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KERN R. FRANKLIN III

Disclosed activity across 1 company

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16830
SEC CIK
0001430470

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840Senior Vice PresidentNovember 08, 2011November 09, 2011

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL BUSINESS MACHINES CORP

Report date November 08, 2011 · Filed November 09, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,495 Reported balance After 2011-11-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2011-11-08 · Grant · Acquired 18 · Balance 4,495

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2011 Filed Nov 9, 2011 19:16 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055547 · rrd325455.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2011 Filed Aug 9, 2011 15:01 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-044553 · rrd319505.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 25, 2011 Filed Jul 27, 2011 00:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $183.51 $18,351.00
Disclosure

SEC source: 0001181431-11-042499 · rrd318431.xml · nonDerivative · entry 4

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 25, 2011 Filed Jul 27, 2011 00:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 2,584 $183.48 $474,112.32
Disclosure

SEC source: 0001181431-11-042499 · rrd318431.xml · nonDerivative · entry 3

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
July 25, 2011 Filed Jul 27, 2011 00:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $183.47 $36,694.40
Disclosure

SEC source: 0001181431-11-042499 · rrd318431.xml · nonDerivative · entry 2

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,684

Read SEC document
July 25, 2011 Filed Jul 27, 2011 00:09 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 755 $183.47 $138,519.85
Disclosure

SEC source: 0001181431-11-042499 · rrd318431.xml · nonDerivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,884

Read SEC document
May 08, 2011 Filed May 10, 2011 15:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 2,243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028439 · rrd310994.xml · derivative · entry 6

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2011 Filed May 10, 2011 15:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 2,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028439 · rrd310994.xml · derivative · entry 5

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
May 08, 2011 Filed May 10, 2011 15:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,183 $169.21 $200,175.43
Disclosure

SEC source: 0001181431-11-028439 · rrd310994.xml · nonDerivative · entry 4

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,639

Read SEC document
May 08, 2011 Filed May 10, 2011 15:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 1,008 $169.21 $170,563.68
Disclosure

SEC source: 0001181431-11-028439 · rrd310994.xml · nonDerivative · entry 3

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,822

Read SEC document
May 08, 2011 Filed May 10, 2011 15:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 2,632 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028439 · rrd310994.xml · nonDerivative · entry 2

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2011 Filed May 10, 2011 15:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028439 · rrd310994.xml · nonDerivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2011 Filed May 10, 2011 15:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 20 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-028439 · rrd310994.xml · derivative · entry 7

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,459

Underlying: Common Stock · 20 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 300 $170.60 $51,180.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 20

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $170.59 $34,118.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 19

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 800 $170.58 $136,464.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 18

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 640 $170.57 $109,164.80
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 17

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $170.56 $85,280.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 16

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,895

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 650 $170.55 $110,857.50
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 15

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,395

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 50 $170.55 $8,527.35
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 14

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,045

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 778 $170.54 $132,680.12
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 13

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 800 $170.53 $136,424.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 12

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 700 $170.52 $119,364.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 11

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,673

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $170.47 $17,047.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 10

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,373

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $170.46 $85,230.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 9

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,473

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 300 $170.43 $51,129.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 8

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,973

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 900 $170.42 $153,378.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 7

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $170.40 $17,040.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 6

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,173

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 800 $170.39 $136,312.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 5

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,273

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 400 $170.38 $68,152.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 4

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,073

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,800 $170.37 $306,666.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 3

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,473

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 351 $170.36 $59,796.40
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 2

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

Read SEC document
April 28, 2011 Filed Apr 29, 2011 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 400 $170.36 $68,144.00
Disclosure

SEC source: 0001181431-11-026001 · rrd309706.xml · nonDerivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,624

Read SEC document
February 08, 2011 Filed Feb 9, 2011 18:21 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-008487 · rrd300581.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,439

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 01, 2011 Filed Feb 2, 2011 22:33 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 8,400 $162.98 $1,369,032.00
Disclosure

SEC source: 0001181431-11-006763 · rrd299575.xml · nonDerivative · entry 2

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,024

Read SEC document
February 01, 2011 Filed Feb 2, 2011 22:33 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantCommon Stock 19,469 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-006763 · rrd299575.xml · nonDerivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,424

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2008-2010) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:32 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 20 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054312 · rrd290502.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,423

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:44 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 12,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052033 · rrd289281.xml · derivative · entry 2

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,196

Underlying: Common Stock · 12,196 shares

Expires not disclosed

F3 · derivative.exercise_price: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

F3 · kind: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

F3 · derivative.exercise_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

F3 · derivative.expiration_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement.

Read SEC document
October 25, 2010 Filed Oct 26, 2010 19:44 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionRst. Stock Unit · Derivative 12,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-052033 · rrd289281.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
August 06, 2010 Filed Aug 9, 2010 16:02 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-040931 · rrd283317.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,406

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,100 $130.38 $143,418.00
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 20

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,355

Read SEC document
August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 900 $130.38 $117,342.00
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 19

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,455

Read SEC document
August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 8,913 $130.37 $1,161,987.81
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 18

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,355

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August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 6,942 $130.37 $905,028.54
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 17

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,268

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August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,700 $130.36 $221,612.00
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 16

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,210

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August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 700 $130.36 $91,252.00
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 15

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,910

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August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $130.35 $65,175.00
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 14

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,610

Read SEC document
August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $130.35 $26,070.00
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 13

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,110

Read SEC document
August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $130.34 $65,170.00
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 12

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,310

Read SEC document
August 03, 2010 Filed Aug 4, 2010 16:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $130.34 $26,068.00
Disclosure

SEC source: 0001181431-10-040169 · rrd282848.xml · nonDerivative · entry 11

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,810

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.