 2014 Filed Feb 18, 2014 15:20 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 400 $183.90 $73,560.00
Disclosure

SEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,866.811

Read SEC document
February 14, 2014 Filed Feb 18, 2014 15:20 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 100 $183.89 $18,389.00
Disclosure

SEC source: 0001181431-14-007258 · rrd402578.xml · nonDerivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,266.811

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.