Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Horizon Technology Finance CorpHRZN · Entity 5939 | Director | November 13, 2024 | November 14, 2024 |
| WEBSTER FINANCIAL CORPWBS · Entity 21047 | Executive Vice Chairman | May 30, 2017 | May 31, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Horizon Technology Finance Corp
Report date November 13, 2024 · Filed November 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,500 |
Ending reported balance
After 2024-11-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-11-13 · Purchase · Acquired 5,000 · Balance 55,000 Row 2 · 2024-11-14 · Purchase · Acquired 4,500 · Balance 59,500 |
WEBSTER FINANCIAL CORP
Report date May 30, 2017 · Filed May 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,886 |
Ending reported balance
After 2017-05-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-30 · Tax withholding · Disposed 517 · Balance 69,953 Row 2 · 2017-05-30 · Tax withholding · Disposed 1,067 · Balance 68,886 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2024 Filed Nov 14, 2024 21:23 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 4,500 | $9.20 | $41,400.00 |
DisclosureSEC source: 0001437749-24-035325 · rdgdoc.xml · nonDerivative · entry 2 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,500 Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 21:23 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 5,000 | $9.35 | $46,750.00 |
DisclosureSEC source: 0001437749-24-035325 · rdgdoc.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Read SEC document |
| May 16, 2022 Filed May 17, 2022 18:35 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 10,000 | $12.23 | $122,300.00 |
DisclosureSEC source: 0001415889-22-005108 · form4-05172022_110550.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| May 12, 2022 Filed May 12, 2022 21:12 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 5,000 | $11.82 | $59,100.00 |
DisclosureSEC source: 0001415889-22-004917 · form4-05122022_020521.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| March 31, 2020 Filed Mar 31, 2020 19:45 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 6,500 | $8.43 | $54,795.00 |
DisclosureSEC source: 0001638599-20-000357 · doc4_6624.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Read SEC document |
| March 25, 2020 Filed Mar 25, 2020 18:56 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 2,000 | $8.91 | $17,820.00 |
DisclosureSEC source: 0001638599-20-000340 · doc4_6618.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 Read SEC document |
| March 20, 2020 Filed Mar 20, 2020 14:57 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 8,000 | $7.57 | $60,560.00 |
DisclosureSEC source: 0001638599-20-000329 · doc4_6612.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 15:07 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 10,000 | $10.60 | $106,000.00 |
DisclosureSEC source: 0001638599-18-000341 · doc4_5320.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.55 to $10.6251, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 30, 2017 Filed May 31, 2017 19:13 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Tax withholdingCommon Stock | 1,067 | $49.52 | $52,837.84 |
DisclosureSEC source: 0000801337-17-000103 · edgar.xml · nonDerivative · entry 2 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,886 Read SEC document |
| May 30, 2017 Filed May 31, 2017 19:13 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Tax withholdingCommon Stock | 517 | $49.52 | $25,601.84 |
DisclosureSEC source: 0000801337-17-000103 · edgar.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,953 Read SEC document |
| May 08, 2017 Filed May 8, 2017 21:14 UTC | Horizon Technology Finance Corp HRZN · Entity 5939 | PurchaseCommon Stock | 7,000 | $11.27 | $78,918.00 |
DisclosureSEC source: 0001638599-17-000426 · doc4_4694.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:13 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Tax withholdingCommon Stock | 362 | $55.19 | $19,978.78 |
DisclosureSEC source: 0000801337-17-000064 · edgar.xml · nonDerivative · entry 2 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,470 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:13 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Tax withholdingCommon Stock | 374 | $55.86 | $20,891.64 |
DisclosureSEC source: 0000801337-17-000064 · edgar.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,832 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 19:53 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Tax withholdingCommon Stock | 4,275 | $56.03 | $239,528.25 |
DisclosureSEC source: 0000801337-17-000050 · edgar.xml · nonDerivative · entry 2 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,206 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 19:53 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | GrantCommon Stock | 12,455 | $56.03 | $697,853.65 |
DisclosureSEC source: 0000801337-17-000050 · edgar.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,481 F1 · shares: Performance shares earned and certified on February 22, 2017. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 22:55 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Tax withholdingCommon Stock | 379 | $55.88 | $21,178.52 |
DisclosureSEC source: 0000801337-17-000040 · edgar.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,026 Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:30 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | SaleCommon Stock | 8,000 | $54.46 | $435,652.80 |
DisclosureSEC source: 0000801337-17-000017 · edgar.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) plan Disclosed balance after: 653 F1 · balance_after: Between November 4, 2016 and January 26, 2017, the reporting person acquired 165 shares of Webster Financial Corp common stock under the Webster 401(k) plan. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:59 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Exercise / conversionStock Option · Derivative | 10,079 | $0.00 Strike: $48.88 | $0.00 |
DisclosureSEC source: 0000801337-16-000254 · edgar.xml · derivative · entry 3 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,079 shares Expires 2016-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 4 yr. incremental vesting - 25% vests each year for 4 years. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:59 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Tax withholdingCommon Stock | 9,341 | $54.32 | $507,403.12 |
DisclosureSEC source: 0000801337-16-000254 · edgar.xml · nonDerivative · entry 2 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,405 F1 · shares: The reporting person exercised 10,079 stock options using 9,341 shares owned to pay the exercise price and the withholding taxes incurred in connection with the exercise. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:59 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Exercise / conversionCommon Stock | 10,079 | $48.88 | $492,661.52 |
DisclosureSEC source: 0000801337-16-000254 · edgar.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 21:11 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | SaleCommon Stock | 2,500 | $40.13 | $100,325.00 |
DisclosureSEC source: 0000801337-16-000250 · edgar.xml · nonDerivative · entry 2 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) plan Disclosed balance after: 8,488 F1 · balance_after: Between January 1, 2016 and November 4, 2016, the reporting person acquired 1,494 shares of Webster Financial Corp common stock under the Webster 401(k) plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:49 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Exercise / conversionStock Option · Derivative | 16,601 | $0.00 Strike: $32.03 | $0.00 |
DisclosureSEC source: 0000801337-16-000246 · edgar.xml · derivative · entry 3 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,601 shares Expires 2017-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4 yr. incremental vesting - 25% vests each year for 4 years. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:49 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Tax withholdingCommon Stock | 14,159 | $40.23 | $569,616.57 |
DisclosureSEC source: 0000801337-16-000246 · edgar.xml · nonDerivative · entry 2 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,667 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:49 UTC | WEBSTER FINANCIAL CORP WBS · Entity 21047 | Exercise / conversionCommon Stock | 16,601 | $32.03 | $531,730.03 |
DisclosureSEC source: 0000801337-16-000246 · edgar.xml · nonDerivative · entry 1 SAVAGE JOSEPH J · CIK 0001197563 · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.