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NYSE · USD

HTH

Hilltop Holdings Inc.

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4450
SEC CIK
0001265131
Parsed reports
818

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202604
Jun 202601
Jul 202600
Aug 202608
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2019 Filed Apr 2, 2019 22:57 UTC GrantCommon Stock 1,569 $17.68 $27,733.64
Disclosure

SEC source: 0001562180-19-002161 · primarydocument.xml · nonDerivative · entry 1

Bolt Tracy Allan · CIK 0001472587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,188

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2019.

F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2019 to March 29, 2019.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 22:57 UTC GrantCommon Stock 374 $17.68 $6,610.82
Disclosure

SEC source: 0001562180-19-002162 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,446

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the first calendar quarter of 2019.

F2 · price: Price per share calculated using the average closing price per share for the period from March 18, 2019 to March 29, 2019.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 20:09 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 8,209 $19.29 $158,353.25
Disclosure

SEC source: 0001562180-19-001492 · primarydocument.xml · nonDerivative · entry 6

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Maedgen & White, Ltd.

Disclosed balance after: 1,269,000

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.25 to $19.37, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 20:09 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 3,731 $19.29 $71,971.74
Disclosure

SEC source: 0001562180-19-001492 · primarydocument.xml · nonDerivative · entry 5

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,236

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.25 to $19.37, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:09 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 20,204 $19.36 $391,064.58
Disclosure

SEC source: 0001562180-19-001492 · primarydocument.xml · nonDerivative · entry 4

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Maedgen & White, Ltd.

Disclosed balance after: 1,277,209

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.27 to $19.44, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:09 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 9,183 $19.36 $177,744.31
Disclosure

SEC source: 0001562180-19-001492 · primarydocument.xml · nonDerivative · entry 3

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,967

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.27 to $19.44, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:44 UTC
Feinberg Hill ADirector · Hilltop Securities Chairman
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001494 · primarydocument.xml · nonDerivative · entry 2

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,153

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:44 UTC
Feinberg Hill ADirector · Hilltop Securities Chairman
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001494 · primarydocument.xml · nonDerivative · entry 1

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,153

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:51 UTC
FORD GERALD JDirector · 10% owner
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001538 · primarydocument.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · Director · 10% owner

Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner

Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner

Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,866

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.

F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:24 UTC
Furr William BChief Financial Officer
GrantCommon Stock 11,358 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001536 · primarydocument.xml · nonDerivative · entry 1

Furr William B · CIK 0001683821 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,392

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 27, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:10 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
GrantCommon Stock 10,325 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001533 · primarydocument.xml · nonDerivative · entry 1

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,717

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 27, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:18 UTC
PARMENTER DARREN EChief Administrative Officer
GrantCommon Stock 6,066 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001534 · primarydocument.xml · nonDerivative · entry 1

PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,778

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 27, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:17 UTC
Bornemann Keith E.Principal Accounting Officer
GrantCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001542 · primarydocument.xml · nonDerivative · entry 1

Bornemann Keith E. · CIK 0001420756 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,020

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:10 UTC
FORD JEREMY BDirector · President & Co-CEO
GrantCommon Stock 45,173 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001541 · primarydocument.xml · nonDerivative · entry 1

FORD JEREMY B · CIK 0001258665 · Director · President & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,602

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 27, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:00 UTC
PRESTIDGE COREYEVP, General Counsel & Sec.
GrantCommon Stock 8,002 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001540 · primarydocument.xml · nonDerivative · entry 1

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,679

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 27, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:55 UTC
Salmans ToddPrimeLending CEO
GrantCommon Stock 10,325 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001539 · primarydocument.xml · nonDerivative · entry 1

Salmans Todd · CIK 0001509380 · PrimeLending CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,866

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 27, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 27, 2023, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 20:09 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 19,045 $19.40 $369,408.25
Disclosure

SEC source: 0001562180-19-001492 · primarydocument.xml · nonDerivative · entry 2

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Maedgen & White, Ltd.

Disclosed balance after: 1,297,413

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.33 to $19.495, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these shares.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 20:09 UTC
White Alan BDirector · Co-Chief Executive Officer
SaleCommon Stock 8,657 $19.40 $167,916.37
Disclosure

SEC source: 0001562180-19-001492 · primarydocument.xml · nonDerivative · entry 1

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,150

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.33 to $19.495, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:52 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
Tax withholdingCommon Stock 2,141 $19.93 $42,670.13
Disclosure

SEC source: 0001562180-19-001449 · primarydocument.xml · nonDerivative · entry 3

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,392

F4 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2016.

F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:52 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
Tax withholdingCommon Stock 2,398 $19.93 $47,792.14
Disclosure

SEC source: 0001562180-19-001449 · primarydocument.xml · nonDerivative · entry 2

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,533

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2016.

F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:52 UTC
Schaffner JerryPlainsCapital Bank Pres & CEO
GrantCommon Stock 9,518 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001449 · primarydocument.xml · nonDerivative · entry 1

Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,931

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2016 in connection with the achievement of certain performance criteria.

F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:53 UTC
White Alan BDirector · Co-Chief Executive Officer
Tax withholdingCommon Stock 5,350 $19.93 $106,625.50
Disclosure

SEC source: 0001562180-19-001453 · primarydocument.xml · nonDerivative · entry 3

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,807

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2016.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:53 UTC
White Alan BDirector · Co-Chief Executive Officer
Tax withholdingCommon Stock 5,795 $19.93 $115,494.35
Disclosure

SEC source: 0001562180-19-001453 · primarydocument.xml · nonDerivative · entry 2

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,157

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2016.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:53 UTC
White Alan BDirector · Co-Chief Executive Officer
GrantCommon Stock 23,795 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001453 · primarydocument.xml · nonDerivative · entry 1

White Alan B · CIK 0001456874 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,952

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2016 in connection with the achievement of certain performance criteria.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:53 UTC
PARMENTER DARREN EChief Administrative Officer
Tax withholdingCommon Stock 1,326 $19.93 $26,427.18
Disclosure

SEC source: 0001562180-19-001450 · primarydocument.xml · nonDerivative · entry 3

PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,712

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2016.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:53 UTC
PARMENTER DARREN EChief Administrative Officer
Tax withholdingCommon Stock 1,638 $19.93 $32,645.34
Disclosure

SEC source: 0001562180-19-001450 · primarydocument.xml · nonDerivative · entry 2

PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,038

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2016.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:53 UTC
PARMENTER DARREN EChief Administrative Officer
GrantCommon Stock 5,949 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001450 · primarydocument.xml · nonDerivative · entry 1

PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,676

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2016 in connection with the achievement of certain performance criteria.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 18:52 UTC
Feinberg Hill ADirector · Hilltop Securities Chairman
GrantCommon Stock 10,198 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001448 · primarydocument.xml · nonDerivative · entry 1

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,153

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2016 in connection with the achievement of certain performance criteria.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:53 UTC
Salmans ToddPrimeLending CEO
Tax withholdingCommon Stock 2,676 $19.93 $53,332.68
Disclosure

SEC source: 0001562180-19-001452 · primarydocument.xml · nonDerivative · entry 3

Salmans Todd · CIK 0001509380 · PrimeLending CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,541

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2016.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:53 UTC
Salmans ToddPrimeLending CEO
Tax withholdingCommon Stock 2,908 $19.93 $57,956.44
Disclosure

SEC source: 0001562180-19-001452 · primarydocument.xml · nonDerivative · entry 2

Salmans Todd · CIK 0001509380 · PrimeLending CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,217

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2016.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:53 UTC
Salmans ToddPrimeLending CEO
GrantCommon Stock 11,897 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001452 · primarydocument.xml · nonDerivative · entry 1

Salmans Todd · CIK 0001509380 · PrimeLending CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,125

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2016 in connection with the achievement of certain performance criteria.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:53 UTC
PRESTIDGE COREYEVP, General Counsel & Sec.
Tax withholdingCommon Stock 1,720 $19.93 $34,279.60
Disclosure

SEC source: 0001562180-19-001451 · primarydocument.xml · nonDerivative · entry 3

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,677

F3 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units awarded on February 23, 2016.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:53 UTC
PRESTIDGE COREYEVP, General Counsel & Sec.
Tax withholdingCommon Stock 2,040 $19.93 $40,657.20
Disclosure

SEC source: 0001562180-19-001451 · primarydocument.xml · nonDerivative · entry 2

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,397

F2 · shares: Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of performance-based restricted stock units awarded on February 23, 2016.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:53 UTC
PRESTIDGE COREYEVP, General Counsel & Sec.
GrantCommon Stock 7,649 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001451 · primarydocument.xml · nonDerivative · entry 1

PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,437

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2016 in connection with the achievement of certain performance criteria.

Read SEC document
February 23, 2019 Filed Feb 26, 2019 23:51 UTC
FORD JEREMY BDirector · President & Co-CEO
GrantCommon Stock 23,795 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001447 · primarydocument.xml · nonDerivative · entry 1

FORD JEREMY B · CIK 0001258665 · Director · President & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,429

F1 · shares: Represents shares of common stock delivered upon the vesting of performance-based restricted stock units awarded on February 23, 2016 in connection with the achievement of certain performance criteria.

Read SEC document
February 20, 2019 Filed Feb 23, 2019 00:42 UTC
Winges Martin BradleyHilltop Securities CEO
GrantCommon Stock 10,363 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001287 · primarydocument.xml · nonDerivative · entry 2

Winges Martin Bradley · CIK 0001453018 · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,363

F2 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement or Employment Agreement. The shares of common stock deliverable upon conversion of such restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 20, 2023, or an earlier "change in control" of Hilltop Holdings Inc.

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February 20, 2019 Filed Feb 23, 2019 00:42 UTC
Winges Martin BradleyHilltop Securities CEO
GrantCommon Stock 83,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001287 · primarydocument.xml · nonDerivative · entry 1

Winges Martin Bradley · CIK 0001453018 · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

F1 · shares: Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 20, 2022, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement or Employment Agreement.

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February 15, 2019 Filed Feb 21, 2019 00:23 UTC
Furr William BChief Financial Officer
Tax withholdingCommon Stock 2,734 $18.93 $51,754.62
Disclosure

SEC source: 0001562180-19-001144 · primarydocument.xml · nonDerivative · entry 1

Furr William B · CIK 0001683821 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,034

F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer") withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 10,607 restricted stock units granted to the reporting person on September 6, 2016.

F2 · balance_after: Includes 3,315 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, on February 15, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of the 3,315 restricted stock units will be subject to restrictions on transfer until the first anniversary of the applicable vesting date of the restricted stock units, February 15, 2021, or an earlier "change in control" of the Issuer.

F3 · balance_after: Also includes 8,965 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, September 6, 2019, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of the 8,965 restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, September 6, 2020, or an earlier "change in control" of the Issuer.

F4 · balance_after: Also includes 6,154 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2020, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of the 6,154 restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, February 23, 2021, or an earlier "change in control" of the Issuer.

F5 · balance_after: Also includes 7,753 restricted stock units that will vest, and an equal number of shares of common stock that will be deliverable to the reporting person, upon the third anniversary of the date of grant, March 5, 2021, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement, including a "change in control" of the Issuer. The shares of common stock deliverable upon conversion of the 7,753 restricted stock units will be subject to restrictions on transfer until the first anniversary of the vesting date of the restricted stock units, March 5, 2022, or an earlier "change in control" of the Issuer.

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December 31, 2018 Filed Jan 3, 2019 01:03 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 3,106 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000107 · primarydocument.xml · nonDerivative · entry 3

FORD GERALD J · CIK 0001021572 · Director · 10% owner

Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner

Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner

Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 47,113

F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.

F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.

F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust.

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December 31, 2018 Filed Jan 3, 2019 01:03 UTC
FORD GERALD JDirector · 10% owner
GiftCommon Stock 3,106 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000107 · primarydocument.xml · nonDerivative · entry 2

FORD GERALD J · CIK 0001021572 · Director · 10% owner

Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner

Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner

Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,866

F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2012 EIP as compensation for services rendered as a director of the Issuer in the fourth quarter of 2018, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family.

F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.

F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.

F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

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December 31, 2018 Filed Jan 3, 2019 01:03 UTC
FORD GERALD JDirector · 10% owner
GrantCommon Stock 3,106 $17.30 $53,736.91
Disclosure

SEC source: 0001562180-19-000107 · primarydocument.xml · nonDerivative · entry 1

FORD GERALD J · CIK 0001021572 · Director · 10% owner

Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner

Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner

Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,972

F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2012 Equity Incentive Plan (the "2012 EIP"), as compensation for services rendered as a director of the Issuer in the fourth calendar quarter of 2018.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2018 to December 31, 2018.

F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.

F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.

F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

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December 31, 2018 Filed Jan 3, 2019 00:59 UTC GrantCommon Stock 419 $17.30 $7,249.12
Disclosure

SEC source: 0001562180-19-000105 · primarydocument.xml · nonDerivative · entry 1

Taylor Robert JR · CIK 0001461403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,298

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2018.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2018 to December 31, 2018.

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December 31, 2018 Filed Jan 2, 2019 19:58 UTC GrantCommon Stock 455 $17.30 $7,871.96
Disclosure

SEC source: 0001562180-19-000103 · primarydocument.xml · nonDerivative · entry 1

Hill William T Jr · CIK 0001434682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,054

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2018.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2018 to December 31, 2018.

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December 31, 2018 Filed Jan 3, 2019 00:58 UTC GrantCommon Stock 1,603 $17.30 $27,733.50
Disclosure

SEC source: 0001562180-19-000102 · primarydocument.xml · nonDerivative · entry 1

Bolt Tracy Allan · CIK 0001472587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,619

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2018.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2018 to December 31, 2018.

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December 31, 2018 Filed Jan 3, 2019 00:58 UTC GrantCommon Stock 982 $17.30 $16,989.58
Disclosure

SEC source: 0001562180-19-000101 · primarydocument.xml · nonDerivative · entry 1

SHERMAN A HAAG · CIK 0001283832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,235

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2018.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2018 to December 31, 2018.

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December 31, 2018 Filed Jan 3, 2019 00:59 UTC
WEBB CARL BDirector
GrantCommon Stock 765 $17.30 $13,235.27
Disclosure

SEC source: 0001562180-19-000106 · primarydocument.xml · nonDerivative · entry 1

WEBB CARL B · CIK 0001267958 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,394

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2018.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2018 to December 31, 2018.

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December 31, 2018 Filed Jan 3, 2019 00:59 UTC GrantCommon Stock 382 $17.30 $6,608.98
Disclosure

SEC source: 0001562180-19-000104 · primarydocument.xml · nonDerivative · entry 1

Littlefair Andrew J · CIK 0001400209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,072

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2018.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2018 to December 31, 2018.

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December 31, 2018 Filed Jan 3, 2019 00:58 UTC GrantCommon Stock 419 $17.30 $7,249.12
Disclosure

SEC source: 0001562180-19-000100 · primarydocument.xml · nonDerivative · entry 1

Anderson Charlotte Jones · CIK 0001472588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,833

F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2012 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2018.

F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2018 to December 31, 2018.

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November 13, 2018 Filed Nov 13, 2018 17:02 UTC
Feinberg Hill ADirector · Hilltop Securities CEO
SaleCommon Stock 13,337 $19.98 $266,515.94
Disclosure

SEC source: 0001562180-18-004523 · primarydocument.xml · nonDerivative · entry 3

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,955

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.90 to $20.065, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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November 12, 2018 Filed Nov 13, 2018 17:02 UTC
Feinberg Hill ADirector · Hilltop Securities CEO
SaleCommon Stock 34,400 $19.82 $681,704.80
Disclosure

SEC source: 0001562180-18-004523 · primarydocument.xml · nonDerivative · entry 2

Feinberg Hill A · CIK 0001325149 · Director · Hilltop Securities CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,292

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.77 to $19.945, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.