Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENWORTH FINANCIAL INCGNW · Entity 4085 | Director | May 20, 2026 | May 21, 2026 |
| HORACE MANN EDUCATORS CORP /DE/HMN · Entity 1365 | Director | May 20, 2026 | May 22, 2026 |
| Horizon Technology Finance CorpHRZN · Entity 5939 | Director | March 12, 2020 | March 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENWORTH FINANCIAL INC
Report date May 20, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 164,999.154 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 32,100 · Balance 164,999.154 F1: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). F2: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).
F2: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.
HORACE MANN EDUCATORS CORP /DE/
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,910 |
Reported balance
After 2026-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 2,780 · Balance 16,910 F1: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 20, 2027. F2: Granted as compensation for services. F3: Represents 16,910 shares of Common Stock held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 20, 2027.
F2: Granted as compensation for services.
F3: Represents 16,910 shares of Common Stock held directly.
Horizon Technology Finance Corp
Report date March 12, 2020 · Filed March 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,000 |
Reported balance
After 2020-03-12 transaction · row 1
1 source rowRow 1 · 2020-03-12 · Purchase · Acquired 2,000 · Balance 7,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 21, 2026 21:03 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantCommon Stock | 32,100 | $9.03 | $290,007.45 |
DisclosureSEC source: 0001552249-26-000002 · wk-form4_1779397437.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,999.154 F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted. Read SEC document |
| May 20, 2026 Filed May 22, 2026 13:40 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 2,780 | $46.77 | $130,020.60 |
DisclosureSEC source: 0001214659-26-006659 · marketforms-73230.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,910 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 20, 2027. F2 · price: Granted as compensation for services. F3 · balance_after: Represents 16,910 shares of Common Stock held directly. Read SEC document |
| May 22, 2025 Filed May 23, 2025 20:23 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantCommon Stock | 41,621.816 | $6.97 | $290,000.00 |
DisclosureSEC source: 0000950170-25-076970 · ownership.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,899.154 F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). F2 · price: Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted. Read SEC document |
| May 14, 2025 Filed May 16, 2025 19:10 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 3,135 | $41.47 | $130,008.45 |
DisclosureSEC source: 0001214659-25-007975 · marketforms-69526.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,723 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 14, 2026. F2 · price: Granted as compensation for services. F3 · balance_after: Represents 9,723 shares of Common Stock held directly. Read SEC document |
| May 23, 2024 Filed May 28, 2024 21:04 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 41,935.233 | $6.44 | $270,000.00 |
DisclosureSEC source: 0000950170-24-065349 · ownership.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,277.338 F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 16:34 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 3,807 | $34.15 | $130,009.05 |
DisclosureSEC source: 0001214659-24-009895 · marketforms-66030.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,911 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 22, 2025. F2 · price: Granted as compensation for services. F3 · balance_after: Represents 5,911 shares of Common Stock held directly. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:37 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 3,657 | $31.45 | $115,012.65 |
DisclosureSEC source: 0001214659-23-007906 · marketforms-61659.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,894 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2024. F2 · price: Granted as compensation for services. F3 · balance_after: Represents 2,894 shares of Common Stock held directly. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:05 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 3,539.498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031517 · doc4.xml · derivative · entry 2 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,698.036 Underlying: Class A Common Stock · 3,539.498 shares Expires not disclosed F3 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F4 · price: The number of Deferred Stock Units acquired represents a pro-rata payment of a quarterly portion of the Reporting Person's annual retainer fee and was based on a twenty-day average trading price per share of Class A Common Stock of $5.472. F3 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F3 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:05 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 43,297.346 | $5.47 | $236,923.08 |
DisclosureSEC source: 0001209191-23-031517 · doc4.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,297.346 F1 · shares: Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). F2 · price: Reflects the twenty-day average trading price per share of Class A Common Stock. Read SEC document |
| May 18, 2023 Filed Jun 29, 2023 20:16 UTC Amendment | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 49,342.105 | $5.47 | $270,000.00 |
DisclosureSEC source: 0001209191-23-040169 · doc4a.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,342.105 F1 · shares: Reflects award of restricted stock units (RSUs) in payment of the reporting person's annual retainer fee. On May 22, 2023, the reporting person filed a Form 4 which inadvertently understated by 6,044.759 the number of RSUs awarded to the reporting person. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Class A Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). F2 · price: Reflects the average closing price of Class A Common Stock on the 20 trading days preceding the grant date. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:26 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 7,158.538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-022202 · doc4.xml · derivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,158.538 Underlying: Class A Common Stock · 7,158.538 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $5.2385 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 10,158.86 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-051825 · doc4.xml · derivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 10,158.86 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.8415 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:20 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 18,057.785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-040653 · doc4.xml · derivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,841.14 Underlying: Class A Common Stock · 18,057.785 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.738 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:33 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 2,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-007509 · marketforms-56378.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 25, 2023. F2 · price: Granted as compensation for services. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 1,783.355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021992 · doc4.xml · derivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783.355 Underlying: Class A Common Stock · 1,783.355 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.785 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| May 26, 2021 Filed May 28, 2021 15:40 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 2,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006025 · marketforms-52974.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 26, 2022. F2 · price: Granted as compensation for services. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 16:55 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 2,000 | $9.64 | $19,280.00 |
DisclosureSEC source: 0001638599-20-000300 · doc4_6591.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:41 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 3,000 | $10.00 | $30,000.00 |
DisclosureSEC source: 0001638599-18-000474 · doc4_5382.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.98 to $10.04, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 22, 2017 Filed May 23, 2017 17:24 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 2,000 | $11.21 | $22,420.00 |
DisclosureSEC source: 0001638599-17-000471 · doc4_4719.xml · nonDerivative · entry 1 Sarsynski Elaine A · CIK 0001552249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.