Last 12 months
Inside the activity.
7 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 7 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 10, 2026 20:26 UTC |
Trolio Daniel R.Executive VP and CFO
|
PurchaseCommon Stock | 11,500 | $4.34 | $49,910.00 |
DisclosureSEC source: 0001437749-26-020168 · rdgdoc.xml · nonDerivative · entry 1 Trolio Daniel R. · CIK 0001683196 · Executive VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,023 Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:25 UTC |
Seitz Paul GChief Investment Officer
|
PurchaseCommon Stock | 11,477 | $4.35 | $49,924.95 |
DisclosureSEC source: 0001437749-26-020166 · rdgdoc.xml · nonDerivative · entry 1 Seitz Paul G · CIK 0002074870 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,242 Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:27 UTC |
Goodman Jonathan JosephDirector
|
PurchaseCommon Stock | 6,000 | $4.33 | $25,950.00 |
DisclosureSEC source: 0001437749-26-020170 · rdgdoc.xml · nonDerivative · entry 1 Goodman Jonathan Joseph · CIK 0001985438 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · As Trustee for Jonathan J. Goodman Revocable Trust Disclosed balance after: 8,312 Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 20:24 UTC |
ALLISON THOMAS J.Director
|
PurchaseCommon Stock | 6,000 | $4.36 | $26,160.00 |
DisclosureSEC source: 0000945621-26-000816 · form4.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,926 Read SEC document |
| June 09, 2026 Filed Jun 10, 2026 15:19 UTC |
Balkin MichaelDirector · Chief Executive Officer
|
PurchaseCommon Stock | 100,000 | $4.34 | $434,000.00 |
DisclosureSEC source: 0001437749-26-020103 · rdgdoc.xml · nonDerivative · entry 3 Balkin Michael · CIK 0001843078 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,527 Read SEC document |
| June 09, 2026 Filed Jun 11, 2026 21:10 UTC Amendment |
ALLISON THOMAS J.Director
|
PurchaseCommon Stock | 6,000 | $4.36 | $26,160.00 |
DisclosureSEC source: 0000945621-26-000819 · form4.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,617 F1 · balance_after: Previously, it was reported that the Reporting Person beneficially owned 55,926 shares of Common Stock following the Reporting Person's purchase of 6,000 shares of Common Stock on June 9, 2026 (the "Reported Transaction"). However, the 55,926 figure omitted shares of Common Stock the Reporting Person had previously acquired pursuant to the Issuer's dividend reinvestment plan. After correction, the number of shares of Common Stock beneficially owned by the Reporting Person following the Reported Transaction was 56,617 shares. F2 · balance_after: Includes shares of Common Stock received pursuant to the Issuer's dividend reinvestment plan. Read SEC document |
| June 09, 2026 Filed Jun 11, 2026 13:00 UTC |
O'Connor Kimberley AnnDirector
|
PurchaseCommon Stock | 10,000 | $4.37 | $43,699.00 |
DisclosureSEC source: 0001437749-26-020238 · rdgdoc.xml · nonDerivative · entry 1 O'Connor Kimberley Ann · CIK 0001967292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| April 14, 2026 Filed Apr 14, 2026 23:22 UTC |
Seitz Paul GChief Investment Officer
|
GrantCommon Stock | 142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-012280 · rdgdoc.xml · nonDerivative · entry 1 Seitz Paul G · CIK 0002074870 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 742 F1 · price: Acquired upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. Read SEC document |
| April 14, 2026 Filed Apr 14, 2026 23:28 UTC |
ALLISON THOMAS J.Director
|
GrantCommon Stock | 49,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000945621-26-000574 · form4.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,926 F1 · price: Acquired upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. Read SEC document |
| April 14, 2026 Filed Apr 14, 2026 23:21 UTC |
Balkin MichaelDirector · Chief Executive Officer
|
GrantCommon Stock | 93,527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-012279 · rdgdoc.xml · nonDerivative · entry 1 Balkin Michael · CIK 0001843078 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,527 F1 · price: Acquired upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. Read SEC document |
| April 14, 2026 Filed Jun 10, 2026 15:19 UTC |
Balkin MichaelDirector · Chief Executive Officer
|
GrantCommon Stock | 93,527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-020103 · rdgdoc.xml · nonDerivative · entry 1 Balkin Michael · CIK 0001843078 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,527 F1 · price: Acquired upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 18:23 UTC |
Balkin MichaelDirector
|
PurchaseCommon Stock | 20,000 | $8.53 | $170,600.00 |
DisclosureSEC source: 0001437749-24-037709 · rdgdoc.xml · nonDerivative · entry 1 Balkin Michael · CIK 0001843078 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Self as Trustee for Michael P. Balkin Revocable Trust dated 11/1/93 as Amended Disclosed balance after: 20,000 F1 · price: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| November 25, 2024 Filed Dec 2, 2024 16:38 UTC |
Michaud Gerald A.Director · President
|
PurchaseCommon Stock | 8,000 | $9.31 | $74,519.20 |
DisclosureSEC source: 0001437749-24-036405 · rdgdoc.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,309 F1 · balance_after: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. Read SEC document |
| November 14, 2024 Filed Nov 14, 2024 21:23 UTC |
SAVAGE JOSEPH JDirector
|
PurchaseCommon Stock | 4,500 | $9.20 | $41,400.00 |
DisclosureSEC source: 0001437749-24-035325 · rdgdoc.xml · nonDerivative · entry 2 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,500 Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 21:23 UTC |
SAVAGE JOSEPH JDirector
|
PurchaseCommon Stock | 5,000 | $9.35 | $46,750.00 |
DisclosureSEC source: 0001437749-24-035325 · rdgdoc.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Read SEC document |
| August 05, 2024 Filed Aug 5, 2024 19:03 UTC |
Balkin MichaelDirector
|
PurchaseCommon Stock | 10,000 | $10.58 | $105,800.00 |
DisclosureSEC source: 0001437749-24-024617 · rdgdoc.xml · nonDerivative · entry 1 Balkin Michael · CIK 0001843078 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| August 05, 2024 Filed Aug 5, 2024 19:09 UTC |
Goodman Jonathan JosephDirector
|
PurchaseCommon Stock | 2,313 | $10.81 | $25,003.53 |
DisclosureSEC source: 0001437749-24-024620 · rdgdoc.xml · nonDerivative · entry 1 Goodman Jonathan Joseph · CIK 0001985438 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · As Trustee for Jonathan J. Goodman Revocable Trust Disclosed balance after: 2,313 F1 · price: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 17:42 UTC |
Michaud Gerald A.Director · President
|
PurchaseCommon Stock | 3,650 | $11.77 | $42,960.50 |
DisclosureSEC source: 0001437749-24-007312 · rdgdoc.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,244 F1 · price: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. F2 · balance_after: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 19:06 UTC |
Michaud Gerald A.Director · President
|
PurchaseCommon Stock | 18,250 | $11.03 | $201,297.50 |
DisclosureSEC source: 0001437749-22-029511 · rdgdoc.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,585 F2 · price: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. F1 · balance_after: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 14:30 UTC |
Pomeroy Robert D. Jr.Director · CEO and Chairman of the Board
|
PurchaseCommon Stock | 600 | $13.03 | $7,818.00 |
DisclosureSEC source: 0001437749-22-028839 · rdgdoc.xml · nonDerivative · entry 2 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for grandchildren Disclosed balance after: 8,717 F2 · price: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 14:30 UTC |
Pomeroy Robert D. Jr.Director · CEO and Chairman of the Board
|
PurchaseCommon Stock | 4,000 | $13.03 | $52,120.00 |
DisclosureSEC source: 0001437749-22-028839 · rdgdoc.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,821 F1 · price: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 15:27 UTC |
Michaud Gerald A.Director · President
|
PurchaseCommon Stock | 4,000 | $12.90 | $51,600.00 |
DisclosureSEC source: 0001437749-22-028617 · rdgdoc.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,335 F1 · price: The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $12.875 to $12.90, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. F2 · balance_after: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 16:07 UTC |
Trolio Daniel R.Executive VP and CFO
|
PurchaseCommon Stock | 758 | $13.04 | $9,884.32 |
DisclosureSEC source: 0001437749-22-027595 · rdgdoc.xml · nonDerivative · entry 1 Trolio Daniel R. · CIK 0001683196 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,374 Read SEC document |
| September 29, 2022 Filed Sep 30, 2022 12:34 UTC |
Mahoney Edmund V.Director
|
PurchaseCommon Stock | 500 | $9.88 | $4,940.00 |
DisclosureSEC source: 0001437749-22-023280 · rdgdoc.xml · nonDerivative · entry 1 Mahoney Edmund V. · CIK 0001503745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,169.474 Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 15:42 UTC |
Pomeroy Robert D. Jr.Director · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 4,000 | $11.30 | $45,200.00 |
DisclosureSEC source: 0001415889-22-006833 · form4-06222022_080625.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,127 Read SEC document |
| May 16, 2022 Filed May 17, 2022 18:35 UTC |
SAVAGE JOSEPH JDirector
|
PurchaseCommon Stock | 10,000 | $12.23 | $122,300.00 |
DisclosureSEC source: 0001415889-22-005108 · form4-05172022_110550.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| May 12, 2022 Filed May 12, 2022 21:12 UTC |
SAVAGE JOSEPH JDirector
|
PurchaseCommon Stock | 5,000 | $11.82 | $59,100.00 |
DisclosureSEC source: 0001415889-22-004917 · form4-05122022_020521.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| May 10, 2022 Filed May 11, 2022 19:40 UTC | PurchaseCommon Stock | 414 | $12.00 | $4,968.00 |
DisclosureSEC source: 0001415889-22-004829 · form4-05112022_120529.xml · nonDerivative · entry 1 Trolio Daniel R. · CIK 0001683196 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532 Read SEC document |
|
| May 09, 2022 Filed May 11, 2022 17:14 UTC |
Michaud Gerald A.Director · PRESIDENT
|
PurchaseCommon Stock | 3,050 | $12.06 | $36,783.00 |
DisclosureSEC source: 0001415889-22-004822 · form4-05112022_100524.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,899 Read SEC document |
| May 06, 2022 Filed May 9, 2022 19:40 UTC |
Pomeroy Robert D. Jr.Director · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 1,000 | $12.57 | $12,570.00 |
DisclosureSEC source: 0001415889-22-004765 · form4-05092022_120500.xml · nonDerivative · entry 2 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for grandhildren Disclosed balance after: 7,674 Read SEC document |
| May 06, 2022 Filed May 9, 2022 19:40 UTC |
Pomeroy Robert D. Jr.Director · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 4,000 | $12.73 | $50,904.00 |
DisclosureSEC source: 0001415889-22-004765 · form4-05092022_120500.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,539 Read SEC document |
| December 06, 2021 Filed Dec 6, 2021 20:32 UTC |
Michaud Gerald A.Director · PRESIDENT
|
PurchaseCommon Stock | 3,450 | $15.87 | $54,751.50 |
DisclosureSEC source: 0001415889-21-005724 · form4-12062021_121232.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,300.97 F1 · price: The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $15.85 to $15.87, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 14:49 UTC |
Pomeroy Robert D. Jr.Director · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 600 | $16.13 | $9,678.00 |
DisclosureSEC source: 0001415889-21-005736 · form4-12072021_061223.xml · nonDerivative · entry 2 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for grandhildren Disclosed balance after: 6,448 F1 · price: The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $16.12 to $16.14, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 14:49 UTC |
Pomeroy Robert D. Jr.Director · CHIEF EXECUTIVE OFFICER
|
PurchaseCommon Stock | 2,500 | $16.11 | $40,275.00 |
DisclosureSEC source: 0001415889-21-005736 · form4-12072021_061223.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,244 Read SEC document |
| May 06, 2021 Filed May 6, 2021 17:23 UTC |
Pomeroy Robert D. Jr.Director · Chief Executive Officer
|
PurchaseCommon Stock | 600 | $16.36 | $9,816.00 |
DisclosureSEC source: 0001638599-21-000445 · doc4_7207.xml · nonDerivative · entry 2 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for grandchildren Disclosed balance after: 5,475 Read SEC document |
| May 06, 2021 Filed May 6, 2021 17:23 UTC |
Pomeroy Robert D. Jr.Director · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $16.34 | $40,850.00 |
DisclosureSEC source: 0001638599-21-000445 · doc4_7207.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,073 Read SEC document |
| May 04, 2021 Filed May 5, 2021 19:34 UTC |
Michaud Gerald A.Director · President
|
PurchaseCommon Stock | 2,500 | $16.19 | $40,475.00 |
DisclosureSEC source: 0001638599-21-000443 · doc4_7206.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,078 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.18 to $16.20, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 18:06 UTC |
Michaud Gerald A.Director · President
|
PurchaseCommon Stock | 11,300 | $13.30 | $150,290.00 |
DisclosureSEC source: 0001638599-21-000331 · doc4_7152.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,578 Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 15:02 UTC |
Pomeroy Robert D. Jr.Director · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $13.25 | $66,250.00 |
DisclosureSEC source: 0001638599-21-000329 · doc4_7151.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,986 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 20:44 UTC Amendment |
Pomeroy Robert D. Jr.Director · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $13.25 | $66,250.00 |
DisclosureSEC source: 0001638599-21-000333 · doc4a_7156.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,877 Read SEC document |
| June 04, 2020 Filed Jun 4, 2020 21:11 UTC |
Pomeroy Robert D. Jr.Director · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $11.70 | $117,000.00 |
DisclosureSEC source: 0001638599-20-000550 · doc4_6735.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,204 Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 16:42 UTC |
Michaud Gerald A.Director · President
|
PurchaseCommon Stock | 14,900 | $11.38 | $169,562.00 |
DisclosureSEC source: 0001638599-20-000534 · doc4_6716.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,844 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.34 to $11.50, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 05, 2020 Filed May 6, 2020 17:45 UTC |
Trolio Daniel R.Senior VP and CFO
|
PurchaseCommons Stock | 538 | $9.31 | $5,006.63 |
DisclosureSEC source: 0001638599-20-000415 · doc4_6657.xml · nonDerivative · entry 1 Trolio Daniel R. · CIK 0001683196 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962 Read SEC document |
| March 31, 2020 Filed Mar 31, 2020 19:45 UTC |
SAVAGE JOSEPH JDirector
|
PurchaseCommon Stock | 6,500 | $8.43 | $54,795.00 |
DisclosureSEC source: 0001638599-20-000357 · doc4_6624.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| March 25, 2020 Filed Mar 25, 2020 18:56 UTC |
SAVAGE JOSEPH JDirector
|
PurchaseCommon Stock | 2,000 | $8.91 | $17,820.00 |
DisclosureSEC source: 0001638599-20-000340 · doc4_6618.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 Read SEC document |
| March 20, 2020 Filed Mar 20, 2020 14:57 UTC |
SAVAGE JOSEPH JDirector
|
PurchaseCommon Stock | 8,000 | $7.57 | $60,560.00 |
DisclosureSEC source: 0001638599-20-000329 · doc4_6612.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 21:53 UTC |
Pomeroy Robert D. Jr.Director · Chief Executive Officer
|
PurchaseCommon Stock | 4,000 | $5.98 | $23,920.00 |
DisclosureSEC source: 0001638599-20-000320 · doc4_6605.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,408 Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 15:33 UTC |
Pomeroy Robert D. Jr.Director · Chief Executive Officer
|
PurchaseCommon Stock | 800 | $10.33 | $8,264.00 |
DisclosureSEC source: 0001638599-20-000297 · doc4_6592.xml · nonDerivative · entry 2 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · As custodian for grandchildren Disclosed balance after: 4,336.6 F1 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.28 to $10.44, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 15:33 UTC |
Pomeroy Robert D. Jr.Director · Chief Executive Officer
|
PurchaseCommon Stock | 4,000 | $10.75 | $43,000.00 |
DisclosureSEC source: 0001638599-20-000297 · doc4_6592.xml · nonDerivative · entry 1 Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,498 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 16:55 UTC |
Sarsynski Elaine ADirector
|
PurchaseCommon Stock | 2,000 | $9.64 | $19,280.00 |
DisclosureSEC source: 0001638599-20-000300 · doc4_6591.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.