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0000766829
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Last 12 months

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6 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202611
Jun 202600
Jul 202631
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2020 Filed Mar 12, 2020 18:39 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 200 $66.08 $13,216.00
Disclosure

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 5

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,510

F5 · balance_after: Represents 4,533 shares of the issuer's common stock, 13,873 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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March 10, 2020 Filed Mar 12, 2020 18:39 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $65.96 $6,596.00
Disclosure

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 4

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,710

F4 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,073 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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March 10, 2020 Filed Mar 12, 2020 18:39 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $65.84 $6,584.00
Disclosure

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 3

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,810

F3 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,173 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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March 10, 2020 Filed Mar 12, 2020 18:39 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 200 $65.80 $13,160.00
Disclosure

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,910

F2 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,273 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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March 10, 2020 Filed Mar 12, 2020 18:39 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $65.75 $6,575.00
Disclosure

SEC source: 0000766829-20-000078 · wf-form4_158403837085518.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,110

F1 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,473 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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March 10, 2020 Filed Mar 12, 2020 16:29 UTC
WESTBROOK MAUREEN PPresident of CTWS
Tax withholdingCommon Stock 151 $66.10 $9,981.10
Disclosure

SEC source: 0000766829-20-000076 · wf-form4_158403054506010.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,443

F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person.

F2 · balance_after: Represents (i) 509 shares of the issuer's common stock, (ii) 19,209 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 23,725 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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March 05, 2020 Filed Mar 9, 2020 17:43 UTC
WESTBROOK MAUREEN PPresident of CTWS
Tax withholdingCommon Stock 99 $66.27 $6,560.73
Disclosure

SEC source: 0000766829-20-000072 · wf-form4_158377577886361.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,595

F1 · shares: Represents shares of common stock withheld by the issuer in satisfaction of applicable withholding taxes upon settlement of vested deferred stock units (DSUs) in accordance with an election previously made by the reporting person.

F2 · balance_after: Represents (i) 244 shares of the issuer's common stock, (ii) 19,209 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (iii) 24,142 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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March 04, 2020 Filed Mar 5, 2020 22:34 UTC PurchaseCommon Stock 345 $65.28 $22,521.60
Disclosure

SEC source: 0000766829-20-000069 · wf-form4_158344765128324.xml · nonDerivative · entry 1

HANLEY MARY ANN · CIK 0001218375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345

F1 · balance_after: Represents 345 shares of the issuer's common stock held under an IRA.

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March 03, 2020 Filed Mar 3, 2022 20:53 UTC GiftCommon Stock 1,584 $0.00 $0.00
Disclosure

SEC source: 0000766829-22-000075 · wf-form4_164634078790179.xml · nonDerivative · entry 1

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009

Disclosed balance after: 1,116

F1 · shares: Reflects a gift of 1,584 shares to the reporting person's spouse on March 3, 2020 that was not previously reported.

F2 · balance_after: Reflects total number of shares owned by the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 (the "Trust") as of the filing date of this report prior to the gift transaction reported herein as explained in footnote (3) below, and such number reflects certain transfers and sales of shares as previously reported by the reporting on Forms 4 after the gift transaction on March 3, 2020.

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March 02, 2020 Filed Mar 4, 2020 21:16 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000067 · wf-form4_158335659020498.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,038

F1 · shares: Represents 7 shares subject to restricted stock units ("RSU") and 72 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding RSUs and DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will vest and be settled in accordance with the same terms as the RSUs and DSUs to which they relate.

F2 · balance_after: Represents (i) 2,853 shares subject to RSUs that will vest over a period of service and be settled in accordance with the terms of the awards subject to accelerated vesting under certain prescribed circumstances and (ii) 14,185 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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March 02, 2020 Filed Mar 4, 2020 21:10 UTC
WESTBROOK MAUREEN PPresident of CTWS
GrantCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000065 · wf-form4_158335621232024.xml · nonDerivative · entry 1

WESTBROOK MAUREEN P · CIK 0001217203 · President of CTWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,694

F1 · shares: Represents 124 shares subject to deferred stock units ("DSU") granted to the Reporting Person pursuant to dividend equivalent rights accrued on outstanding DSUs granted by Connecticut Water Service, Inc., a wholly owned subsidiary of the Issuer. Dividend equivalent rights accrue when and as dividends are paid on the common stock underlying the awards and will be settled in accordance with the terms as the DSUs to which they relate.

F2 · balance_after: Represents (i) 19,209 shares subject to RSUs that will vest in three annual successive installments upon the completion of each year of the reporting person's service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances, and (ii) 24,485 shares subject to DSUs that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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March 02, 2020 Filed Nov 19, 2020 18:36 UTC PurchaseCommon Stock 23 $61.38 $1,411.74
Disclosure

SEC source: 0000766829-20-000153 · wf-form4_160581094380138.xml · nonDerivative · entry 7

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Daniel B. More Revocable Trust

Disclosed balance after: 4,465

F1 · shares: Represents shares of common stock of Issuer acquired by the Reporting Person pursuant to broker-assisted dividend investment transactions.

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March 02, 2020 Filed Dec 23, 2022 00:00 UTC
Gere AndrewPresident and COO
PurchaseCommon Stock 30 $65.53 $1,965.90
Disclosure

SEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA Jillian

Disclosed balance after: 430

F3 · shares: Represents shares acquired from March 2020 to November 2022 through a broker-administered dividend reinvestment program established by the reporting person

F2 · price: Represents the average per-share price paid in multiple acquisitions under the broker-administered dividend reinvestment program.

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March 02, 2020 Filed Dec 23, 2022 00:00 UTC
Gere AndrewPresident and COO
PurchaseCommon Stock 6 $64.42 $386.52
Disclosure

SEC source: 0000766829-22-000162 · wf-form4_167175363838440.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA Robert

Disclosed balance after: 106

F1 · shares: Represents shares acquired from March 2020 to November 2022 through a broker-administered dividend reinvestment program established by the reporting person.

F2 · price: Represents the average per-share price paid in multiple acquisitions under the broker-administered dividend reinvestment program.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:54 UTC
Walters Andrew FChief Corp Development Officer
Tax withholdingCommon Stock 359 $61.18 $21,963.62
Disclosure

SEC source: 0000766829-20-000063 · wf-form4_158327606565142.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,342

F3 · shares: Represents (i) 180 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1 and (ii) 179 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2017 EPS RSUs reported in footnote 1.

F4 · balance_after: Represents 12,543 shares of the issuer's common stock and 2,799 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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February 28, 2020 Filed Mar 3, 2020 22:54 UTC
Walters Andrew FChief Corp Development Officer
GrantCommon Stock 1,012 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000063 · wf-form4_158327606565142.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,701

F1 · shares: Represents (i) 521 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on return on equity ("ROE") measured over the 2019 calendar year period and continued service by the reporting person through December 31, 2019 and (ii) 491 shares of common stock subject to the 2017 RSUs that vested upon the attainment of a certain performance goal based on earnings per share ("EPS") for the 2019 calendar year and continued service by the reporting person through December 31, 2019.

F2 · balance_after: Represents 11,890 shares of the issuer's common stock and 3,811 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

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February 28, 2020 Filed Mar 3, 2020 22:36 UTC
Lynch James PatrickCFO/Treasurer
Tax withholdingCommon Stock 398 $61.18 $24,349.64
Disclosure

SEC source: 0000766829-20-000061 · wf-form4_158327499184066.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,210

F3 · shares: Represents (i) 206 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1 and (ii) 192 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2017 EPS RSUs reported in footnote 1.

F4 · balance_after: Represents 4,533 shares of the issuer's common stock, 14,573 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:36 UTC
Lynch James PatrickCFO/Treasurer
GrantCommon Stock 1,158 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000061 · wf-form4_158327499184066.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,608

F1 · shares: Represents (i) 597 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on return on equity ("ROE") measured over the 2019 calendar year period and continued service by the reporting person through December 31, 2019 and (ii) 561 shares of common stock subject to the 2017 RSUs that vested upon the attainment of a certain performance goal based on earnings per share ("EPS") for the 2019 calendar year and continued service by the reporting person through December 31, 2019.

F2 · balance_after: Represents 3,773 shares of the issuer's common stock, 14,573 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,762 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:24 UTC
Papazian SuzyGen. Counsel & Vice Pres.
Tax withholdingCommon Stock 337 $61.18 $20,617.66
Disclosure

SEC source: 0000766829-20-000059 · wf-form4_158327423180737.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,472

F3 · shares: Represents (i) 179 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1 and (ii) 158 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2017 EPS RSUs reported in footnote 1.

F4 · balance_after: Represents 5,644 shares of the issuer's common stock and 2,828 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:24 UTC
Papazian SuzyGen. Counsel & Vice Pres.
GrantCommon Stock 993 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000059 · wf-form4_158327423180737.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,809

F1 · shares: Represents (i) 521 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on return on equity ("ROE") measured over the 2019 calendar year period and continued service by the reporting person through December 31, 2019 and (ii) 472 shares of common stock subject to the 2017 RSUs that vested upon the attainment of a certain performance goal based on earnings per share ("EPS") for the 2019 calendar year and continued service by the reporting person through December 31, 2019.

F2 · balance_after: Represents 4,988 shares of the issuer's common stock and 3,821 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

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February 28, 2020 Filed Mar 3, 2020 22:12 UTC
Gere AndrewPresident and COO
Tax withholdingCommon Stock 396 $61.18 $24,227.28
Disclosure

SEC source: 0000766829-20-000057 · wf-form4_158327353070299.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,889

F3 · shares: Represents (i) 196 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2019 ROE RSUs reported in footnote 1 and (ii) 200 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the 2017 EPS RSUs reported in footnote 1.

F4 · balance_after: Represents 16,977 shares of the issuer's common stock and 2,912 shares of the issuer's common stock underlying RSUs which will vest and become issuable in accordance with their terms.

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February 28, 2020 Filed Mar 3, 2020 22:12 UTC
Gere AndrewPresident and COO
GrantCommon Stock 1,152 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000057 · wf-form4_158327353070299.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,285

F1 · shares: Represents (i) 568 shares of common stock subject to the 2019 Restricted Stock Units ("RSU") that vested upon the attainment of a certain performance goal based on return on equity ("ROE") measured over the 2019 calendar year period and continued service by the reporting person through December 31, 2019 and (ii) 584 shares of common stock subject to the 2017 RSUs that vested upon the attainment of a certain performance goal based on earnings per share ("EPS") for the 2019 calendar year and continued service by the reporting person through December 31, 2019.

F2 · balance_after: Represents 16,221 shares of the issuer's common stock and 4,064 shares of the issuer's common stock underlying RSUs including the shares which vested per footnote 1 above and RSUs which will vest and become issuable in accordance with their terms.

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February 11, 2020 Filed Feb 13, 2020 02:19 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $73.15 $7,315.00
Disclosure

SEC source: 0000766829-20-000050 · wf-form4_158156033108950.xml · nonDerivative · entry 8

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,450

F9 · balance_after: Represents 3,773 shares of the issuer's common stock, 14,573 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 02:19 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $73.07 $7,307.00
Disclosure

SEC source: 0000766829-20-000050 · wf-form4_158156033108950.xml · nonDerivative · entry 7

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,550

F8 · balance_after: Represents 3,773 shares of the issuer's common stock, 14,673 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 02:19 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $73.04 $7,304.00
Disclosure

SEC source: 0000766829-20-000050 · wf-form4_158156033108950.xml · nonDerivative · entry 6

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,650

F7 · balance_after: Represents 3,773 shares of the issuer's common stock, 14,773 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 02:19 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 200 $73.02 $14,604.00
Disclosure

SEC source: 0000766829-20-000050 · wf-form4_158156033108950.xml · nonDerivative · entry 5

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

F6 · balance_after: Represents 3,773 shares of the issuer's common stock, 14,873 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 02:19 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $72.94 $7,294.00
Disclosure

SEC source: 0000766829-20-000050 · wf-form4_158156033108950.xml · nonDerivative · entry 4

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,950

F5 · balance_after: Represents 3,773 shares of the issuer's common stock, 15,073 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 02:19 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $72.93 $7,293.00
Disclosure

SEC source: 0000766829-20-000050 · wf-form4_158156033108950.xml · nonDerivative · entry 3

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,050

F4 · balance_after: Represents 3,773 shares of the issuer's common stock, 15,173 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 02:19 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $72.81 $7,281.00
Disclosure

SEC source: 0000766829-20-000050 · wf-form4_158156033108950.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,150

F3 · balance_after: Represents 3,773 shares of the issuer's common stock, 15,273 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
January 31, 2020 Filed Feb 12, 2020 23:22 UTC
Papazian SuzyGen. Counsel & Vice Pres.
OtherCommon Stock 174 $62.35 $10,848.90
Disclosure

SEC source: 0000766829-20-000044 · wf-form4_158154976027933.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,816

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 4,988 shares of the issuer's common stock and 2,828 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
January 31, 2020 Filed Feb 12, 2020 23:27 UTC
Walters Andrew FChief Corp Development Officer
OtherCommon Stock 243 $62.35 $15,151.05
Disclosure

SEC source: 0000766829-20-000048 · wf-form4_158155003636217.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,689

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 11,890 shares of the issuer's common stock and 2,799 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 31, 2020 Filed Feb 13, 2020 02:19 UTC
Lynch James PatrickCFO/Treasurer
OtherCommon Stock 202 $62.35 $12,594.70
Disclosure

SEC source: 0000766829-20-000050 · wf-form4_158156033108950.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,250

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,773 shares of the issuer's common stock, 15,373 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,604 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

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January 31, 2020 Filed Feb 12, 2020 23:25 UTC
Thornburg Eric WDirector · President & CEO
OtherCommon Stock 245 $62.35 $15,275.75
Disclosure

SEC source: 0000766829-20-000046 · wf-form4_158154989178038.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,976

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 9,674 shares of the issuer's common stock and 14,302 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 31, 2020 Filed Feb 12, 2020 23:20 UTC
AVILA-WALKER WENDYVP of Finance, Controller
OtherCommon Stock 237 $62.35 $14,776.95
Disclosure

SEC source: 0000766829-20-000042 · wf-form4_158154960650338.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,351

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 2,242 shares of the issuer's common stock and 2,109 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 31, 2020 Filed Feb 12, 2020 23:14 UTC
Gere AndrewPresident and COO
OtherCommon Stock 345 $62.35 $21,510.75
Disclosure

SEC source: 0000766829-20-000040 · wf-form4_158154923478148.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,133

F1 · shares: Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 16,221 shares of the issuer's common stock and 2,912 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

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January 14, 2020 Filed Jan 16, 2020 00:09 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 300 $69.98 $20,994.00
Disclosure

SEC source: 0000766829-20-000038 · wf-form4_157913337819675.xml · nonDerivative · entry 5

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,048

F5 · balance_after: Represents 3,571 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 15,373 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 3,604 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

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January 14, 2020 Filed Jan 16, 2020 00:09 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 400 $69.91 $27,964.00
Disclosure

SEC source: 0000766829-20-000038 · wf-form4_157913337819675.xml · nonDerivative · entry 4

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,348

F4 · balance_after: Represents 3,571 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 15,673 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 3,604 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

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January 14, 2020 Filed Jan 16, 2020 00:09 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $69.85 $6,985.00
Disclosure

SEC source: 0000766829-20-000038 · wf-form4_157913337819675.xml · nonDerivative · entry 3

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,748

F3 · balance_after: Represents 3,571 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 16,073 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 3,604 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

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January 14, 2020 Filed Jan 16, 2020 00:09 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $69.71 $6,971.00
Disclosure

SEC source: 0000766829-20-000038 · wf-form4_157913337819675.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,848

F2 · balance_after: Represents 3,571 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 16,173 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 3,604 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 00:09 UTC
Lynch James PatrickCFO/Treasurer
SaleCommon Stock 100 $69.68 $6,968.00
Disclosure

SEC source: 0000766829-20-000038 · wf-form4_157913337819675.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,948

F1 · balance_after: Represents 3,571 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 16,273 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 3,604 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

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January 03, 2020 Filed Jan 7, 2020 23:51 UTC
Jensen PalleExecutive Vice President
Tax withholdingCommon Stock 163 $69.84 $11,383.92
Disclosure

SEC source: 0000766829-20-000032 · wf-form4_157844105236806.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,631

F1 · shares: Represents 163 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2020 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 11,319 shares of the issuer's common stock and 1,312 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 03, 2020 Filed Jan 7, 2020 22:59 UTC
Papazian SuzyGen. Counsel & Vice Pres.
Tax withholdingCommon Stock 156 $69.84 $10,895.04
Disclosure

SEC source: 0000766829-20-000024 · wf-form4_157843796367900.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel & Vice Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,642

F1 · shares: Represents 156 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2020 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 4,814 shares of the issuer's common stock and 2,828 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 03, 2020 Filed Jan 8, 2020 00:11 UTC
Walters Andrew FChief Corp Development Officer
Tax withholdingCommon Stock 163 $69.84 $11,383.92
Disclosure

SEC source: 0000766829-20-000034 · wf-form4_157844226836994.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Corp Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,446

F1 · shares: Represents 163 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2020 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 11,647 shares of the issuer's common stock and 2,799 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 23:05 UTC
Gere AndrewPresident and COO
Tax withholdingCommon Stock 194 $69.84 $13,548.96
Disclosure

SEC source: 0000766829-20-000026 · wf-form4_157843832035238.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,788

F1 · shares: Represents 194 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2020 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 15,876 shares of the issuer's common stock and 2,912 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 23:47 UTC
Lynch James PatrickCFO/Treasurer
Tax withholdingCommon Stock 186 $69.84 $12,990.24
Disclosure

SEC source: 0000766829-20-000030 · wf-form4_157844083038954.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,048

F1 · shares: Represents 186 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2020 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 3,571 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 16,373 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 3,604 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 23:40 UTC
AVILA-WALKER WENDYVP of Finance, Controller
Tax withholdingCommon Stock 39 $69.84 $2,723.76
Disclosure

SEC source: 0000766829-20-000028 · wf-form4_157844041183437.xml · nonDerivative · entry 1

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,114

F1 · shares: Represents 39 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2020 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 2,005 shares of the issuer's common stock and 2,109 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 02, 2020 Filed Jan 4, 2020 00:12 UTC
Thornburg Eric WDirector · President & CEO
GrantCommon Stock 5,357 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000002 · wf-form4_157809675720659.xml · nonDerivative · entry 2

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,703

F3 · shares: Represents 5,357 shares of the common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F4 · balance_after: Represents 9,401 shares of the issuer's common stock and 14,302 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 02, 2020 Filed Jan 7, 2020 01:59 UTC
Gere AndrewPresident and COO
Tax withholdingCommon Stock 373 $69.63 $25,971.99
Disclosure

SEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 6

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,982

F6 · shares: Represents 373 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2020 pursuant to the terms of the January 2, 2018 and January 2, 2019 Restricted Stock Unit Issuance Agreements between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the Restricted Stock Units were granted and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F7 · balance_after: Represents 15,595 shares of the issuer's common stock and 3,387 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 02, 2020 Filed Jan 7, 2020 01:59 UTC
Gere AndrewPresident and COO
GrantCommon Stock 1,508 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000020 · wf-form4_157836235713606.xml · nonDerivative · entry 5

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,355

F4 · shares: Represents 1,508 shares of the common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F5 · balance_after: Represents 15,053 shares of the issuer's common stock and 4,302 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

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January 02, 2020 Filed Jan 7, 2020 01:23 UTC
Johnson A KristenChief Administrative Officer
GrantCommon Stock 1,508 $0.00 $0.00
Disclosure

SEC source: 0000766829-20-000017 · wf-form4_157836017199404.xml · nonDerivative · entry 1

Johnson A Kristen · CIK 0001313291 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,959

F1 · shares: Represents 1,508 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,846 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms and 14,113 shares subject to Deferred Share Units ("DSU") that are vested and will be settled in accordance with an election previously made by the reporting person. Each RSU and DSU will entitle the reporting person to one share of common stock upon settlement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.