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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2015 Filed Sep 16, 2015 18:07 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $147.53 Strike: $0.00 $737.65
Disclosure

SEC source: 0001562180-15-000771 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2015 Filed Sep 1, 2015 19:57 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $147.89 Strike: $0.00 $887.34
Disclosure

SEC source: 0001562180-15-000711 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,177

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2015 Filed Sep 1, 2015 19:57 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $147.89 Strike: $0.00 $739.45
Disclosure

SEC source: 0001562180-15-000712 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2015 Filed Sep 1, 2015 19:58 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 11 $147.89 Strike: $0.00 $1,626.79
Disclosure

SEC source: 0001562180-15-000713 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,499

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2015 Filed Sep 1, 2015 19:58 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $147.89 Strike: $0.00 $1,331.01
Disclosure

SEC source: 0001562180-15-000714 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2015 Filed Sep 1, 2015 19:58 UTC
Rosamilia Thomas WSenior Vice President
SaleCommon Stock 2,700 $147.38 $397,926.00
Disclosure

SEC source: 0001562180-15-000715 · primarydocument.xml · nonDerivative · entry 2

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,580.729

Read SEC document
August 27, 2015 Filed Aug 28, 2015 17:36 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
OtherCommon Stock 9,425.0706 $148.54 $1,399,999.99
Disclosure

SEC source: 0001562180-15-000710 · primarydocument.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158.3066

F3 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan.

Read SEC document
August 26, 2015 Filed Aug 27, 2015 17:32 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 400 $145.18 $58,072.00
Disclosure

SEC source: 0001562180-15-000709 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,866.3512

Read SEC document
August 26, 2015 Filed Aug 27, 2015 17:32 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 2,450 $145.17 $355,666.50
Disclosure

SEC source: 0001562180-15-000709 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,266.3512

Read SEC document
August 24, 2015 Filed Aug 25, 2015 18:38 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 3,000 $147.00 $441,000.00
Disclosure

SEC source: 0001562180-15-000704 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,716.3512

Read SEC document
August 24, 2015 Filed Aug 25, 2015 18:38 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 3,000 $144.00 $432,000.00
Disclosure

SEC source: 0001562180-15-000704 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,716.3512

Read SEC document
August 19, 2015 Filed Sep 1, 2015 19:58 UTC
Rosamilia Thomas WSenior Vice President
GiftCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000715 · primarydocument.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,280.729

Read SEC document
August 17, 2015 Filed Aug 18, 2015 16:47 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 6,000 $156.50 $939,000.00
Disclosure

SEC source: 0001562180-15-000677 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,716.3512

Read SEC document
August 14, 2015 Filed Aug 17, 2015 18:49 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 11 $155.75 Strike: $0.00 $1,713.25
Disclosure

SEC source: 0001562180-15-000671 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,481

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 14, 2015 Filed Aug 17, 2015 18:48 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $155.75 Strike: $0.00 $1,401.75
Disclosure

SEC source: 0001562180-15-000670 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,484

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 14, 2015 Filed Aug 17, 2015 18:50 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $155.75 Strike: $0.00 $778.75
Disclosure

SEC source: 0001562180-15-000672 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,369

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 14, 2015 Filed Aug 17, 2015 18:51 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $155.75 Strike: $0.00 $778.75
Disclosure

SEC source: 0001562180-15-000673 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,170

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 11, 2015 Filed Aug 12, 2015 19:30 UTC
Schroeter Martin JSr. VP and CFO
OtherPhantom Stock Unit · Derivative 2,723 $155.51 Strike: $0.00 $423,453.73
Disclosure

SEC source: 0001562180-15-000662 · primarydocument.xml · derivative · entry 2

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,995

Underlying: Common Stock · 2,723 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 11, 2015 Filed Aug 12, 2015 19:30 UTC
Schroeter Martin JSr. VP and CFO
OtherCommon Stock 444.2322 $155.51 $69,082.55
Disclosure

SEC source: 0001562180-15-000662 · primarydocument.xml · nonDerivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,303.3847

F1 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan.

Read SEC document
August 10, 2015 Filed Aug 11, 2015 14:37 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 751 $157.26 $118,102.26
Disclosure

SEC source: 0001562180-15-000658 · primarydocument.xml · nonDerivative · entry 5

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,716.2577

Read SEC document
August 10, 2015 Filed Aug 11, 2015 14:37 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 200 $157.25 $31,450.00
Disclosure

SEC source: 0001562180-15-000658 · primarydocument.xml · nonDerivative · entry 4

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,467.2577

Read SEC document
August 10, 2015 Filed Aug 11, 2015 14:37 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 650 $157.24 $102,206.00
Disclosure

SEC source: 0001562180-15-000658 · primarydocument.xml · nonDerivative · entry 3

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,667.2577

Read SEC document
August 10, 2015 Filed Aug 11, 2015 14:37 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 400 $157.23 $62,892.00
Disclosure

SEC source: 0001562180-15-000658 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,317.2577

Read SEC document
August 10, 2015 Filed Aug 11, 2015 14:37 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 3,999 $157.22 $628,722.78
Disclosure

SEC source: 0001562180-15-000658 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,717.2577

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:34 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000641 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
SUTULA STANLEY J IIIVP, Controller
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000642 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
Schroeter Martin JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 60 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000643 · primarydocument.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000644 · primarydocument.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 129 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000645 · primarydocument.xml · derivative · entry 3

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,643

Underlying: Common Stock · 129 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000646 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,471

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
MILLS STEVEN AExecutive Vice President
GrantPhantom Stock Unit · Derivative 41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000647 · primarydocument.xml · derivative · entry 7

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,981

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
MILLS STEVEN AExecutive Vice President
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 6

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,413.547

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
MILLS STEVEN AExecutive Vice President
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 5

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,433.547

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
MILLS STEVEN AExecutive Vice President
GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 4

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,453.547

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
MILLS STEVEN AExecutive Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 3

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,473.547

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
MILLS STEVEN AExecutive Vice President
GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,483.547

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:35 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000648 · primarydocument.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,915

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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August 06, 2015 Filed Aug 7, 2015 18:36 UTC
KRISHNA ARVINDSenior Vice President
GrantPhantom Stock Unit · Derivative 102 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000649 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:36 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 45 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000650 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,364

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:36 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 81 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000651 · primarydocument.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,764

Underlying: Common Stock · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:36 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 35 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000652 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,165

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:36 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000653 · primarydocument.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,522

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:36 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000654 · primarydocument.xml · derivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 06, 2015 Filed Aug 7, 2015 18:36 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000655 · primarydocument.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,076

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 05, 2015 Filed Aug 7, 2015 18:35 UTC
MILLS STEVEN AExecutive Vice President
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,493.547

Read SEC document
July 31, 2015 Filed Aug 3, 2015 16:47 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $161.99 Strike: $0.00 $809.95
Disclosure

SEC source: 0001562180-15-000628 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,130

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2015 Filed Aug 3, 2015 16:48 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 10 $161.99 Strike: $0.00 $1,619.90
Disclosure

SEC source: 0001562180-15-000630 · primarydocument.xml · derivative · entry 8

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

Underlying: Common Stock · 10 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 31, 2015 Filed Aug 3, 2015 16:48 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 300 $161.65 $48,495.00
Disclosure

SEC source: 0001562180-15-000630 · primarydocument.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,201.3092

Read SEC document
July 31, 2015 Filed Aug 3, 2015 16:48 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 100 $161.64 $16,164.00
Disclosure

SEC source: 0001562180-15-000630 · primarydocument.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,501.3092

Read SEC document
July 31, 2015 Filed Aug 3, 2015 16:48 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 2,600 $161.63 $420,227.86
Disclosure

SEC source: 0001562180-15-000630 · primarydocument.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,601.3092

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.