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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2016 Filed Nov 23, 2016 20:26 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 482 $162.44 $78,296.08
Disclosure

SEC source: 0001562180-16-003610 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,146.5456

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:24 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 11 $158.67 Strike: $0.00 $1,745.37
Disclosure

SEC source: 0001562180-16-003536 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,263

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:24 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 9 $158.67 Strike: $0.00 $1,428.03
Disclosure

SEC source: 0001562180-16-003535 · primarydocument.xml · derivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,312

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:26 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $158.67 Strike: $0.00 $793.35
Disclosure

SEC source: 0001562180-16-003538 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:25 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 5 $158.67 Strike: $0.00 $793.35
Disclosure

SEC source: 0001562180-16-003537 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,139

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:26 UTC
Di Leo Allen Bruno VSenior Vice President
GrantPhantom Stock Unit · Derivative 100 $158.67 Strike: $0.00 $15,867.00
Disclosure

SEC source: 0001562180-16-003539 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,967

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 7,866 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · derivative · entry 26

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,866 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $158.77 $15,877.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 25

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,853.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,594 $158.76 $253,063.44
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 24

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,953.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 300 $158.75 $47,625.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 23

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,547.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 500 $158.74 $79,370.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 22

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,847.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 198 $158.73 $31,428.54
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 21

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,347.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 400 $158.72 $63,488.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 20

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,545.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 418 $158.71 $66,340.78
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 19

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,945.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 737 $158.70 $116,961.90
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 18

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,363.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 200 $158.69 $31,738.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 17

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 563 $158.68 $89,336.84
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 16

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,300.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 358 $158.67 $56,803.86
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 15

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,863.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 308 $158.66 $48,867.28
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 14

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,221.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 1,360 $158.65 $215,764.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 13

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,529.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 887 $158.64 $140,713.68
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 12

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,889.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 110 $158.63 $17,449.30
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 11

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,776.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 100 $158.62 $15,862.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 10

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,886.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 6,012 $158.61 $953,563.32
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 9

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,986.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 380 $158.60 $60,268.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 8

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,998.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 600 $158.59 $95,154.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 7

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,378.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 601 $158.58 $95,306.58
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 6

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,978.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 510 $158.57 $80,870.70
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 5

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,579.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 2,280 $158.56 $361,516.80
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 4

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,089.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 850 $158.55 $134,767.50
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 3

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,369.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
SaleCommon Stock 500 $158.54 $79,270.00
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,219.2077

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:29 UTC
IWATA JON CSenior Vice President
Exercise / conversionCommon Stock 7,866 $102.80 $808,624.80
Disclosure

SEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,719.2077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Jan 27, 2017 21:08 UTC
PICCIANO ROBERT JSenior Vice President
OtherCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000378 · primarydocument.xml · nonDerivative · entry 1

PICCIANO ROBERT J · CIK 0001596273 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,752.823

Read SEC document
November 10, 2016 Filed Nov 14, 2016 21:43 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 500 $158.32 $79,158.55
Disclosure

SEC source: 0001562180-16-003473 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,629.0385

Read SEC document
November 10, 2016 Filed Nov 14, 2016 21:43 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 355 $158.31 $56,200.05
Disclosure

SEC source: 0001562180-16-003473 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,129.0385

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:39 UTC
Clementi ErichSenior Vice President
GrantPhantom Stock Unit · Derivative 156 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003427 · primarydocument.xml · derivative · entry 1

Clementi Erich · CIK 0001502812 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,447

Underlying: Common Stock · 156 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:37 UTC
van Kralingen Bridget ASenior Vice President
GrantPhantom Stock Unit · Derivative 146 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003425 · primarydocument.xml · derivative · entry 3

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,307

Underlying: Common Stock · 146 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:37 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 500 $155.54 $77,769.75
Disclosure

SEC source: 0001562180-16-003425 · primarydocument.xml · nonDerivative · entry 2

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,484.0385

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:37 UTC
van Kralingen Bridget ASenior Vice President
SaleCommon Stock 350 $155.52 $54,432.00
Disclosure

SEC source: 0001562180-16-003425 · primarydocument.xml · nonDerivative · entry 1

van Kralingen Bridget A · CIK 0001538977 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984.0385

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:38 UTC
SUTULA STANLEY J IIIVP, Controller
GrantPhantom Stock Unit · Derivative 6 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003426 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:41 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003428 · primarydocument.xml · derivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,804

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:43 UTC
KAVANAUGH JAMES JSenior Vice President
GrantPhantom Stock Unit · Derivative 44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003429 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,853

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:48 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003430 · primarydocument.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,213

Underlying: Common Stock · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:50 UTC
KRISHNA ARVINDSenior Vice President
GrantPhantom Stock Unit · Derivative 115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003431 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,865

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 08, 2016 Filed Nov 9, 2016 19:52 UTC
Schroeter Martin JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003434 · primarydocument.xml · derivative · entry 1

Schroeter Martin J · CIK 0001594465 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,142

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 08, 2016 Filed Nov 9, 2016 19:51 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 181 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003432 · primarydocument.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,257

Underlying: Common Stock · 181 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 08, 2016 Filed Nov 9, 2016 19:51 UTC
Rosamilia Thomas WSenior Vice President
GrantPhantom Stock Unit · Derivative 152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003433 · primarydocument.xml · derivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,912

Underlying: Common Stock · 152 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 08, 2016 Filed Nov 9, 2016 19:53 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003436 · primarydocument.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,554

Underlying: Common Stock · 131 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 08, 2016 Filed Nov 9, 2016 19:53 UTC
Rometty Virginia MDirector · Chairman, Pres. and CEO
GrantPhantom Stock Unit · Derivative 147 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003435 · primarydocument.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,361

Underlying: Common Stock · 147 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 08, 2016 Filed Nov 9, 2016 19:54 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003437 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,135

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.