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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2010 Filed Nov 9, 2010 19:29 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 134 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054302 · rrd290498.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,317

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:30 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054305 · rrd290499.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,965

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:31 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054308 · rrd290500.xml · derivative · entry 1

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,091

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:32 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 56 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054310 · rrd290501.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,635

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:32 UTC
KERN R. FRANKLIN IIISenior Vice President
GrantPhantom Stock Unit · Derivative 20 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054312 · rrd290502.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,423

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:34 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 40 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054313 · rrd290503.xml · derivative · entry 2

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,866

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:34 UTC
KELLY JOHN E IIISenior Vice President
GiftCommon Stock 903 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054313 · rrd290503.xml · nonDerivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,551.0912

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:35 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054315 · rrd290504.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:36 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054317 · rrd290505.xml · derivative · entry 2

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,014

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:38 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054319 · rrd290507.xml · derivative · entry 5

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,430

Underlying: Common Stock · 16 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:38 UTC
Arnold Colleen F.Senior Vice President
GiftCommon Stock 115 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054319 · rrd290507.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,921.7182

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:37 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 40 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054318 · rrd290506.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,932

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2010 Filed Nov 9, 2010 19:38 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 26 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054320 · rrd290508.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,803

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 05, 2010 Filed Nov 8, 2010 19:54 UTC
Rhodin Michael D.Senior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 2,642 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-10-053970 · rrd290330.xml · derivative · entry 8

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,642 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
November 05, 2010 Filed Nov 8, 2010 19:54 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 1,490 $146.50 $218,285.00
Disclosure

SEC source: 0001181431-10-053970 · rrd290330.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,034.0986

Read SEC document
November 05, 2010 Filed Nov 8, 2010 19:54 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 600 $146.46 $87,876.00
Disclosure

SEC source: 0001181431-10-053970 · rrd290330.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,524.0986

Read SEC document
November 05, 2010 Filed Nov 8, 2010 19:54 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 100 $146.45 $14,645.01
Disclosure

SEC source: 0001181431-10-053970 · rrd290330.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,124.0986

Read SEC document
November 05, 2010 Filed Nov 8, 2010 19:54 UTC
Rhodin Michael D.Senior Vice President
Exercise / conversionCommon Stock 2,642 $102.80 $271,597.60
Disclosure

SEC source: 0001181431-10-053970 · rrd290330.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,224.0986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2010 Filed Nov 9, 2010 19:26 UTC
SANFORD LINDA SSenior Vice President
GiftCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054294 · rrd290494.xml · nonDerivative · entry 4

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 2,994.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 05, 2010 Filed Nov 9, 2010 19:26 UTC
SANFORD LINDA SSenior Vice President
GiftCommon Stock 370 $9.00 $3,330.00
Disclosure

SEC source: 0001181431-10-054294 · rrd290494.xml · nonDerivative · entry 3

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 3,055.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 05, 2010 Filed Nov 9, 2010 19:26 UTC
SANFORD LINDA SSenior Vice President
GiftCommon Stock 59 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054294 · rrd290494.xml · nonDerivative · entry 2

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 3,425.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 05, 2010 Filed Nov 9, 2010 19:26 UTC
SANFORD LINDA SSenior Vice President
GiftCommon Stock 59 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054294 · rrd290494.xml · nonDerivative · entry 1

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 3,484.8159

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 04, 2010 Filed Nov 5, 2010 15:08 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,000 $146.36 $146,360.00
Disclosure

SEC source: 0001181431-10-053644 · rrd290110.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,195.1361

Read SEC document
November 04, 2010 Filed Nov 5, 2010 15:08 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 100 $146.35 $14,635.00
Disclosure

SEC source: 0001181431-10-053644 · rrd290110.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,195.1361

Read SEC document
November 04, 2010 Filed Nov 5, 2010 15:08 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,179 $146.34 $172,534.86
Disclosure

SEC source: 0001181431-10-053644 · rrd290110.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,295.1361

Read SEC document
November 04, 2010 Filed Nov 5, 2010 15:08 UTC
KAVANAUGH JAMES JVP, Controller
SaleCommon Stock 1,000 $146.34 $146,339.00
Disclosure

SEC source: 0001181431-10-053644 · rrd290110.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,474.1361

Read SEC document
November 04, 2010 Filed Nov 9, 2010 19:36 UTC
IWATA JON CSenior Vice President
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-054317 · rrd290505.xml · nonDerivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,809.5638

Read SEC document
November 02, 2010 Filed Nov 3, 2010 18:54 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 200 $144.07 $28,814.00
Disclosure

SEC source: 0001181431-10-053184 · rrd289955.xml · nonDerivative · entry 5

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,023.441

Read SEC document
November 02, 2010 Filed Nov 3, 2010 18:54 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 1,500 $144.06 $216,090.00
Disclosure

SEC source: 0001181431-10-053184 · rrd289955.xml · nonDerivative · entry 4

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,223.441

Read SEC document
November 02, 2010 Filed Nov 3, 2010 18:54 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 200 $144.05 $28,810.00
Disclosure

SEC source: 0001181431-10-053184 · rrd289955.xml · nonDerivative · entry 3

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,723.441

Read SEC document
November 02, 2010 Filed Nov 3, 2010 18:54 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 1,058 $144.04 $152,394.32
Disclosure

SEC source: 0001181431-10-053184 · rrd289955.xml · nonDerivative · entry 2

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,923.441

Read SEC document
November 02, 2010 Filed Nov 3, 2010 18:54 UTC
LeBlanc Robert J.Senior Vice President
SaleCommon Stock 321 $144.03 $46,233.63
Disclosure

SEC source: 0001181431-10-053184 · rrd289955.xml · nonDerivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,981.441

Read SEC document
November 02, 2010 Filed Nov 3, 2010 18:56 UTC
KAVANAUGH JAMES JVP, Controller
Exercise / conversionRst. Stock Unit · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-10-053187 · rrd289956.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
November 02, 2010 Filed Nov 3, 2010 18:56 UTC
KAVANAUGH JAMES JVP, Controller
Tax withholdingCommon Stock 2,819 $144.21 $406,527.99
Disclosure

SEC source: 0001181431-10-053187 · rrd289956.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,474.1361

Read SEC document
November 02, 2010 Filed Nov 3, 2010 18:56 UTC
KAVANAUGH JAMES JVP, Controller
Exercise / conversionCommon Stock 6,098 $0.00 $0.00
Disclosure

SEC source: 0001181431-10-053187 · rrd289956.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,293.1361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 1,120 $144.17 $161,470.40
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 20

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,200.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 2,600 $144.16 $374,816.00
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 19

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,320.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 3,436 $144.15 $495,299.40
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 18

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,920.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 185 $144.15 $26,666.83
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 17

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,356.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 100 $144.14 $14,414.25
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 16

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,541.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 2,027 $144.14 $292,171.78
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 15

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,641.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 615 $144.13 $88,639.95
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 14

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,668.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 1,100 $144.12 $158,532.00
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 13

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,283.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 180 $144.11 $25,939.80
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 12

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,383.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 500 $144.10 $72,050.00
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 11

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,563.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 2,235 $144.09 $322,041.15
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 10

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,063.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 10 $144.09 $1,440.88
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 9

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,298.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 4,000 $144.08 $576,320.00
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 8

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,308.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 2,581 $144.07 $371,844.67
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 7

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,308.2489

Read SEC document
November 02, 2010 Filed Nov 3, 2010 19:01 UTC
Daniels Michael ESenior Vice President
SaleCommon Stock 1,771 $144.06 $255,130.26
Disclosure

SEC source: 0001181431-10-053190 · rrd289953.xml · nonDerivative · entry 6

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,889.2489

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.