Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hilltop Holdings Inc.HTH · Entity 4450 | Chief Accounting Officer | August 08, 2017 | August 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hilltop Holdings Inc.
Report date August 08, 2017 · Filed August 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,009.058 |
Reported balance
After 2017-08-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-08-08 · Sale · Disposed 25,145 · Balance 37,009.058 F1: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.11 to $26.29, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.11 to $26.29, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2017 Filed Aug 10, 2017 21:01 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | SaleCommon Stock | 25,145 | $26.18 | $658,386.62 |
DisclosureSEC source: 0001104659-17-051098 · a4.xml · nonDerivative · entry 1 Martin John A · CIK 0001322721 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,009.058 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.11 to $26.29, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:59 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 2,095 | $28.06 | $58,785.70 |
DisclosureSEC source: 0001104659-17-012692 · a4.xml · nonDerivative · entry 3 Martin John A · CIK 0001322721 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,154.058 F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014. F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:59 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | Tax withholdingCommon Stock | 1,520 | $28.06 | $42,651.20 |
DisclosureSEC source: 0001104659-17-012692 · a4.xml · nonDerivative · entry 2 Martin John A · CIK 0001322721 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,249.058 F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2014. F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:59 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 5,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-012692 · a4.xml · nonDerivative · entry 1 Martin John A · CIK 0001322721 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,769.058 F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria. F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 01:48 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | GrantCommon Stock | 6,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-012132 · a4.xml · nonDerivative · entry 1 Martin John A · CIK 0001322721 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,214.058 F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc. F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 01:13 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | SaleCommon Stock | 43,071 | $28.35 | $1,221,088.69 |
DisclosureSEC source: 0001104659-17-010936 · a4.xml · nonDerivative · entry 1 Martin John A · CIK 0001322721 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,060.058 F1 · shares: The reporting person's sale of common stock reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 145.058 shares, with the reporting person's previously reported purchase of 145.058 shares of common stock at a price of $28.156 per share on November 25, 2016. The reporting person has agreed to voluntarily disgorge any profits deemed realized from such transactions to Hilltop Holdings Inc. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.25 to $28.50, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F3 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| November 25, 2016 Filed Feb 14, 2017 22:21 UTC | Hilltop Holdings Inc. HTH · Entity 4450 | OtherCommon Stock | 145.058 | $28.16 | $4,084.25 |
DisclosureSEC source: 0001104659-17-009348 · a5.xml · nonDerivative · entry 1 Martin John A · CIK 0001322721 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,131.058 F1 · kind: The acquisitions reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2012. F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.