Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Horizon Technology Finance CorpHRZN · Entity 5939 | Director · President | November 25, 2024 | December 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Horizon Technology Finance Corp
Report date November 25, 2024 · Filed December 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 169,309 |
Reported balance
After 2024-11-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-25 · Purchase · Acquired 8,000 · Balance 169,309 F1: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2024 Filed Dec 2, 2024 16:38 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 8,000 | $9.31 | $74,519.20 |
DisclosureSEC source: 0001437749-24-036405 · rdgdoc.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,309 F1 · balance_after: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. Read SEC document |
| March 08, 2024 Filed Mar 11, 2024 17:42 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 3,650 | $11.77 | $42,960.50 |
DisclosureSEC source: 0001437749-24-007312 · rdgdoc.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,244 F1 · price: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. F2 · balance_after: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 19:06 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 18,250 | $11.03 | $201,297.50 |
DisclosureSEC source: 0001437749-22-029511 · rdgdoc.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,585 F2 · price: The price reported in Column 4 is the average price per share as of the transaction date. These shares were purchased in multiple transactions. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. F1 · balance_after: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 15:27 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 4,000 | $12.90 | $51,600.00 |
DisclosureSEC source: 0001437749-22-028617 · rdgdoc.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,335 F1 · price: The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $12.875 to $12.90, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. F2 · balance_after: In addition to the shares directly owned by Mr. Michaud, Mr. Michaud is an indirect owner of 485 shares as of the transaction date, which are owned directly by his spouse. Read SEC document |
| May 09, 2022 Filed May 11, 2022 17:14 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 3,050 | $12.06 | $36,783.00 |
DisclosureSEC source: 0001415889-22-004822 · form4-05112022_100524.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,899 Read SEC document |
| December 06, 2021 Filed Dec 6, 2021 20:32 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 3,450 | $15.87 | $54,751.50 |
DisclosureSEC source: 0001415889-21-005724 · form4-12062021_121232.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,300.97 F1 · price: The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $15.85 to $15.87, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 04, 2021 Filed May 5, 2021 19:34 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 2,500 | $16.19 | $40,475.00 |
DisclosureSEC source: 0001638599-21-000443 · doc4_7206.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,078 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.18 to $16.20, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 18:06 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 11,300 | $13.30 | $150,290.00 |
DisclosureSEC source: 0001638599-21-000331 · doc4_7152.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,578 Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 16:42 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 14,900 | $11.38 | $169,562.00 |
DisclosureSEC source: 0001638599-20-000534 · doc4_6716.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,844 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.34 to $11.50, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 13:33 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 3,500 | $12.00 | $42,000.00 |
DisclosureSEC source: 0001638599-19-000724 · doc4_6238.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,128 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.995 to $12.01, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 09, 2019 Filed May 13, 2019 17:39 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 900 | $11.65 | $10,486.98 |
DisclosureSEC source: 0001638599-19-000513 · doc4_6092.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,842 Read SEC document |
| May 18, 2018 Filed May 18, 2018 18:33 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 15,000 | $10.08 | $151,200.00 |
DisclosureSEC source: 0001638599-18-000561 · doc4_5424.xml · nonDerivative · entry 1 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,034 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.99 to $10.10, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 16:15 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 225 | $13.42 | $3,019.50 |
DisclosureSEC source: 0001638599-16-001420 · doc4_4239.xml · nonDerivative · entry 2 Michaud Gerald A. · CIK 0001503747 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Spouse Disclosed balance after: 485 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.