Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AdTheorent Holding Company, Inc.MACQ · Entity 89626 | Director | February 25, 2021 | March 02, 2021 |
| Horizon Technology Finance CorpHRZN · Entity 5939 | Director | June 09, 2026 | June 11, 2026 |
| KATY INDUSTRIES INCKATY · Entity 174161 | Director | September 12, 2016 | September 22, 2016 |
| Monroe Capital Enhanced Corporate Lending FundNONE · Entity 69226 | Director | December 05, 2025 | December 05, 2025 |
| Monroe Capital Income Plus CorpNONE · Entity 68775 | Director | April 25, 2022 | May 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AdTheorent Holding Company, Inc.
Report date February 25, 2021 · Filed March 02, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-25 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock have no expiration date and will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-252607). |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock have no expiration date and will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Issuer's registration statement on Form S-1 (File No. 333-252607).
Horizon Technology Finance Corp
Report date June 09, 2026 · Filed June 11, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,617 |
Reported balance
After 2026-06-09 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-06-09 · Purchase · Acquired 6,000 · Balance 56,617 F1: Previously, it was reported that the Reporting Person beneficially owned 55,926 shares of Common Stock following the Reporting Person's purchase of 6,000 shares of Common Stock on June 9, 2026 (the "Reported Transaction"). However, the 55,926 figure omitted shares of Common Stock the Reporting Person had previously acquired pursuant to the Issuer's dividend reinvestment plan. After correction, the number of shares of Common Stock beneficially owned by the Reporting Person following the Reported Transaction was 56,617 shares. F2: Includes shares of Common Stock received pursuant to the Issuer's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Previously, it was reported that the Reporting Person beneficially owned 55,926 shares of Common Stock following the Reporting Person's purchase of 6,000 shares of Common Stock on June 9, 2026 (the "Reported Transaction"). However, the 55,926 figure omitted shares of Common Stock the Reporting Person had previously acquired pursuant to the Issuer's dividend reinvestment plan. After correction, the number of shares of Common Stock beneficially owned by the Reporting Person following the Reported Transaction was 56,617 shares.
F2: Includes shares of Common Stock received pursuant to the Issuer's dividend reinvestment plan.
KATY INDUSTRIES INC
Report date September 12, 2016 · Filed September 22, 2016
This filing explicitly reported no securities owned.
Monroe Capital Enhanced Corporate Lending Fund
Report date December 05, 2025 · Filed December 05, 2025
This filing explicitly reported no securities owned.
Monroe Capital Income Plus Corp
Report date April 25, 2022 · Filed May 03, 2022
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MONROE CAPITAL Corp
Report date April 14, 2026 · Filed April 14, 2026
Section 16 reporting ended · disclosed 2026-04-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-04-14 transaction · row 1
1 source rowRow 1 · 2026-04-14 · Disposition to issuer · Disposed 53,102.058 · Balance 0 F1: Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2026 Filed Jun 10, 2026 20:24 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 6,000 | $4.36 | $26,160.00 |
DisclosureSEC source: 0000945621-26-000816 · form4.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,926 Read SEC document |
| June 09, 2026 Filed Jun 11, 2026 21:10 UTC Amendment | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 6,000 | $4.36 | $26,160.00 |
DisclosureSEC source: 0000945621-26-000819 · form4.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,617 F1 · balance_after: Previously, it was reported that the Reporting Person beneficially owned 55,926 shares of Common Stock following the Reporting Person's purchase of 6,000 shares of Common Stock on June 9, 2026 (the "Reported Transaction"). However, the 55,926 figure omitted shares of Common Stock the Reporting Person had previously acquired pursuant to the Issuer's dividend reinvestment plan. After correction, the number of shares of Common Stock beneficially owned by the Reporting Person following the Reported Transaction was 56,617 shares. F2 · balance_after: Includes shares of Common Stock received pursuant to the Issuer's dividend reinvestment plan. Read SEC document |
| April 14, 2026 Filed Apr 14, 2026 23:28 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | GrantCommon Stock | 49,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000945621-26-000574 · form4.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,926 F1 · price: Acquired upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. Read SEC document |
| April 14, 2026 Filed Apr 14, 2026 22:41 UTC | MONROE CAPITAL Corp MRCC · Entity 51204 | Disposition to issuerCommon Stock | 53,102.058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001575875-26-000001 · primary_doc.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. F1 · price: Disposed of upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. Read SEC document |
| June 29, 2022 Filed Jul 5, 2022 20:31 UTC | MONROE CAPITAL Corp MRCC · Entity 51204 | PurchaseCommon Stock | 2,799 | $8.86 | $24,799.14 |
DisclosureSEC source: 0001474506-22-000077 · primary_doc.xml · nonDerivative · entry 3 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,380.44 F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| June 28, 2022 Filed Jul 5, 2022 20:31 UTC | MONROE CAPITAL Corp MRCC · Entity 51204 | PurchaseCommon Stock | 1,701 | $9.16 | $15,581.16 |
DisclosureSEC source: 0001474506-22-000077 · primary_doc.xml · nonDerivative · entry 2 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,581.44 F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| June 27, 2022 Filed Jul 5, 2022 20:31 UTC | MONROE CAPITAL Corp MRCC · Entity 51204 | PurchaseCommon Stock | 500 | $8.77 | $4,385.00 |
DisclosureSEC source: 0001474506-22-000077 · primary_doc.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,880.44 F1 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| March 12, 2020 Filed Apr 1, 2020 20:30 UTC | MONROE CAPITAL Corp MRCC · Entity 51204 | PurchaseCommon Stock | 2,000 | $8.51 | $17,010.00 |
DisclosureSEC source: 0001512931-20-000010 · primary_doc.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,356.112 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.50 to $8.51, inclusive. The reporting person undertakes to provide Monroe Capital Corporation, any security holder of Monroe Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:10 UTC | MONROE CAPITAL Corp MRCC · Entity 51204 | PurchaseCommon Stock | 5,000 | $9.66 | $48,277.00 |
DisclosureSEC source: 0001474506-19-000002 · primary_doc.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,729.04 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.6484 to $9.6607, inclusive. The reporting person undertakes to provide to Monroe Capital Corporation, any security holder of Monroe Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 31, 2018 Filed Apr 1, 2020 20:20 UTC Amendment | MONROE CAPITAL Corp MRCC · Entity 51204 | PurchaseCommon Stock | 5,000 | $9.66 | $48,277.00 |
DisclosureSEC source: 0001512931-20-000009 · primary_doc.xml · nonDerivative · entry 1 ALLISON THOMAS J. · CIK 0001575875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,575.113 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.6484 to $9.6607, inclusive. The reporting person undertakes to provide to Monroe Capital Corporation, any security holder of Monroe Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired through the Dividend Reinvestment Plan. This Form 4/A amends the Form 4 filed January 3, 2019 to correct the number of shares beneficially owned following the reported transactions, by including shares acquired through the Dividend Reinvestment Plan that were inadvertently omitted. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.