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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2010 Filed May 10, 2010 21:26 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionRst. Stock Unit · Derivative 3,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025523 · rrd274906.xml · derivative · entry 8

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These units are payable in cash or the company's common stock upon lapse of the restrictions on the transaction date shown.

F4 · kind: Release of restricted stock units.

F3 · derivative.exercise_date: These units are payable in cash or the company's common stock upon lapse of the restrictions on the transaction date shown.

F3 · derivative.expiration_date: These units are payable in cash or the company's common stock upon lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2010 Filed May 10, 2010 21:26 UTC
Arnold Colleen F.Senior Vice President
Tax withholdingCommon Stock 1,445 $122.19 $176,557.33
Disclosure

SEC source: 0001181431-10-025523 · rrd274906.xml · nonDerivative · entry 4

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,812.1992

Read SEC document
May 08, 2010 Filed May 10, 2010 21:26 UTC
Arnold Colleen F.Senior Vice President
Tax withholdingCommon Stock 973 $122.19 $118,886.01
Disclosure

SEC source: 0001181431-10-025523 · rrd274906.xml · nonDerivative · entry 3

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,257.1992

Read SEC document
May 08, 2010 Filed May 10, 2010 21:26 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025523 · rrd274906.xml · nonDerivative · entry 2

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,230.1992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2010 Filed May 10, 2010 21:26 UTC
Arnold Colleen F.Senior Vice President
Exercise / conversionCommon Stock 2,103 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025523 · rrd274906.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,105.1992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2010 Filed May 10, 2010 21:27 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025524 · rrd274907.xml · derivative · entry 7

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057

Underlying: Common Stock · 2,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2010 Filed May 10, 2010 21:27 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 2,657 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025524 · rrd274907.xml · derivative · entry 6

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,657 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3 · kind: Release of restricted stock units.

F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2010 Filed May 10, 2010 21:27 UTC
Adkins Rodney CSenior Vice President
Tax withholdingCommon Stock 1,229 $122.19 $150,165.37
Disclosure

SEC source: 0001181431-10-025524 · rrd274907.xml · nonDerivative · entry 4

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533

Read SEC document
May 08, 2010 Filed May 10, 2010 21:27 UTC
Adkins Rodney CSenior Vice President
Tax withholdingCommon Stock 951 $122.19 $116,197.94
Disclosure

SEC source: 0001181431-10-025524 · rrd274907.xml · nonDerivative · entry 3

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,762

Read SEC document
May 08, 2010 Filed May 10, 2010 21:27 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 2,657 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025524 · rrd274907.xml · nonDerivative · entry 2

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2010 Filed May 10, 2010 21:27 UTC
Adkins Rodney CSenior Vice President
Exercise / conversionCommon Stock 2,056 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025524 · rrd274907.xml · nonDerivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:53 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025116 · rrd274748.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,055

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:55 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025121 · rrd274749.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 636

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:55 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025121 · rrd274749.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:55 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 26 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025123 · rrd274750.xml · derivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:56 UTC
Rometty Virginia MSenior Vice President
GrantPhantom Stock Unit · Derivative 74 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025125 · rrd274751.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,087

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:56 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025126 · rrd274752.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,221

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:57 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantPhantom Stock Unit · Derivative 344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025129 · rrd274753.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,864

Underlying: Common Stock · 344 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:58 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025130 · rrd274754.xml · derivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,070

Underlying: Common Stock · 157 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:58 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025132 · rrd274755.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,753

Underlying: Common Stock · 135 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:59 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025133 · rrd274756.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 17:59 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025134 · rrd274757.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,532

Underlying: Common Stock · 66 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 18:00 UTC
KERN R. FRANKLIN IIISenior Vice President
GrantPhantom Stock Unit · Derivative 23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025136 · rrd274758.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,387

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 18:01 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025138 · rrd274759.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,793

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 18:01 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025140 · rrd274760.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 18:02 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 26 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025144 · rrd274761.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 18:02 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 47 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025146 · rrd274762.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 18:03 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025148 · rrd274763.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
May 06, 2010 Filed May 7, 2010 18:04 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-025149 · rrd274764.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,297

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $120.12 $0.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · derivative · entry 21

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2010-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 300 $129.46 $38,838.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 19

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 928.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 300 $129.45 $38,835.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 18

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 1,228.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 700 $129.44 $90,608.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 17

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 1,528.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $129.43 $12,943.25
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 16

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 2,228.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 100 $129.43 $12,943.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 15

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 2,328.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,000 $129.41 $129,410.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 14

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 2,428.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 500 $129.40 $64,700.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 13

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 3,428.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 500 $129.39 $64,695.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 12

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 3,928.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 2,500 $129.38 $323,450.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 11

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 4,428.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,500 $129.37 $194,055.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 10

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 6,928.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 3,400 $129.36 $439,824.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 9

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 8,428.159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 3,667 $129.35 $474,326.45
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 8

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 11,828.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 6,733 $129.35 $870,913.55
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 7

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,400 $129.34 $181,076.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 6

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,733

Read SEC document
April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 1,500 $129.33 $193,995.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 5

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 5,400 $129.32 $698,328.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 4

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,633

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April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 4,167 $129.30 $538,793.10
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 3

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,033

Read SEC document
April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
SaleCommon Stock 800 $129.29 $103,432.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Read SEC document
April 30, 2010 Filed May 3, 2010 17:40 UTC
SANFORD LINDA SSenior Vice President
Exercise / conversionCommon Stock 20,000 $120.12 $2,402,400.00
Disclosure

SEC source: 0001181431-10-023786 · rrd274006.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2010 Filed May 3, 2010 17:41 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-023788 · rrd273992.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.