TapewireFind a company

person · Reporting owner

Huffines James R

Disclosed activity across 2 companies

Tapewire entity
69718
SEC CIK
0001504840

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GREENBRIER COMPANIES INCGBX · Entity 4790DirectorJanuary 07, 2026January 09, 2026
Hilltop Holdings Inc.HTH · Entity 4450Director · COO of SubsidiariesFebruary 24, 2017February 28, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GREENBRIER COMPANIES INC

Report date January 07, 2026 · Filed January 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom SharesSEC Table II · derivative / convertible securityDirect14,127 Reported balance After 2026-01-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-07 · Exercise / conversion · Acquired 2,528 · Balance 14,127

F1: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

Phantom SharesSEC Table II · derivative / convertible securityDirect17,592 Reported balance After 2026-01-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-07 · Grant · Acquired 3,465 · Balance 17,592

F2: The reported transaction represents the grant of 3,465 Restricted Stock Units that were fully vested at grant. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-01-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-07 · Exercise / conversion · Disposed 2,528 · Balance 0

F1: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F2: The reported transaction represents the grant of 3,465 Restricted Stock Units that were fully vested at grant. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

Hilltop Holdings Inc.

Report date February 24, 2017 · Filed February 28, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect360,085 Last balance in matching sequence After 2017-02-24 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-02-24 · Grant · Acquired 6,666 · Balance 362,502

F1: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

F2: Includes 12,028 shares held in a self-directed individual retirement account.

Row 2 · 2017-02-24 · Tax withholding · Disposed 2,417 · Balance 360,085

F3: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

F2: Includes 12,028 shares held in a self-directed individual retirement account.

Common StockSEC Table I · non-derivativeIndirectBy James Huffines 1994 Trust47,000 Reported balance Holding disclosure · report date 2017-02-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 47,000

F4: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

F2: Includes 12,028 shares held in a self-directed individual retirement account.

F3: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

F4: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2026 Filed Jan 9, 2026 22:30 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 Exercise / conversionRestricted Stock Units · Derivative 2,528 Not disclosed Not disclosed
Disclosure

SEC source: 0000923120-26-000005 · edgardoc.xml · derivative · entry 3

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F1 · price: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F1 · derivative.exercise_date: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F1 · derivative.expiration_date: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:30 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantPhantom Shares · Derivative 3,465 Not disclosed Not disclosed
Disclosure

SEC source: 0000923120-26-000005 · edgardoc.xml · derivative · entry 2

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,592

Underlying: Common Stock · 3,465 shares

Expires not disclosed

F2 · derivative.exercise_price: The reported transaction represents the grant of 3,465 Restricted Stock Units that were fully vested at grant. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · price: The reported transaction represents the grant of 3,465 Restricted Stock Units that were fully vested at grant. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.exercise_date: The reported transaction represents the grant of 3,465 Restricted Stock Units that were fully vested at grant. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: The reported transaction represents the grant of 3,465 Restricted Stock Units that were fully vested at grant. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:30 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 Exercise / conversionPhantom Shares · Derivative 2,528 Not disclosed Not disclosed
Disclosure

SEC source: 0000923120-26-000005 · edgardoc.xml · derivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,127

Underlying: Common Stock · 2,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F1 · price: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F1 · derivative.exercise_date: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

F1 · derivative.expiration_date: The reported transaction represents the vesting of 2,528 unvested Restricted Stock Units previously included in Table II. The reporting person elected to defer delivery of the shares of Common Stock otherwise deliverable to the reported person upon vesting and, instead, was credited with an equivalent number of phantom shares under the Company's deferred compensation plan for non-employee directors. Each phantom share is the economic equivalent of one share of Common Stock. The shares of phantom stock become payable in cash or Common Stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 03, 2025 Filed Dec 4, 2025 22:21 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantRestricted Stock Units · Derivative 17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000923120-25-000089 · edgardoc.xml · derivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,528

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_date: The reported transaction represents the automatic grant of additional time-based Restricted Stock Units, pursuant to dividend equivalent rights, that will vest on the earlier of the first anniversary of the grant date of the underlying Restricted Stock Units or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F1 · derivative.expiration_date: The reported transaction represents the automatic grant of additional time-based Restricted Stock Units, pursuant to dividend equivalent rights, that will vest on the earlier of the first anniversary of the grant date of the underlying Restricted Stock Units or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 21:19 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 PurchaseCommon Stock 2,500 $44.84 $112,108.25
Disclosure

SEC source: 0000923120-25-000055 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,909

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.74 to $44.88, inclusive. The Reporting Person undertakes to provide to The Greenbrier Companies, Inc., any security holder of The Greenbrier Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 21:19 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantRestricted Stock Units · Derivative 17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000923120-25-000055 · edgardoc.xml · derivative · entry 2

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,511

Underlying: Common Stock · 17 shares

Expires not disclosed

F2 · derivative.exercise_date: The reported transaction represents the automatic grant of additional time-based Restricted Stock Units, pursuant to dividend equivalent rights, that will vest on the earlier of the first anniversary of the grant date of the underlying Restricted Stock Units or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F2 · derivative.expiration_date: The reported transaction represents the automatic grant of additional time-based Restricted Stock Units, pursuant to dividend equivalent rights, that will vest on the earlier of the first anniversary of the grant date of the underlying Restricted Stock Units or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:39 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantRestricted Stock Units · Derivative 16 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000923120-25-000033 · edgardoc.xml · derivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,494

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_date: The reported transaction represents the automatic grant of additional time-based Restricted Stock Units, pursuant to dividend equivalent rights, that will vest on the earlier of the first anniversary of the grant date of the underlying Restricted Stock Units or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F1 · derivative.expiration_date: The reported transaction represents the automatic grant of additional time-based Restricted Stock Units, pursuant to dividend equivalent rights, that will vest on the earlier of the first anniversary of the grant date of the underlying Restricted Stock Units or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 21:29 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantRestricted Stock Units · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000923120-25-000022 · edgardoc.xml · derivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,478

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_date: The reported transaction represents the automatic grant of additional time-based Restricted Stock Units, pursuant to dividend equivalent rights, that will vest on the earlier of the first anniversary of the grant date of the underlying Restricted Stock Units or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F1 · derivative.expiration_date: The reported transaction represents the automatic grant of additional time-based Restricted Stock Units, pursuant to dividend equivalent rights, that will vest on the earlier of the first anniversary of the grant date of the underlying Restricted Stock Units or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

Read SEC document
January 09, 2025 Filed Jan 10, 2025 22:30 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantRestricted Stock Units · Derivative 2,466 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000923120-25-000010 · edgardoc.xml · derivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,466

Underlying: Common Stock · 2,466 shares

Expires not disclosed

F1 · derivative.exercise_date: The reported transaction represents the grant of time-based Restricted Stock Units that will vest on the earlier of the grant date or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

F1 · derivative.expiration_date: The reported transaction represents the grant of time-based Restricted Stock Units that will vest on the earlier of the grant date or the date of the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of GBX common stock.

Read SEC document
January 05, 2025 Filed Jan 7, 2025 23:52 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 Exercise / conversionPhantom Shares · Derivative 3,996 $0.00 $0.00
Disclosure

SEC source: 0000923120-25-000003 · edgardoc.xml · derivative · entry 2

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,599

Underlying: Common Stock · 3,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting of restricted stock units, the reporting person deferred the receipt of shares of common stock and received instead an equal number of shares of phantom stock pursuant to the Company's deferred compensation plan. Each phantom share is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash or stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time. In addition, 7,603 shares previously included in Column 5 in Table I as indirectly owned by Trust are now being reported as phantom shares in Table II.

F1 · shares: Upon the vesting of restricted stock units, the reporting person deferred the receipt of shares of common stock and received instead an equal number of shares of phantom stock pursuant to the Company's deferred compensation plan. Each phantom share is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash or stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time. In addition, 7,603 shares previously included in Column 5 in Table I as indirectly owned by Trust are now being reported as phantom shares in Table II.

F1 · price: Upon the vesting of restricted stock units, the reporting person deferred the receipt of shares of common stock and received instead an equal number of shares of phantom stock pursuant to the Company's deferred compensation plan. Each phantom share is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash or stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time. In addition, 7,603 shares previously included in Column 5 in Table I as indirectly owned by Trust are now being reported as phantom shares in Table II.

F1 · derivative.exercise_date: Upon the vesting of restricted stock units, the reporting person deferred the receipt of shares of common stock and received instead an equal number of shares of phantom stock pursuant to the Company's deferred compensation plan. Each phantom share is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash or stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time. In addition, 7,603 shares previously included in Column 5 in Table I as indirectly owned by Trust are now being reported as phantom shares in Table II.

F1 · derivative.expiration_date: Upon the vesting of restricted stock units, the reporting person deferred the receipt of shares of common stock and received instead an equal number of shares of phantom stock pursuant to the Company's deferred compensation plan. Each phantom share is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash or stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time. In addition, 7,603 shares previously included in Column 5 in Table I as indirectly owned by Trust are now being reported as phantom shares in Table II.

Read SEC document
January 05, 2025 Filed Jan 7, 2025 23:52 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 Exercise / conversionCommon Stock 3,996 $0.00 $0.00
Disclosure

SEC source: 0000923120-25-000003 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Upon the vesting of restricted stock units, the reporting person deferred the receipt of shares of common stock and received instead an equal number of shares of phantom stock pursuant to the Company's deferred compensation plan. Each phantom share is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash or stock upon the reporting person's termination of service and may be transferred by the reporting person into an alternative investment account at any time. In addition, 7,603 shares previously included in Column 5 in Table I as indirectly owned by Trust are now being reported as phantom shares in Table II.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 22:48 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0000923120-24-000091 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,405

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:09 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0000923120-24-000057 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,388

Read SEC document
May 14, 2024 Filed May 16, 2024 19:53 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0000923120-24-000045 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,363

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:37 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0000923120-24-000024 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,342

Read SEC document
January 05, 2024 Filed Jan 9, 2024 21:40 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 3,910 $0.00 $0.00
Disclosure

SEC source: 0000923120-24-000010 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,319

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:40 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 32 $0.00 $0.00
Disclosure

SEC source: 0000923120-23-000075 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,594

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:20 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0000923120-23-000053 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,562

Read SEC document
May 16, 2023 Filed May 18, 2023 21:08 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0000923120-23-000036 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,537

Read SEC document
February 16, 2023 Filed Feb 21, 2023 22:53 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0000923120-23-000022 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,496

Read SEC document
January 06, 2023 Filed Jan 11, 2023 00:08 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 4,050 $0.00 $0.00
Disclosure

SEC source: 0000923120-23-000012 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,459

Read SEC document
November 29, 2022 Filed Nov 30, 2022 23:02 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 23 $0.00 $0.00
Disclosure

SEC source: 0000923120-22-000065 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,827

Read SEC document
August 18, 2022 Filed Aug 22, 2022 20:54 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 27 $0.00 $0.00
Disclosure

SEC source: 0000923120-22-000039 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,804

Read SEC document
May 10, 2022 Filed May 11, 2022 21:26 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0000923120-22-000026 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,777

Read SEC document
February 17, 2022 Filed Feb 18, 2022 22:01 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0000923120-22-000015 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,756

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:57 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 3,327 $0.00 $0.00
Disclosure

SEC source: 0000923120-22-000006 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,736

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:28 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 9 $0.00 $0.00
Disclosure

SEC source: 0000923120-21-000075 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,409

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:02 UTC GREENBRIER COMPANIES INC GBX · Entity 4790 GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0000923120-21-000044 · edgardoc.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:52 UTC Hilltop Holdings Inc. HTH · Entity 4450 Tax withholdingCommon Stock 2,417 $28.06 $67,821.02
Disclosure

SEC source: 0001104659-17-012683 · a4.xml · nonDerivative · entry 2

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,085

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

F2 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:52 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012683 · a4.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,502

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

F2 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 01:48 UTC Hilltop Holdings Inc. HTH · Entity 4450 GrantCommon Stock 7,033 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012134 · a4.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,836

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

F2 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 21:50 UTC Hilltop Holdings Inc. HTH · Entity 4450 GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-160143 · a4.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,803

F1 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 22:01 UTC Hilltop Holdings Inc. HTH · Entity 4450 GiftCommon Stock 5,300 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-158933 · a4.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,303

F1 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.