HTO

SEC source: 0000766829-19-000014 · wf-form4_154664383789851.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,544

F1 · shares: Represents 156 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2019 pursuant to the terms of the January 3, 2017 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 4,178 shares of the issuer's common stock and 3,366 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 15

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052

F25 · shares: Represents 39 shares of common stock withheld by the Issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of RSUs granted on January 3, 2017.

F26 · balance_after: Includes 1,982 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms and 1,070 shares of the Issuer's common stock.

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 4

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 6,001

F4 · shares: Represents an aggregate of 228 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 of the Form 4 filed on January 4, 2019.

F6 · balance_after: Includes an aggregate of 228 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 of the Form 4 filed on January 4, 2019.

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

F4 · shares: Represents an aggregate of 228 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 1 of the Form 4 filed on January 4, 2019.

F5 · balance_after: Represents 4,361 shares of the issuer's common stock and 3,782 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000002 · wf-form4_154647576658290.xml · nonDerivative · entry 2

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,649

F3 · shares: Represents 4,367 shares of the issuer's common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three equal installments on each December 31, 2019, December 31, 2020, and December 31, 2021, subject to continued employment through the respective vesting dates, subject to accelerated vesting under certain prescribed circumstances.

F4 · balance_after: Represents 4,216 shares of the issuer's common stock and 16,433 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000008 · wf-form4_154656217983441.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

F3 · shares: Represents 170 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 417 shares of common stock underlying RSUs that vested and became issuable on January 2, 2019 pursuant to the terms of the January 2, 2018 Restricted Stock Issuance Agreement between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the Restricted Stock Units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 3,950 shares of the issuer's common stock and 3,750 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000008 · wf-form4_154656217983441.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,870

F1 · shares: Represents 1,352 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installment upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 3,703 shares of the issuer's common stock and 4,167 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000006 · wf-form4_154656184502679.xml · nonDerivative · entry 2

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,725

F3 · shares: Represents 174 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2019 pursuant to the terms of the January 2, 2018 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the Restricted Stock Units were granted and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 13,503 shares of the issuer's common stock and 4,222 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000006 · wf-form4_154656184502679.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,899

F1 · shares: Represents 1,462 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 13,249 shares of the issuer's common stock and 4,650 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000004 · wf-form4_154656159703572.xml · nonDerivative · entry 2

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,876

F3 · shares: Represents 158 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2019 pursuant to the terms of the January 2, 2018 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 8,995 shares of the issuer's common stock and 3,881 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000004 · wf-form4_154656159703572.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,034

F1 · shares: Represents 1,352 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of each year of service with the issuer over the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 8,765 shares of the issuer's common stock and 4,269 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000010 · wf-form4_154663975891406.xml · nonDerivative · entry 2

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,918

F3 · shares: Represents 167 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2019 pursuant to the terms of the January 2, 2018 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 8,995 shares of the issuer's common stock and 3,923 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000010 · wf-form4_154663975891406.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,085

F1 · shares: Represents 1,352 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of services with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 8,753 shares of the issuer's common stock and 4,332 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000012 · wf-form4_154664106241477.xml · nonDerivative · entry 2

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,827

F3 · shares: Represents 190 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 2, 2019 pursuant to the terms of the January 2, 2018 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F4 · balance_after: Represents 2,314 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 15,612 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 4,401 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000012 · wf-form4_154664106241477.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,017

F1 · shares: Represents 1,535 shares of the common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the reporting person's each year of service with the issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,314 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, 15,335 shares of the issuer's common stock held by Mr. Lynch and his spouse in joint tenancy, and 4,868 shares of the issuer's common stock underling restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 14

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

F23 · shares: Represents 40 shares of common stock withheld by the Issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of RSUs granted on January 2, 2018.

F24 · balance_after: Includes 2,079 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms and 1,012 shares of the Issuer's common stock.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 13

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,131

F21 · shares: Represents 1,151 shares of the common stock underlying RSUs granted to the Reporting Person under the Issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the Reporting Person's each year of services with the Issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F22 · balance_after: Includes 952 shares of the Issuer's common stock (including 199 shares of the Issuer's common stock issued on July 31, 2018 to the Reporting person pursuant to the ESPP) and 2,179 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 2

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 5,773

F1 · shares: Represents an aggregate of 247 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the restricted stock units ("RSU") described in footnote 3 of the Form 4 filed on January 3, 2019.

F3 · balance_after: Includes an aggregate of 247 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the RSUs described in footnote 3 of the Form 4 filed on January 3, 2019.

SEC source: 0000766829-19-000071 · wf-form4_155148492632371.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,371

F1 · shares: Represents an aggregate of 247 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the restricted stock units ("RSU") described in footnote 3 of the Form 4 filed on January 3, 2019.

F2 · balance_after: Represents 4,589 shares of the issuer's common stock and 3,782 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-19-000002 · wf-form4_154647576658290.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,282

F1 · shares: Represents 2,085 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 6,031 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on December 31, 2018 pursuant to the terms of the November 6, 2017 and January 2, 2018 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 4,216 shares of the issuer's common stock and 12,066 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-20-000153 · wf-form4_160581094380138.xml · nonDerivative · entry 2

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Daniel B. More Revocable Trust

Disclosed balance after: 4,368

F1 · shares: Represents shares of common stock of Issuer acquired by the Reporting Person pursuant to broker-assisted dividend investment transactions.

SEC source: 0000766829-20-000153 · wf-form4_160581094380138.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Daniel B. More Revocable Trust

Disclosed balance after: 4,352

F1 · shares: Represents shares of common stock of Issuer acquired by the Reporting Person pursuant to broker-assisted dividend investment transactions.

SEC source: 0000766829-18-000123 · wf-form4_153515119189599.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,437

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 13,249 shares of the issuer's common stock and 3,188 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000125 · wf-form4_153515136824883.xml · nonDerivative · entry 1

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,518

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 3,703 shares of the issuer's common stock and 2,815 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000121 · wf-form4_153515088975986.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,482

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 2,314 shares of the issuer's common stock, 15,335 share of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,333 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000119 · wf-form4_153515071310684.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,682

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 8,765 shares of the issuer's common stock and 2,917 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-18-000117 · wf-form4_153515038106998.xml · nonDerivative · entry 1

Thornburg Eric W · CIK 0001349767 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,367

F1 · shares: Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.

F2 · balance_after: Represents 270 shares of the issuer's common stock and 18,097 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-18-000107 · wf-form4_152528225177967.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,427

F1 · shares: Represents 57 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on April 30, 2018 pursuant to the terms of the April 29, 2015 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.

F2 · balance_after: Represents 13,239 shares of the issuer's common stock and 3,188 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000100 · wf-form4_152478849331201.xml · nonDerivative · entry 1

Van Valer Robert A · CIK 0001359434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,327

F1 · shares: Represents 1,055 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2019 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 80,567 shares of the issuer's common stock, 1,055 shares of the issuer's common stock underlying restricted stock units, and 2,705 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-18-000098 · wf-form4_152478828895248.xml · nonDerivative · entry 1

Man Debra · CIK 0001670877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167

F1 · shares: Represents 1,055 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2019 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,112 shares of the issuer's common stock and 1,055 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-18-000096 · wf-form4_152478791914978.xml · nonDerivative · entry 1

More Daniel B. · CIK 0001639398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336

F1 · shares: Represents 1,055 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2019 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 3,281 shares common stock held by the Daniel B. More and Laura A. More JT TEN and 1,055 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-18-000092 · wf-form4_152478717945538.xml · nonDerivative · entry 1

LANDIS GREGORY P · CIK 0001182432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

F1 · shares: Represents 1,055 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2019 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 1,155 shares of the issuer's common stock and 1,055 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-18-000094 · wf-form4_152478762864153.xml · nonDerivative · entry 3

KING DOUGLAS R · CIK 0001245290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Douglas R. King and Melinda J. King, Trustees of the King Family Trust dated June 06, 2005

Disclosed balance after: 9,448

F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned.

SEC source: 0000766829-18-000094 · wf-form4_152478762864153.xml · nonDerivative · entry 2

KING DOUGLAS R · CIK 0001245290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,349

F3 · shares: Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned.

F4 · balance_after: Includes 1,055 shares of the issuer's common stock underlying restricted stock units, and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-18-000094 · wf-form4_152478762864153.xml · nonDerivative · entry 1

KING DOUGLAS R · CIK 0001245290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,504

F1 · shares: Represents 1,055 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2019 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 2,210 shares of the issuer's common stock underlying restricted stock units, and 9,294 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.

SEC source: 0000766829-18-000102 · wf-form4_152484607916501.xml · nonDerivative · entry 3

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Katharine Armstrong as Trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009

Disclosed balance after: 5,948

F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

SEC source: 0000766829-18-000102 · wf-form4_152484607916501.xml · nonDerivative · entry 2

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,605

F3 · shares: Represents shares of the issuer's common stock issued in the name of Katharine Armstrong as trustee for the Katharine Armstrong Love Exempt Trust U/A/D 6/30/2009 upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

F4 · balance_after: Includes 2,550 shares of the issuer's common stock, 1,055 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account.

SEC source: 0000766829-18-000102 · wf-form4_152484607916501.xml · nonDerivative · entry 1

ARMSTRONG KATHARINE · CIK 0001459040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,760

F1 · shares: Represents 1,055 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2019 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Includes 2,550 shares of the issuer's common stock, 2,210 shares of the issuer's common stock underlying restricted stock units, and 1,000 shares of the issuer's common stock held in an IRA account.

SEC source: 0000766829-18-000105 · wf-form4_152486403626533.xml · nonDerivative · entry 3

Bishop Walter J. · CIK 0001546566 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Bishop Family Trust

Disclosed balance after: 9,308

F3 · shares: Represents shares of the issuer's common stock issued in the name of The Bishop Family Trust upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

SEC source: 0000766829-18-000105 · wf-form4_152486403626533.xml · nonDerivative · entry 2

Bishop Walter J. · CIK 0001546566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

F3 · shares: Represents shares of the issuer's common stock issued in the name of The Bishop Family Trust upon settlement of restricted stock units previously reported by the reporting person in Table I as directly owned.

F4 · balance_after: Represents 1,055 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-18-000105 · wf-form4_152486403626533.xml · nonDerivative · entry 1

Bishop Walter J. · CIK 0001546566 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

F1 · shares: Represents 1,055 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2019 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.

F2 · balance_after: Represents 2,210 shares of the issuer's common stock underlying restricted stock units.

SEC source: 0000766829-19-000046 · wf-form4_155016700667192.xml · nonDerivative · entry 12

AVILA-WALKER WENDY · CIK 0001766539 · VP of Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781

F19 · shares: Represents 352 shares of the common stock underlying RSUs granted to the Reporting Person under the Issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three annual successive installments upon the completion of the Reporting Person's each year of services with the Issuer for the three-year period measured from the date of grant, subject to accelerated vesting under certain prescribed circumstances.

F20 · balance_after: Includes 753 shares of the Issuer's common stock (including 238 shares of the Issuer's common stock issued on January 31, 2018 to the Reporting person pursuant to the ESPP) and 1,028 shares of the Issuer's common stock underlying RSU that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000082 · wf-form4_151995058816205.xml · nonDerivative · entry 1

Gere Andrew · CIK 0001639963 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,484

F1 · shares: Represents 478 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return of equity ("ROE") restricted stock units ("RSUs") reported on the Form 4 filed on February 27, 2018.

F2 · balance_after: Represents 13,129 shares of the issuer's common stock and 3,355 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000080 · wf-form4_151995040405409.xml · nonDerivative · entry 3

ROTH W RICHARD · CIK 0001245289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated Dec. 17, 2004

Disclosed balance after: 138,688

F3 · shares: Represents an aggregate of 23,433 shares of common stock that were issued and transferred by the reporting person to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 in connection with the issuance of shares of common stock underlying the ROE RSU and TSR RSU described in footnote 1 above.

F5 · balance_after: Includes an aggregate of 23,433 shares of common stock that were issued and transferred by the reporting person to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 in connection with the issuance of shares of common stock underlying the ROE RSU and TSR RSU described in footnote 1 above.

SEC source: 0000766829-18-000080 · wf-form4_151995040405409.xml · nonDerivative · entry 2

ROTH W RICHARD · CIK 0001245289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,196

F3 · shares: Represents an aggregate of 23,433 shares of common stock that were issued and transferred by the reporting person to the W. Richard Roth and Viviane L. Roth Community Property Revocable Trust dated December 17, 2004 in connection with the issuance of shares of common stock underlying the ROE RSU and TSR RSU described in footnote 1 above.

F4 · balance_after: Includes 7,000 shares of common stock underlying RSUs which vested in accordance with their terms and 106,196 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-18-000080 · wf-form4_151995040405409.xml · nonDerivative · entry 1

ROTH W RICHARD · CIK 0001245289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,629

F1 · shares: Represents an aggregate 23,040 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return on equity ("ROE") restricted stock unit ("RSU") and total shareholder return ("TSR") RSU reported on the Form 4 filed on February 27, 2018.

F2 · balance_after: Includes 23,433 shares of issuer's common stock, 7,000 shares of common stock underlying RSUs which vested in accordance with their terms, and 106,196 shares of the issuer's common stock underlying deferred restricted stock.

SEC source: 0000766829-18-000078 · wf-form4_151995019982203.xml · nonDerivative · entry 1

Lynch James Patrick · CIK 0001502013 · CFO/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,282

F1 · shares: Represents 459 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return of equity ("ROE") restricted stock units ("RSUs") reported on the Form 4 filed on February 27, 2018.

F2 · balance_after: Represents 2,114 shares of the issuer's common stock, 15,335 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,333 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000076 · wf-form4_151995001795499.xml · nonDerivative · entry 1

Walters Andrew F · CIK 0001598003 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,607

F1 · shares: Represents 401 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return on equity ("ROE") restricted stock units ("RSU") reported on the Form 4 filed on February 27, 2018.

F2 · balance_after: Represents 8,690 shares of the issuer's common stock and 2,917 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000074 · wf-form4_151994962931040.xml · nonDerivative · entry 1

Jensen Palle · CIK 0001532599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,733

F1 · shares: Represents 401 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return of equity ("ROE") restricted stock units ("RSUs) reported on the Form 4 filed on February 27, 2018.

F2 · balance_after: Represents 8,753 shares of the issuer's common stock and 2,980 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.

SEC source: 0000766829-18-000072 · wf-form4_151994925307254.xml · nonDerivative · entry 3

Papazian Suzy · CIK 0001318265 · Gen. Counsel/Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008

Disclosed balance after: 5,526

F3 · shares: Represents an aggregate of 733 shares of common stock that were issued and transferred by reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the ROE RSU described in footnote 1 above.

F5 · balance_after: Includes an aggregate of 733 shares of common stock that were issued and transferred by the reporting person to the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 in connection with the issuance of shares of common stock underlying the ROE RSU described in footnote 1 above.