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Hilltop Holdings Inc.

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4450
SEC CIK
0001265131
Parsed reports
818

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202604
Jun 202601
Jul 202600
Aug 202608
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2017 Filed Feb 27, 2017 20:49 UTC
Feinberg Hill ADirector · Hilltop Securities CEO
GrantCommon Stock 6,154 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012135 · a4.xml · nonDerivative · entry 1

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149,144

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:50 UTC
Salmans ToddPrimeLending CEO
GrantCommon Stock 6,154 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012137 · a4.xml · nonDerivative · entry 1

Salmans Todd · CIK 0001509380 · PrimeLending CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,210

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:48 UTC
Huffines James RDirector · COO of Subsidiaries
GrantCommon Stock 7,033 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012134 · a4.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,836

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

F2 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:48 UTC
Martin John AChief Accounting Officer
GrantCommon Stock 6,154 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012132 · a4.xml · nonDerivative · entry 1

Martin John A · CIK 0001322721 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,214.058

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:48 UTC
PRESTIDGE COREYEVP, General Counsel & Sec.
GrantCommon Stock 4,220 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012131 · a4.xml · nonDerivative · entry 1

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,716

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:46 UTC
FORD JEREMY BDirector · President & Co-CEO
GrantCommon Stock 27,734 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012127 · a4.xml · nonDerivative · entry 1

FORD JEREMY B · CIK 0001258665 · Director · President & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,843

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:13 UTC
Martin John AChief Accounting Officer
SaleCommon Stock 43,071 $28.35 $1,221,088.69
Disclosure

SEC source: 0001104659-17-010936 · a4.xml · nonDerivative · entry 1

Martin John A · CIK 0001322721 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,060.058

F1 · shares: The reporting person's sale of common stock reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 145.058 shares, with the reporting person's previously reported purchase of 145.058 shares of common stock at a price of $28.156 per share on November 25, 2016. The reporting person has agreed to voluntarily disgorge any profits deemed realized from such transactions to Hilltop Holdings Inc.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.25 to $28.50, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 19:08 UTC
Feinberg Hill ADirector · Hilltop Securities CEO
GiftCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-009958 · a4.xml · nonDerivative · entry 1

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,990

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:11 UTC
Furr William BChief Financial Officer
Tax withholdingCommon Stock 3,018 $27.98 $84,443.64
Disclosure

SEC source: 0001104659-17-010263 · a4.xml · nonDerivative · entry 1

Furr William B · CIK 0001683821 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,094

F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer") withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 10,607 restricted stock units granted to the reporting person on September 6, 2016.

F2 · balance_after: Includes 22,540 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, as follows: 8,618 units on February 15, 2018; 10,607 units on February 15, 2019; and 3,315 units on February 15, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of these restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock unit or an earlier "change in control" of the Issuer.

F3 · balance_after: Also includes 8,965 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, September 6, 2019, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of the 8,965 restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, September 6, 2020, or an earlier "change in control" of the Issuer.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:18 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-003113 · a4.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 18,476

F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust").

F4 · balance_after: Represents securities owned directly by the Trust and indirectly by the reporting person as the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:18 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-003113 · a4.xml · nonDerivative · entry 2

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,866

F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust").

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:18 UTC
FORD GERALD JDirector · 10% owner
GrantCommon Stock 1,806 $29.76 $53,746.56
Disclosure

SEC source: 0001104659-17-003113 · a4.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,672

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from December 16, 2016 to December 30, 2016.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:20 UTC GrantCommon Stock 243 $29.76 $7,231.68
Disclosure

SEC source: 0001104659-17-003121 · a4.xml · nonDerivative · entry 1

Taylor Robert JR · CIK 0001461403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,787

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from December 16, 2016 to December 30, 2016.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:21 UTC
WEBB CARL BDirector
GrantCommon Stock 445 $29.76 $13,243.20
Disclosure

SEC source: 0001104659-17-003122 · a4.xml · nonDerivative · entry 1

WEBB CARL B · CIK 0001267958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,803

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from December 16, 2016 to December 30, 2016.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:19 UTC GrantCommon Stock 222 $29.76 $6,606.72
Disclosure

SEC source: 0001104659-17-003118 · a4.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,779

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from December 16, 2016 to December 30, 2016.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:18 UTC GrantCommon Stock 554 $29.76 $16,487.04
Disclosure

SEC source: 0001104659-17-003112 · a4.xml · nonDerivative · entry 1

Bolt Tracy Allan · CIK 0001472587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,663

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from December 16, 2016 to December 30, 2016.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 22:17 UTC GrantCommon Stock 243 $29.76 $7,231.68
Disclosure

SEC source: 0001104659-17-003110 · a4.xml · nonDerivative · entry 1

Anderson Charlotte Jones · CIK 0001472588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,322

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from December 16, 2016 to December 30, 2016.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 17:15 UTC
Feinberg Hill ADirector · Hilltop Securities CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-161548 · a4.xml · nonDerivative · entry 1

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,490

Read SEC document
December 02, 2016 Filed Dec 2, 2016 18:30 UTC
Feinberg Hill ADirector · Hilltop Securities CEO
GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-160455 · a4.xml · nonDerivative · entry 1

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,490

Read SEC document
December 01, 2016 Filed Dec 2, 2016 18:31 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
SaleCommon Stock 7,500 $28.35 $212,655.00
Disclosure

SEC source: 0001104659-16-160456 · a4.xml · nonDerivative · entry 1

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,005

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.10 to $25.585, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:50 UTC
Huffines James RDirector · COO of Subsidiaries
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-160143 · a4.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,803

F1 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

Read SEC document
November 25, 2016 Filed Feb 14, 2017 22:21 UTC
Martin John AChief Accounting Officer
OtherCommon Stock 145.058 $28.16 $4,084.25
Disclosure

SEC source: 0001104659-17-009348 · a5.xml · nonDerivative · entry 1

Martin John A · CIK 0001322721 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,131.058

F1 · kind: The acquisitions reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2012.

F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 22:01 UTC
Huffines James RDirector · COO of Subsidiaries
GiftCommon Stock 5,300 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-158933 · a4.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,303

F1 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:04 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 2,425 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-157258 · a4.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 16,670

F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust").

F4 · balance_after: Represents securities owned directly by the Trust and indirectly by the reporting person as the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:04 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 2,425 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-157258 · a4.xml · nonDerivative · entry 2

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,866

F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust").

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:04 UTC
FORD GERALD JDirector · 10% owner
GrantCommon Stock 2,425 $22.16 $53,738.00
Disclosure

SEC source: 0001104659-16-157258 · a4.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,291

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from September 19, 2016 to September 30, 2016.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:03 UTC GrantCommon Stock 327 $22.16 $7,246.32
Disclosure

SEC source: 0001104659-16-157255 · a4.xml · nonDerivative · entry 1

Taylor Robert JR · CIK 0001461403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,544

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from September 19, 2016 to September 30, 2016.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:03 UTC
WEBB CARL BDirector
GrantCommon Stock 597 $22.16 $13,229.52
Disclosure

SEC source: 0001104659-16-157257 · a4.xml · nonDerivative · entry 1

WEBB CARL B · CIK 0001267958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,358

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from September 19, 2016 to September 30, 2016.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:04 UTC GrantCommon Stock 327 $22.16 $7,246.32
Disclosure

SEC source: 0001104659-16-157260 · a4.xml · nonDerivative · entry 1

Anderson Charlotte Jones · CIK 0001472588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,079

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from September 19, 2016 to September 30, 2016.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:04 UTC GrantCommon Stock 744 $22.16 $16,487.04
Disclosure

SEC source: 0001104659-16-157259 · a4.xml · nonDerivative · entry 1

Bolt Tracy Allan · CIK 0001472587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,109

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from September 19, 2016 to September 30, 2016.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:03 UTC GrantCommon Stock 298 $22.16 $6,603.68
Disclosure

SEC source: 0001104659-16-157256 · a4.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,557

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2016.

F2 · price: Price per share calculated using the average closing price per share for the period from September 19, 2016 to September 30, 2016.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 17:03 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
SaleCommon Stock 2,500 $25.00 $62,509.00
Disclosure

SEC source: 0001104659-16-153776 · a4.xml · nonDerivative · entry 1

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,505

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.05, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:03 UTC
Furr William BChief Financial Officer
GrantCommon Stock 8,965 $22.31 $200,009.15
Disclosure

SEC source: 0001104659-16-143516 · a4.xml · nonDerivative · entry 2

Furr William B · CIK 0001683821 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,112

F2 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, September 6, 2019, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, September 6, 2020, or an earlier "change in control" of Hilltop Holdings Inc.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 21:03 UTC
Furr William BChief Financial Officer
GrantCommon Stock 33,147 $22.31 $739,509.57
Disclosure

SEC source: 0001104659-16-143516 · a4.xml · nonDerivative · entry 1

Furr William B · CIK 0001683821 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,147

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, as follows: 32% on February 15, 2017; 26% on February 15, 2018; 32% on February 15, 2019; and 10% on February 15, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 17:04 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
SaleCommon Stock 5,000 $22.36 $111,778.00
Disclosure

SEC source: 0001104659-16-143518 · a4.xml · nonDerivative · entry 1

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,005

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.19 to $22.64, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.