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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2016 Filed Nov 9, 2016 19:54 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003438 · primarydocument.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:55 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003439 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,871

Underlying: Common Stock · 160 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:11 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003395 · primarydocument.xml · nonDerivative · entry 9

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · son

Disclosed balance after: 816

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:11 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003395 · primarydocument.xml · nonDerivative · entry 8

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter 2

Disclosed balance after: 816

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:11 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003395 · primarydocument.xml · nonDerivative · entry 7

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter 1

Disclosed balance after: 816

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:11 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 500 $152.31 $76,157.35
Disclosure

SEC source: 0001562180-16-003395 · primarydocument.xml · nonDerivative · entry 6

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,320.6588

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:11 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 300 $152.31 $45,693.00
Disclosure

SEC source: 0001562180-16-003395 · primarydocument.xml · nonDerivative · entry 5

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,820.6588

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:11 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 200 $152.30 $30,460.00
Disclosure

SEC source: 0001562180-16-003395 · primarydocument.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,120.6588

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:11 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003395 · primarydocument.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,320.6588

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:11 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003395 · primarydocument.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,485.6588

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:11 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003395 · primarydocument.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,650.6588

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:48 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $153.69 Strike: $0.00 $768.45
Disclosure

SEC source: 0001562180-16-003310 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:47 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 11 $153.69 Strike: $0.00 $1,690.59
Disclosure

SEC source: 0001562180-16-003309 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,076

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:45 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $153.69 Strike: $0.00 $1,383.21
Disclosure

SEC source: 0001562180-16-003308 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,161

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:50 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 104 $153.69 Strike: $0.00 $15,983.76
Disclosure

SEC source: 0001562180-16-003312 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,711

Underlying: Common Stock · 104 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:49 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 6 $153.69 Strike: $0.00 $922.14
Disclosure

SEC source: 0001562180-16-003311 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,809

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 19:14 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,205 $152.29 $183,514.15
Disclosure

SEC source: 0001562180-16-003285 · primarydocument.xml · nonDerivative · entry 4

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,655.0075

Read SEC document
October 27, 2016 Filed Oct 28, 2016 19:14 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 600 $152.28 $91,368.00
Disclosure

SEC source: 0001562180-16-003285 · primarydocument.xml · nonDerivative · entry 3

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,860.0075

Read SEC document
October 27, 2016 Filed Oct 28, 2016 19:14 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,004 $152.27 $152,879.08
Disclosure

SEC source: 0001562180-16-003285 · primarydocument.xml · nonDerivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,460.0075

Read SEC document
October 27, 2016 Filed Oct 28, 2016 19:14 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003285 · primarydocument.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,464.0075

Read SEC document
October 25, 2016 Filed Oct 26, 2016 21:36 UTC
FARR DAVID NDirector
PurchaseCommon Stock 400 $149.93 $59,972.00
Disclosure

SEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 5

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,908

Read SEC document
October 25, 2016 Filed Oct 26, 2016 21:36 UTC
FARR DAVID NDirector
PurchaseCommon Stock 300 $149.93 $44,977.74
Disclosure

SEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 4

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,508

Read SEC document
October 25, 2016 Filed Oct 26, 2016 21:36 UTC
FARR DAVID NDirector
PurchaseCommon Stock 350 $149.93 $52,474.00
Disclosure

SEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 3

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,208

Read SEC document
October 25, 2016 Filed Oct 26, 2016 21:36 UTC
FARR DAVID NDirector
PurchaseCommon Stock 100 $149.93 $14,992.50
Disclosure

SEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 2

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858

Read SEC document
October 25, 2016 Filed Oct 26, 2016 21:36 UTC
FARR DAVID NDirector
PurchaseCommon Stock 150 $149.92 $22,487.61
Disclosure

SEC source: 0001562180-16-003280 · primarydocument.xml · nonDerivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,758

Read SEC document
October 25, 2016 Filed Oct 26, 2016 21:39 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 500 $150.80 $75,398.75
Disclosure

SEC source: 0001562180-16-003281 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,311.7517

Read SEC document
October 25, 2016 Filed Oct 26, 2016 21:39 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 165 $150.79 $24,880.35
Disclosure

SEC source: 0001562180-16-003281 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,811.7517

Read SEC document
October 20, 2016 Filed Oct 21, 2016 18:26 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 330 $152.05 $50,176.57
Disclosure

SEC source: 0001562180-16-003254 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,976.7517

Read SEC document
October 14, 2016 Filed Oct 17, 2016 16:41 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $154.45 Strike: $0.00 $1,390.05
Disclosure

SEC source: 0001562180-16-003240 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,154

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 14, 2016 Filed Oct 17, 2016 16:41 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 11 $154.45 Strike: $0.00 $1,698.95
Disclosure

SEC source: 0001562180-16-003241 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,068

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 14, 2016 Filed Oct 17, 2016 16:42 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $154.45 Strike: $0.00 $772.25
Disclosure

SEC source: 0001562180-16-003242 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,076

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 14, 2016 Filed Oct 17, 2016 16:42 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $154.45 Strike: $0.00 $772.25
Disclosure

SEC source: 0001562180-16-003243 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,805

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 14, 2016 Filed Oct 17, 2016 16:42 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 103 $154.45 Strike: $0.00 $15,908.35
Disclosure

SEC source: 0001562180-16-003244 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,610

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:27 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 10 $158.85 Strike: $0.00 $1,588.50
Disclosure

SEC source: 0001562180-16-003171 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,057

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:26 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $158.85 Strike: $0.00 $1,429.65
Disclosure

SEC source: 0001562180-16-003170 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,144

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:27 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $158.85 Strike: $0.00 $794.25
Disclosure

SEC source: 0001562180-16-003172 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,071

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:28 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $158.85 Strike: $0.00 $794.25
Disclosure

SEC source: 0001562180-16-003173 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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September 30, 2016 Filed Oct 3, 2016 19:29 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 100 $158.85 Strike: $0.00 $15,885.00
Disclosure

SEC source: 0001562180-16-003174 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,507

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:30 UTC GrantPromised Fee Share · Derivative 473 $158.85 Strike: $0.00 $75,136.05
Disclosure

SEC source: 0001562180-16-003175 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,547

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:30 UTC GrantPromised Fee Share · Derivative 504 $158.85 Strike: $0.00 $80,060.40
Disclosure

SEC source: 0001562180-16-003176 · primarydocument.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,138

Underlying: Common Stock · 504 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:31 UTC
SPERO JOAN EDirector
GrantPromised Fee Share · Derivative 473 $158.85 Strike: $0.00 $75,136.05
Disclosure

SEC source: 0001562180-16-003177 · primarydocument.xml · derivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,951

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:32 UTC GrantPromised Fee Share · Derivative 284 $158.85 Strike: $0.00 $45,113.40
Disclosure

SEC source: 0001562180-16-003178 · primarydocument.xml · derivative · entry 1

OWENS JAMES W · CIK 0001171767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,402

Underlying: Common Stock · 284 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 23:51 UTC GrantPromised Fee Share · Derivative 473 $158.85 Strike: $0.00 $75,136.05
Disclosure

SEC source: 0001562180-16-003180 · primarydocument.xml · derivative · entry 1

OLAYAN HUTHAM S · CIK 0001357222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 23:55 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 284 $158.85 Strike: $0.00 $45,113.40
Disclosure

SEC source: 0001562180-16-003186 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,710

Underlying: Common Stock · 284 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 23:54 UTC
FIELDS MARKDirector
GrantPromised Fee Share · Derivative 473 $158.85 Strike: $0.00 $75,136.05
Disclosure

SEC source: 0001562180-16-003181 · primarydocument.xml · derivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,139

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 23:54 UTC GrantPromised Fee Share · Derivative 473 $158.85 Strike: $0.00 $75,136.05
Disclosure

SEC source: 0001562180-16-003182 · primarydocument.xml · derivative · entry 1

MCNERNEY W JAMES JR · CIK 0001182055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,059

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 23:54 UTC GrantPromised Fee Share · Derivative 473 $158.85 Strike: $0.00 $75,136.05
Disclosure

SEC source: 0001562180-16-003183 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,313

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 23:54 UTC GrantPromised Fee Share · Derivative 504 $158.85 Strike: $0.00 $80,060.40
Disclosure

SEC source: 0001562180-16-003184 · primarydocument.xml · derivative · entry 1

JACKSON SHIRLEY A · CIK 0001168019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,134

Underlying: Common Stock · 504 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 23:55 UTC
Gorsky AlexDirector
GrantPromised Fee Share · Derivative 473 $158.85 Strike: $0.00 $75,136.05
Disclosure

SEC source: 0001562180-16-003185 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 23:55 UTC GrantPromised Fee Share · Derivative 551 $158.85 Strike: $0.00 $87,526.35
Disclosure

SEC source: 0001562180-16-003187 · primarydocument.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,575

Underlying: Common Stock · 551 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.