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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2020 Filed Aug 11, 2020 17:59 UTC
Del Bene Robert FVP, Controller
GrantPhantom Stock Unit · Derivative 42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005382 · primarydocument.xml · derivative · entry 1

Del Bene Robert F · CIK 0001695828 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 18:00 UTC
BROWDY MICHELLE HSenior Vice President
GrantPhantom Stock Unit · Derivative 50 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005383 · primarydocument.xml · derivative · entry 1

BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,817

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 18:00 UTC
Gherson Diane JSenior Vice President
GrantPhantom Stock Unit · Derivative 46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005384 · primarydocument.xml · derivative · entry 4

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,562

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 18:32 UTC
KRISHNA ARVINDDirector · CEO
GrantPhantom Stock Unit · Derivative 196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005386 · primarydocument.xml · derivative · entry 1

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,197

Underlying: Common Stock · 196 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 23:58 UTC
Gherson Diane JSenior Vice President
SaleCommon Stock 1,176 $126.73 $149,034.48
Disclosure

SEC source: 0001562180-20-005361 · primarydocument.xml · nonDerivative · entry 1

Gherson Diane J · CIK 0001578371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,766.8847

Read SEC document
July 31, 2020 Filed Aug 3, 2020 17:26 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 20 $122.94 Strike: $0.00 $2,458.80
Disclosure

SEC source: 0001562180-20-005267 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,940

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 18:36 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 20 $123.00 Strike: $0.00 $2,460.00
Disclosure

SEC source: 0001562180-20-005133 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,919

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:25 UTC GrantPromised Fee Share · Derivative 673 $120.77 Strike: $0.00 $81,278.21
Disclosure

SEC source: 0001562180-20-004752 · primarydocument.xml · derivative · entry 1

Pollack Martha E · CIK 0001765271 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643

Underlying: Common Stock · 673 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:27 UTC GrantPromised Fee Share · Derivative 673 $120.77 Strike: $0.00 $81,278.21
Disclosure

SEC source: 0001562180-20-004753 · primarydocument.xml · derivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,843

Underlying: Common Stock · 673 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:29 UTC GrantPromised Fee Share · Derivative 673 $120.77 Strike: $0.00 $81,278.21
Disclosure

SEC source: 0001562180-20-004754 · primarydocument.xml · derivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

Underlying: Common Stock · 673 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:30 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $120.77 Strike: $0.00 $845.39
Disclosure

SEC source: 0001562180-20-004755 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,901

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:31 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 18 $120.77 Strike: $0.00 $2,173.86
Disclosure

SEC source: 0001562180-20-004756 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:31 UTC GrantPromised Fee Share · Derivative 606 $120.77 Strike: $0.00 $73,186.62
Disclosure

SEC source: 0001562180-20-004757 · primarydocument.xml · derivative · entry 1

HOWARD MICHELLE J · CIK 0001769389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

Underlying: Common Stock · 606 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:34 UTC
Gorsky AlexDirector
GrantPromised Fee Share · Derivative 715 $120.77 Strike: $0.00 $86,350.55
Disclosure

SEC source: 0001562180-20-004759 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,205

Underlying: Common Stock · 715 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:34 UTC
FARR DAVID NDirector
GrantPromised Fee Share · Derivative 404 $120.77 Strike: $0.00 $48,791.08
Disclosure

SEC source: 0001562180-20-004758 · primarydocument.xml · derivative · entry 1

FARR DAVID N · CIK 0001183474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,020

Underlying: Common Stock · 404 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:35 UTC GrantPromised Fee Share · Derivative 818 $120.77 Strike: $0.00 $98,789.86
Disclosure

SEC source: 0001562180-20-004760 · primarydocument.xml · derivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,525

Underlying: Common Stock · 818 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:37 UTC GrantPromised Fee Share · Derivative 471 $120.77 Strike: $0.00 $56,882.67
Disclosure

SEC source: 0001562180-20-004761 · primarydocument.xml · derivative · entry 1

Buberl Thomas · CIK 0001738987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471

Underlying: Common Stock · 471 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:37 UTC GrantPromised Fee Share · Derivative 728 $120.77 Strike: $0.00 $87,920.56
Disclosure

SEC source: 0001562180-20-004762 · primarydocument.xml · derivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,861

Underlying: Common Stock · 728 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:38 UTC GrantPromised Fee Share · Derivative 673 $120.77 Strike: $0.00 $81,278.21
Disclosure

SEC source: 0001562180-20-004763 · primarydocument.xml · derivative · entry 1

VOSER PETER R. · CIK 0001628797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,312

Underlying: Common Stock · 673 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:40 UTC GrantPromised Fee Share · Derivative 673 $120.77 Strike: $0.00 $81,278.21
Disclosure

SEC source: 0001562180-20-004764 · primarydocument.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,336

Underlying: Common Stock · 673 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 23:41 UTC GrantPromised Fee Share · Derivative 404 $120.77 Strike: $0.00 $48,791.08
Disclosure

SEC source: 0001562180-20-004765 · primarydocument.xml · derivative · entry 1

Swedish Joseph · CIK 0001179745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,084

Underlying: Common Stock · 404 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:48 UTC
KEVERIAN KENNETH MSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $121.65 Strike: $0.00 $851.55
Disclosure

SEC source: 0001562180-20-004514 · primarydocument.xml · derivative · entry 1

KEVERIAN KENNETH M · CIK 0001604043 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,895

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:48 UTC
KAVANAUGH JAMES JSr. VP and CFO
GrantPhantom Stock Unit · Derivative 18 $121.65 Strike: $0.00 $2,189.70
Disclosure

SEC source: 0001562180-20-004515 · primarydocument.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,883

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:29 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,281 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004393 · primarydocument.xml · derivative · entry 12

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,563

Underlying: Common Stock · 3,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:29 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004393 · primarydocument.xml · derivative · entry 11

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:29 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,018 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004393 · primarydocument.xml · derivative · entry 10

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:29 UTC
Schroeter Martin JSenior Vice President
Tax withholdingCommon Stock 1,607 $134.08 $215,458.53
Disclosure

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 8

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,675.786

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:29 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionCommon Stock 3,281 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 7

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,282.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:29 UTC
Schroeter Martin JSenior Vice President
Tax withholdingCommon Stock 1,347 $134.08 $180,599.03
Disclosure

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 6

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,001.786

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:29 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 5

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,348.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:29 UTC
Schroeter Martin JSenior Vice President
Tax withholdingCommon Stock 1,478 $134.08 $198,162.85
Disclosure

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 4

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,598.786

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:29 UTC
Schroeter Martin JSenior Vice President
Exercise / conversionCommon Stock 3,018 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004393 · primarydocument.xml · nonDerivative · entry 3

Schroeter Martin J · CIK 0001594465 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,076.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:31 UTC
Rometty Virginia MDirector · Executive Chairman
Exercise / conversionRst. Stock Unit · Derivative 7,273 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004394 · primarydocument.xml · derivative · entry 14

Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,548

Underlying: Common Stock · 7,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:31 UTC
Rometty Virginia MDirector · Executive Chairman
Exercise / conversionRst. Stock Unit · Derivative 6,650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004394 · primarydocument.xml · derivative · entry 13

Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

Underlying: Common Stock · 6,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:31 UTC
Rometty Virginia MDirector · Executive Chairman
Exercise / conversionRst. Stock Unit · Derivative 8,026 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004394 · primarydocument.xml · derivative · entry 12

Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:31 UTC
Rometty Virginia MDirector · Executive Chairman
Tax withholdingCommon Stock 3,931 $134.08 $527,048.83
Disclosure

SEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 8

Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,993.9393

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:31 UTC
Rometty Virginia MDirector · Executive Chairman
Exercise / conversionCommon Stock 8,026 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 7

Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,924.9393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:31 UTC
Rometty Virginia MDirector · Executive Chairman
Tax withholdingCommon Stock 3,562 $134.08 $477,575.15
Disclosure

SEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 6

Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,898.9393

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:31 UTC
Rometty Virginia MDirector · Executive Chairman
Exercise / conversionCommon Stock 7,273 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 5

Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,460.9393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:31 UTC
Rometty Virginia MDirector · Executive Chairman
Tax withholdingCommon Stock 3,257 $134.08 $436,682.28
Disclosure

SEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 4

Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,187.9393

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:31 UTC
Rometty Virginia MDirector · Executive Chairman
Exercise / conversionCommon Stock 6,650 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004394 · primarydocument.xml · nonDerivative · entry 3

Rometty Virginia M · CIK 0001333712 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,444.9393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
Exercise / conversionRst. Stock Unit · Derivative 3,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · derivative · entry 13

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,016

Underlying: Common Stock · 3,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
Exercise / conversionRst. Stock Unit · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · derivative · entry 12

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
Exercise / conversionRst. Stock Unit · Derivative 2,113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · derivative · entry 11

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
GrantRst. Stock Unit · Derivative 39,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · derivative · entry 10

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,068

Underlying: Common Stock · 39,068 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 9,767 of these units on 06/08/2021, 9,767 of these units on 06/08/2022, 9,767 of these units on 06/08/2023, and 9,767 of these units on 06/08/2024

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 9,767 of these units on 06/08/2021, 9,767 of these units on 06/08/2022, 9,767 of these units on 06/08/2023, and 9,767 of these units on 06/08/2024

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 9,767 of these units on 06/08/2021, 9,767 of these units on 06/08/2022, 9,767 of these units on 06/08/2023, and 9,767 of these units on 06/08/2024

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 9,767 of these units on 06/08/2021, 9,767 of these units on 06/08/2022, 9,767 of these units on 06/08/2023, and 9,767 of these units on 06/08/2024

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
Tax withholdingCommon Stock 1,446 $134.08 $193,872.45
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 8

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,484.119

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
Exercise / conversionCommon Stock 3,008 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 7

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,930.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
Tax withholdingCommon Stock 1,082 $134.08 $145,069.15
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 6

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,922.119

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
Exercise / conversionCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 5

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,004.119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 01:32 UTC
KRISHNA ARVINDDirector · CEO
Tax withholdingCommon Stock 1,015 $134.08 $136,086.13
Disclosure

SEC source: 0001562180-20-004395 · primarydocument.xml · nonDerivative · entry 4

KRISHNA ARVIND · CIK 0001629898 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,754.119

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.