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Hilltop Holdings Inc.

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4450
SEC CIK
0001265131
Parsed reports
818

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202604
Jun 202601
Jul 202600
Aug 202608
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2017 Filed Jul 28, 2017 21:42 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 2,079 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-047831 · a4.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 22,563

F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust").

F4 · balance_after: Represents securities owned directly by the Trust and indirectly by the reporting person as the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 21:42 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 2,079 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-047831 · a4.xml · nonDerivative · entry 2

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,874

F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust").

Read SEC document
July 26, 2017 Filed Jul 28, 2017 21:42 UTC
FORD GERALD JDirector · 10% owner
GrantCommon Stock 2,079 $25.85 $53,742.15
Disclosure

SEC source: 0001104659-17-047831 · a4.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,953

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from June 19, 2017 to June 30, 2017.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 21:42 UTC GrantCommon Stock 280 $25.85 $7,238.00
Disclosure

SEC source: 0001104659-17-047829 · a4.xml · nonDerivative · entry 1

Taylor Robert JR · CIK 0001461403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,337

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from June 19, 2017 to June 30, 2017.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 21:42 UTC
WEBB CARL BDirector
GrantCommon Stock 512 $25.85 $13,235.20
Disclosure

SEC source: 0001104659-17-047830 · a4.xml · nonDerivative · entry 1

WEBB CARL B · CIK 0001267958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,810

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from June 19, 2017 to June 30, 2017.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 21:41 UTC GrantCommon Stock 256 $25.85 $6,617.60
Disclosure

SEC source: 0001104659-17-047828 · a4.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,282

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from June 19, 2017 to June 30, 2017.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 21:41 UTC GrantCommon Stock 735 $25.85 $18,999.75
Disclosure

SEC source: 0001104659-17-047827 · a4.xml · nonDerivative · entry 1

Bolt Tracy Allan · CIK 0001472587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,108

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from June 19, 2017 to June 30, 2017.

Read SEC document
July 26, 2017 Filed Jul 28, 2017 21:40 UTC GrantCommon Stock 280 $25.85 $7,238.00
Disclosure

SEC source: 0001104659-17-047826 · a4.xml · nonDerivative · entry 1

Anderson Charlotte Jones · CIK 0001472588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,872

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from June 19, 2017 to June 30, 2017.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 19:43 UTC
Feinberg Hill ADirector · Hilltop Securities CEO
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-038767 · a4.xml · nonDerivative · entry 1

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149,977

Read SEC document
June 01, 2017 Filed Jun 2, 2017 17:54 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
SaleCommon Stock 7,500 $25.14 $188,529.75
Disclosure

SEC source: 0001104659-17-037289 · a4.xml · nonDerivative · entry 1

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,491

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.79 to $25.44, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
May 16, 2017 Filed May 17, 2017 17:21 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 50,000 $26.02 $1,301,180.00
Disclosure

SEC source: 0001104659-17-033501 · a4.xml · nonDerivative · entry 3

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Maedgen & White, Ltd.

Disclosed balance after: 1,316,458

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.00 to $26.075, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F4 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these shares.

Read SEC document
May 16, 2017 Filed May 17, 2017 17:21 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 7,064 $26.01 $183,744.53
Disclosure

SEC source: 0001104659-17-033501 · a4.xml · nonDerivative · entry 2

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,060

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.00 to $26.03, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:21 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 21,961 $26.05 $572,176.29
Disclosure

SEC source: 0001104659-17-033501 · a4.xml · nonDerivative · entry 1

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,124

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.01 to $26.125, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 28, 2017 Filed May 1, 2017 18:55 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 95,844 $28.04 $2,687,465.76
Disclosure

SEC source: 0001104659-17-028492 · a4.xml · nonDerivative · entry 1

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,085

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.80 to $28.30, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 28, 2017 Filed May 1, 2017 22:56 UTC
Salmans ToddPrimeLending CEO
SaleCommon Stock 24,000 $28.12 $674,880.00
Disclosure

SEC source: 0001104659-17-028493 · a4.xml · nonDerivative · entry 1

Salmans Todd · CIK 0001509380 · PrimeLending CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,242

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.05 to $28.27, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 23:51 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 2,008 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-025542 · a4.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 20,484

F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust").

F4 · balance_after: Represents securities owned directly by the Trust and indirectly by the reporting person as the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 23:51 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 2,008 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-025542 · a4.xml · nonDerivative · entry 2

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,866

F3 · shares: The reporting person gifted these shares to the Turtle Creek Revocable Trust, a revocable trust for the benefit of the members of his family (the "Trust").

Read SEC document
April 20, 2017 Filed Apr 24, 2017 23:51 UTC
FORD GERALD JDirector · 10% owner
GrantCommon Stock 2,008 $26.76 $53,734.08
Disclosure

SEC source: 0001104659-17-025542 · a4.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,874

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from March 20, 2017 to March 31, 2017.

Read SEC document
April 20, 2017 Filed Apr 25, 2017 00:19 UTC GrantCommon Stock 270 $26.76 $7,225.20
Disclosure

SEC source: 0001104659-17-025548 · a4.xml · nonDerivative · entry 1

Taylor Robert JR · CIK 0001461403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,057

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from March 20, 2017 to March 31, 2017.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 23:49 UTC
WEBB CARL BDirector
GrantCommon Stock 495 $26.76 $13,246.20
Disclosure

SEC source: 0001104659-17-025541 · a4.xml · nonDerivative · entry 1

WEBB CARL B · CIK 0001267958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,298

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from March 20, 2017 to March 31, 2017.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 23:47 UTC GrantCommon Stock 247 $26.76 $6,609.72
Disclosure

SEC source: 0001104659-17-025540 · a4.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,026

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from March 20, 2017 to March 31, 2017.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 23:45 UTC GrantCommon Stock 710 $26.76 $18,999.60
Disclosure

SEC source: 0001104659-17-025539 · a4.xml · nonDerivative · entry 1

Bolt Tracy Allan · CIK 0001472587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,373

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from March 20, 2017 to March 31, 2017.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 23:44 UTC GrantCommon Stock 270 $26.76 $7,225.20
Disclosure

SEC source: 0001104659-17-025538 · a4.xml · nonDerivative · entry 1

Anderson Charlotte Jones · CIK 0001472588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,592

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2017.

F2 · price: Price per share calculated using the average closing price per share for the period from March 20, 2017 to March 31, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:30 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
SaleCommon Stock 7,500 $29.35 $220,132.50
Disclosure

SEC source: 0001104659-17-014139 · a4.xml · nonDerivative · entry 1

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,991

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 3, 2016.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.07 to $29.53, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:56 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
Tax withholdingCommon Stock 1,664 $28.06 $46,691.84
Disclosure

SEC source: 0001104659-17-012689 · a4.xml · nonDerivative · entry 3

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,491

F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:56 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
Tax withholdingCommon Stock 1,216 $28.06 $34,120.96
Disclosure

SEC source: 0001104659-17-012689 · a4.xml · nonDerivative · entry 2

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,155

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2014.

F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:56 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
GrantCommon Stock 4,443 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012689 · a4.xml · nonDerivative · entry 1

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,371

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:56 UTC
White Alan BDirector · Co-Chief Executive Officer
Tax withholdingCommon Stock 4,052 $28.06 $113,699.12
Disclosure

SEC source: 0001104659-17-012687 · a4.xml · nonDerivative · entry 3

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,929

F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

F2 · balance_after: Includes 95,844 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:56 UTC
White Alan BDirector · Co-Chief Executive Officer
Tax withholdingCommon Stock 3,039 $28.06 $85,274.34
Disclosure

SEC source: 0001104659-17-012687 · a4.xml · nonDerivative · entry 2

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,981

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2014.

F2 · balance_after: Includes 95,844 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:56 UTC
White Alan BDirector · Co-Chief Executive Officer
GrantCommon Stock 11,109 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012687 · a4.xml · nonDerivative · entry 1

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,020

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

F2 · balance_after: Includes 95,844 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:54 UTC
PARMENTER DARREN EChief Administrative Officer
Tax withholdingCommon Stock 1,145 $28.06 $32,128.70
Disclosure

SEC source: 0001104659-17-012685 · a4.xml · nonDerivative · entry 2

PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,032

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:54 UTC
PARMENTER DARREN EChief Administrative Officer
GrantCommon Stock 2,778 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012685 · a4.xml · nonDerivative · entry 1

PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,177

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 18:58 UTC
Feinberg Hill ADirector · Hilltop Securities CEO
GrantCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012691 · a4.xml · nonDerivative · entry 1

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,477

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:53 UTC
Salmans ToddPrimeLending CEO
Tax withholdingCommon Stock 2,003 $28.06 $56,204.18
Disclosure

SEC source: 0001104659-17-012684 · a4.xml · nonDerivative · entry 3

Salmans Todd · CIK 0001509380 · PrimeLending CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,242

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:53 UTC
Salmans ToddPrimeLending CEO
Tax withholdingCommon Stock 1,520 $28.06 $42,651.20
Disclosure

SEC source: 0001104659-17-012684 · a4.xml · nonDerivative · entry 2

Salmans Todd · CIK 0001509380 · PrimeLending CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,245

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2014.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:53 UTC
Salmans ToddPrimeLending CEO
GrantCommon Stock 5,555 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012684 · a4.xml · nonDerivative · entry 1

Salmans Todd · CIK 0001509380 · PrimeLending CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,765

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:59 UTC
Martin John AChief Accounting Officer
Tax withholdingCommon Stock 2,095 $28.06 $58,785.70
Disclosure

SEC source: 0001104659-17-012692 · a4.xml · nonDerivative · entry 3

Martin John A · CIK 0001322721 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,154.058

F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:59 UTC
Martin John AChief Accounting Officer
Tax withholdingCommon Stock 1,520 $28.06 $42,651.20
Disclosure

SEC source: 0001104659-17-012692 · a4.xml · nonDerivative · entry 2

Martin John A · CIK 0001322721 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,249.058

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2014.

F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:59 UTC
Martin John AChief Accounting Officer
GrantCommon Stock 5,555 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012692 · a4.xml · nonDerivative · entry 1

Martin John A · CIK 0001322721 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,769.058

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

F2 · balance_after: Includes 1,521 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:57 UTC
FORD JEREMY BDirector · President & Co-CEO
GrantCommon Stock 9,522 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012690 · a4.xml · nonDerivative · entry 1

FORD JEREMY B · CIK 0001258665 · Director · President & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,365

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

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February 24, 2017 Filed Feb 28, 2017 23:55 UTC
PRESTIDGE COREYEVP, General Counsel & Sec.
Tax withholdingCommon Stock 1,410 $28.06 $39,564.60
Disclosure

SEC source: 0001104659-17-012686 · a4.xml · nonDerivative · entry 3

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,903

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

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February 24, 2017 Filed Feb 28, 2017 23:55 UTC
PRESTIDGE COREYEVP, General Counsel & Sec.
Tax withholdingCommon Stock 975 $28.06 $27,358.50
Disclosure

SEC source: 0001104659-17-012686 · a4.xml · nonDerivative · entry 2

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,313

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 24, 2014.

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February 24, 2017 Filed Feb 28, 2017 23:55 UTC
PRESTIDGE COREYEVP, General Counsel & Sec.
GrantCommon Stock 3,572 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012686 · a4.xml · nonDerivative · entry 1

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,288

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

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February 24, 2017 Filed Feb 28, 2017 23:52 UTC
Huffines James RDirector · COO of Subsidiaries
Tax withholdingCommon Stock 2,417 $28.06 $67,821.02
Disclosure

SEC source: 0001104659-17-012683 · a4.xml · nonDerivative · entry 2

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,085

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 24, 2014.

F2 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

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February 24, 2017 Filed Feb 28, 2017 23:52 UTC
Huffines James RDirector · COO of Subsidiaries
GrantCommon Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012683 · a4.xml · nonDerivative · entry 1

Huffines James R · CIK 0001504840 · Director · COO of Subsidiaries

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,502

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 24, 2014 in connection with the achievement of certain performance criteria.

F2 · balance_after: Includes 12,028 shares held in a self-directed individual retirement account.

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February 23, 2017 Filed Feb 28, 2017 01:47 UTC
FORD GERALD JDirector · 10% owner
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012129 · a4.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,866

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc.

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February 23, 2017 Filed Feb 28, 2017 01:47 UTC
Furr William BChief Financial Officer
GrantCommon Stock 6,154 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012130 · a4.xml · nonDerivative · entry 1

Furr William B · CIK 0001683821 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,248

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

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February 23, 2017 Filed Feb 27, 2017 20:50 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
GrantCommon Stock 4,923 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012136 · a4.xml · nonDerivative · entry 1

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,928

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

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February 23, 2017 Filed Feb 27, 2017 20:46 UTC
White Alan BDirector · Co-Chief Executive Officer
GrantCommon Stock 12,307 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012126 · a4.xml · nonDerivative · entry 1

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,911

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

F2 · balance_after: Includes 95,844 shares of common stock held in an individual retirement account for the benefit of the reporting person.

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February 23, 2017 Filed Feb 28, 2017 01:46 UTC
PARMENTER DARREN EChief Administrative Officer
GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-012128 · a4.xml · nonDerivative · entry 1

PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,399

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of Hilltop Holdings Inc. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of Hilltop Holdings Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.