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IBM

INTERNATIONAL BUSINESS MACHINES CORP

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2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2011 Filed Jan 3, 2012 15:43 UTC GrantPromised Fee Share · Derivative 338 $185.14 Strike: $0.00 $62,577.32
Disclosure

SEC source: 0001181431-12-000044 · rrd329362.xml · derivative · entry 1

BRODY WILLIAM R MD PHD · CIK 0001145157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,635

Underlying: Common Stock · 338 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 31, 2011 Filed Jan 3, 2012 15:43 UTC GrantPromised Fee Share · Derivative 338 $185.14 Strike: $0.00 $62,577.32
Disclosure

SEC source: 0001181431-12-000045 · rrd329363.xml · derivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,775

Underlying: Common Stock · 338 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 30, 2011 Filed Jan 3, 2012 15:44 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-12-000046 · rrd329350.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 22, 2011 Filed Dec 23, 2011 17:58 UTC
MILLS STEVEN ASenior Vice President
Exercise / conversionRst. Stock Unit · Derivative 12,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-061874 · rrd329071.xml · derivative · entry 4

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 22, 2011 Filed Dec 23, 2011 17:58 UTC
MILLS STEVEN ASenior Vice President
Tax withholdingCommon Stock 5,707 $181.82 $1,037,646.74
Disclosure

SEC source: 0001181431-11-061874 · rrd329071.xml · nonDerivative · entry 3

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,342.8745

Read SEC document
December 22, 2011 Filed Dec 23, 2011 17:58 UTC
MILLS STEVEN ASenior Vice President
Exercise / conversionCommon Stock 12,346 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-061874 · rrd329071.xml · nonDerivative · entry 2

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,049.8745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2011 Filed Dec 16, 2011 19:25 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-060793 · rrd328390.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,693

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 15, 2011 Filed Dec 16, 2011 19:26 UTC
LeBlanc Robert J.Senior Vice President
Exercise / conversionRst. Stock Unit · Derivative 31,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-060797 · rrd328413.xml · derivative · entry 3

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

Read SEC document
December 15, 2011 Filed Dec 16, 2011 19:26 UTC
LeBlanc Robert J.Senior Vice President
Tax withholdingCommon Stock 14,444 $189.05 $2,730,638.20
Disclosure

SEC source: 0001181431-11-060797 · rrd328413.xml · nonDerivative · entry 2

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,845.6314

Read SEC document
December 15, 2011 Filed Dec 16, 2011 19:26 UTC
LeBlanc Robert J.Senior Vice President
Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-060797 · rrd328413.xml · nonDerivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,289.6314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2011 Filed Dec 1, 2011 16:45 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-058082 · rrd326905.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,693

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 29, 2011 Filed Dec 1, 2011 16:44 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GiftCommon Stock 71 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-058081 · rrd326761.xml · nonDerivative · entry 2

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 260,693

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reporting person no longer has a reportable beneficial interest in a total of 1,632 shares of IBM common stock owned by two family members (706 shares and 926 shares, respectively) and included in the reporting person's prior ownership reports.

Read SEC document
November 29, 2011 Filed Dec 1, 2011 16:44 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GiftCommon Stock 71 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-058081 · rrd326761.xml · nonDerivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,538.6817

Read SEC document
November 17, 2011 Filed Dec 1, 2011 16:43 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-058080 · rrd326716.xml · nonDerivative · entry 6

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · son

Disclosed balance after: 188

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 17, 2011 Filed Dec 1, 2011 16:43 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-058080 · rrd326716.xml · nonDerivative · entry 5

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter 2

Disclosed balance after: 188

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 17, 2011 Filed Dec 1, 2011 16:43 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-058080 · rrd326716.xml · nonDerivative · entry 4

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · daughter 1

Disclosed balance after: 188

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 17, 2011 Filed Dec 1, 2011 16:43 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-058080 · rrd326716.xml · nonDerivative · entry 3

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,929.9959

Read SEC document
November 17, 2011 Filed Dec 1, 2011 16:43 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-058080 · rrd326716.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,067.9959

Read SEC document
November 17, 2011 Filed Dec 1, 2011 16:43 UTC
Rhodin Michael D.Senior Vice President
GiftCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-058080 · rrd326716.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,205.9959

Read SEC document
November 15, 2011 Filed Nov 16, 2011 15:26 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-056387 · rrd325939.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 14, 2011 Filed Dec 23, 2011 17:58 UTC
MILLS STEVEN ASenior Vice President
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-061874 · rrd329071.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,703.8745

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:07 UTC
Weber Robert CSenior Vice President
GrantPhantom Stock Unit · Derivative 29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055537 · rrd325445.xml · derivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,228

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:08 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055538 · rrd325446.xml · derivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 426

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:08 UTC
Shaughnessy Timothy SSenior Vice President
GrantPhantom Stock Unit · Derivative 9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055538 · rrd325446.xml · derivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:09 UTC
SANFORD LINDA SSenior Vice President
GrantPhantom Stock Unit · Derivative 20 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055539 · rrd325447.xml · derivative · entry 6

SANFORD LINDA S · CIK 0001068020 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,965

Underlying: Common Stock · 20 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:10 UTC
Rometty Virginia MSenior Vice President
GrantPhantom Stock Unit · Derivative 58 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055540 · rrd325448.xml · derivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,434

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:11 UTC
Rhodin Michael D.Senior Vice President
GrantPhantom Stock Unit · Derivative 28 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055541 · rrd325449.xml · derivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:12 UTC
PALMISANO SAMUEL JDirector · Chairman, Pres., and CEO
GrantPhantom Stock Unit · Derivative 269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055542 · rrd325450.xml · derivative · entry 1

PALMISANO SAMUEL J · CIK 0001180618 · Director · Chairman, Pres., and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,486

Underlying: Common Stock · 269 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:13 UTC
MILLS STEVEN ASenior Vice President
GrantPhantom Stock Unit · Derivative 123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055543 · rrd325451.xml · derivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,811

Underlying: Common Stock · 123 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:13 UTC
MACDONALD J RANDALLSenior Vice President
GrantPhantom Stock Unit · Derivative 106 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055544 · rrd325452.xml · derivative · entry 1

MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,387

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:14 UTC
LOUGHRIDGE MARKSr. VP and CFO
GrantPhantom Stock Unit · Derivative 33 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055545 · rrd325453.xml · derivative · entry 2

LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 08, 2011 Filed Nov 9, 2011 19:15 UTC
LeBlanc Robert J.Senior Vice President
GrantPhantom Stock Unit · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055546 · rrd325454.xml · derivative · entry 1

LeBlanc Robert J. · CIK 0001481602 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,840

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 08, 2011 Filed Nov 9, 2011 19:16 UTC
KERN R. FRANKLIN IIISenior Vice President
GrantPhantom Stock Unit · Derivative 18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055547 · rrd325455.xml · derivative · entry 1

KERN R. FRANKLIN III · CIK 0001430470 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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November 08, 2011 Filed Nov 9, 2011 19:16 UTC
KELLY JOHN E IIISenior Vice President
GrantPhantom Stock Unit · Derivative 36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055548 · rrd325456.xml · derivative · entry 1

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,010

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:17 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055549 · rrd325457.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:17 UTC
IWATA JON CSenior Vice President
GrantPhantom Stock Unit · Derivative 21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055550 · rrd325458.xml · derivative · entry 1

IWATA JON C · CIK 0001180450 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,095

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:18 UTC
Daniels Michael ESenior Vice President
GrantPhantom Stock Unit · Derivative 37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055551 · rrd325459.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,077

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:19 UTC
Arnold Colleen F.Senior Vice President
GrantPhantom Stock Unit · Derivative 14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055552 · rrd325460.xml · derivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,486

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2011 Filed Nov 9, 2011 19:19 UTC
Adkins Rodney CSenior Vice President
GrantPhantom Stock Unit · Derivative 7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-055553 · rrd325461.xml · derivative · entry 1

Adkins Rodney C · CIK 0001400395 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,732

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 28,202 $0.00 Strike: $105.96 $0.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · derivative · entry 21

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,202 shares

Expires 2014-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $185.74 $37,148.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 20

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,884.3597

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $185.71 $37,142.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 19

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,084.3597

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 100 $185.70 $18,570.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 18

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,284.3597

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 300 $185.69 $55,707.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 17

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,384.3597

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 200 $185.68 $37,136.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 16

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,684.3597

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 300 $185.67 $55,701.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 15

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,884.3597

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 1,300 $185.66 $241,358.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 14

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,184.3597

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 300 $185.65 $55,695.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 13

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,484.3597

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 900 $185.64 $167,076.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 12

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,784.3597

Read SEC document
November 07, 2011 Filed Nov 8, 2011 18:26 UTC
KELLY JOHN E IIISenior Vice President
SaleCommon Stock 100 $185.63 $18,563.00
Disclosure

SEC source: 0001181431-11-055265 · rrd325315.xml · nonDerivative · entry 11

KELLY JOHN E III · CIK 0001180452 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,684.3597

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.