Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2023 Filed Mar 18, 2023 00:04 UTC |
KIM KYU S.SEVP, Eastern Regional Pres.
|
Tax withholdingCommon Stock | 2,038 | $10.68 | $21,765.84 |
DisclosureSEC source: 0001209191-23-019929 · doc4.xml · nonDerivative · entry 2 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,226 F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:04 UTC |
KIM KYU S.SEVP, Eastern Regional Pres.
|
Exercise / conversionCommon Stock | 5,738 | $10.68 | $61,281.84 |
DisclosureSEC source: 0001209191-23-019929 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9 and 10. Total 5,738 shares vested and 1,762 shares were forfeited. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:02 UTC |
Malone David PDirector · Interim CFO
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 10,250 | $10.68 | $109,470.00 |
DisclosureSEC source: 0001209191-23-019928 · doc4.xml · derivative · entry 7 Malone David P · CIK 0001680721 · Director · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: 10,250 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F7 · derivative.exercise_date: 10,250 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F7 · derivative.expiration_date: 10,250 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:02 UTC |
Malone David PDirector · Interim CFO
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 10,250 | $10.68 | $109,470.00 |
DisclosureSEC source: 0001209191-23-019928 · doc4.xml · derivative · entry 6 Malone David P · CIK 0001680721 · Director · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: 10,250 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F6 · derivative.exercise_date: 10,250 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F6 · derivative.expiration_date: 10,250 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:02 UTC |
Malone David PDirector · Interim CFO
|
Tax withholdingCommon Stock | 5,752 | $10.36 | $59,590.72 |
DisclosureSEC source: 0001209191-23-019928 · doc4.xml · nonDerivative · entry 2 Malone David P · CIK 0001680721 · Director · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,322 F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:02 UTC |
Malone David PDirector · Interim CFO
|
Exercise / conversionCommon Stock | 15,683 | $10.36 | $162,475.88 |
DisclosureSEC source: 0001209191-23-019928 · doc4.xml · nonDerivative · entry 1 Malone David P · CIK 0001680721 · Director · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 6 and 7. Total 15,683 shares vested and 4,817 shares were forfeited. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:01 UTC |
Koh PeterSEVP & COO
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 4,000 | $10.68 | $42,720.00 |
DisclosureSEC source: 0001209191-23-019927 · doc4.xml · derivative · entry 10 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.exercise_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.expiration_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:01 UTC |
Koh PeterSEVP & COO
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 4,000 | $10.68 | $42,720.00 |
DisclosureSEC source: 0001209191-23-019927 · doc4.xml · derivative · entry 9 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.exercise_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.expiration_date: 4,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:01 UTC |
Koh PeterSEVP & COO
|
Tax withholdingCommon Stock | 2,085 | $10.68 | $22,267.80 |
DisclosureSEC source: 0001209191-23-019927 · doc4.xml · nonDerivative · entry 2 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,111 F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:01 UTC |
Koh PeterSEVP & COO
|
Exercise / conversionCommon Stock | 6,120 | $10.68 | $65,361.60 |
DisclosureSEC source: 0001209191-23-019927 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9 and 10. Total 6,120 shares vested and 1,880 shares were forfeited. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:00 UTC |
Kim Kevin SungDirector · Chairman & CEO
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 37,658 | $10.68 | $402,187.44 |
DisclosureSEC source: 0001209191-23-019916 · doc4.xml · derivative · entry 10 Kim Kevin Sung · CIK 0001445181 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: 37,658 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11- quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.exercise_date: 37,658 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11- quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.expiration_date: 37,658 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11- quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:00 UTC |
Kim Kevin SungDirector · Chairman & CEO
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 37,658 | $10.68 | $402,187.44 |
DisclosureSEC source: 0001209191-23-019916 · doc4.xml · derivative · entry 9 Kim Kevin Sung · CIK 0001445181 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: 37,658 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.exercise_date: 37,658 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.expiration_date: 37,658 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:00 UTC |
Kim Kevin SungDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 28,568 | $10.68 | $305,106.24 |
DisclosureSEC source: 0001209191-23-019916 · doc4.xml · nonDerivative · entry 2 Kim Kevin Sung · CIK 0001445181 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,907 F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 00:00 UTC |
Kim Kevin SungDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 57,617 | $10.68 | $615,349.56 |
DisclosureSEC source: 0001209191-23-019916 · doc4.xml · nonDerivative · entry 1 Kim Kevin Sung · CIK 0001445181 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9 and 10. Total 57,617 shares vested and 17,699 shares were forfeited. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:59 UTC |
KIM JASON KSEVP, Western Regional Pres.
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 5,000 | $10.68 | $53,400.00 |
DisclosureSEC source: 0001209191-23-019915 · doc4.xml · derivative · entry 11 KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.exercise_date: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F10 · derivative.expiration_date: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative return on average assets in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:59 UTC |
KIM JASON KSEVP, Western Regional Pres.
|
Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 5,000 | $10.68 | $53,400.00 |
DisclosureSEC source: 0001209191-23-019915 · doc4.xml · derivative · entry 10 KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.exercise_date: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. F9 · derivative.expiration_date: 5,000 PRSU were granted on April 22, 2020 pursuant to the 2017 LTIP and 2019 ICP and subject to a 3-year cliff vesting. Vesting of these PRSU shares depends upon Hope's achievement of a specified relative ranking of the total stockholder return in relation to the KRX Index over an 11-quarter period from April 1, 2020 through December 31, 2022. Each PRSU represents a contingent right to receive one share of Hope common stock at Target performance. The "Target" number of shares is reported. Possible payout ranges from 0% of Target if the Threshold goal is not met, 50% to 99% on a prorated basis if the Threshold is met but the Target goal is not met, 100% to 149% on a prorated basis if the Target goal is met but the Stretch goal is not met, and 150% if the Stretch goal is met or exceeded. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:59 UTC |
KIM JASON KSEVP, Western Regional Pres.
|
Tax withholdingCommon Stock | 2,614 | $10.68 | $27,917.52 |
DisclosureSEC source: 0001209191-23-019915 · doc4.xml · nonDerivative · entry 2 KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,406 F2 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:59 UTC |
KIM JASON KSEVP, Western Regional Pres.
|
Exercise / conversionCommon Stock | 7,650 | $10.68 | $81,702.00 |
DisclosureSEC source: 0001209191-23-019915 · doc4.xml · nonDerivative · entry 1 KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance-based restricted stock units "PRSU" described in footnote 9 and 10. Total 7,650 shares vested and 2,350 shares were forfeited. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 00:59 UTC |
Stenger ThomasSr. EVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 579 | $12.81 | $7,416.99 |
DisclosureSEC source: 0001209191-23-014359 · doc4.xml · nonDerivative · entry 1 Stenger Thomas · CIK 0001777703 · Sr. EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,981 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 23:04 UTC |
Koh PeterSEVP & COO
|
GrantCommon Stock | 119 | $12.58 | $1,497.02 |
DisclosureSEC source: 0001209191-22-062010 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,076 F1 · shares: Restricted Stock Unit of 119 shares was awarded with an immediate vesting date as the reporting person's 15-year service award. Read SEC document |
| September 13, 2022 Filed Sep 13, 2022 20:54 UTC |
LEWIS WILLIAM JDirector
|
SaleCommon Stock | 7,500 | $14.23 | $106,725.00 |
DisclosureSEC source: 0001209191-22-049713 · doc4.xml · nonDerivative · entry 1 LEWIS WILLIAM J · CIK 0001241248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,601 Read SEC document |
| June 15, 2022 Filed Feb 12, 2024 23:59 UTC |
Stenger ThomasSEVP, Chief Risk Officer
|
SaleCommon Stock | 5,609 | $14.18 | $79,535.62 |
DisclosureSEC source: 0000950170-24-014052 · ownership.xml · nonDerivative · entry 1 Stenger Thomas · CIK 0001777703 · SEVP, Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,090 Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:07 UTC |
Stenger ThomasEVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 437 | $14.11 | $6,166.07 |
DisclosureSEC source: 0001209191-22-032005 · doc4.xml · nonDerivative · entry 1 Stenger Thomas · CIK 0001777703 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,560 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:06 UTC |
Koh PeterSEVP & COO
|
Tax withholdingCommon Stock | 586 | $14.11 | $8,268.46 |
DisclosureSEC source: 0001209191-22-032004 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,957 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:06 UTC |
Ko AlexSEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 711 | $14.11 | $10,032.21 |
DisclosureSEC source: 0001209191-22-032003 · doc4.xml · nonDerivative · entry 1 Ko Alex · CIK 0001442518 · SEVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,100 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:05 UTC |
KIM KYU S.SEVP, Eastern Regional Pres.
|
Tax withholdingCommon Stock | 654 | $14.11 | $9,227.94 |
DisclosureSEC source: 0001209191-22-032002 · doc4.xml · nonDerivative · entry 1 KIM KYU S. · CIK 0001402559 · SEVP, Eastern Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,526 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:04 UTC |
KIM JASON KSEVP, Western Regional Pres.
|
Tax withholdingCommon Stock | 627 | $14.11 | $8,846.97 |
DisclosureSEC source: 0001209191-22-032000 · doc4.xml · nonDerivative · entry 1 KIM JASON K · CIK 0001452653 · SEVP, Western Regional Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,054 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| May 23, 2022 Filed May 26, 2022 00:05 UTC |
Kim Kevin SungDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 7,259 | $14.11 | $102,424.49 |
DisclosureSEC source: 0001209191-22-032001 · doc4.xml · nonDerivative · entry 1 Kim Kevin Sung · CIK 0001445181 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,081 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:54 UTC |
Zuehls Dale S.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 3,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031465 · doc4.xml · derivative · entry 3 Zuehls Dale S. · CIK 0001680724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · price: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.exercise_date: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.expiration_date: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:54 UTC |
Zuehls Dale S.Director
|
GrantCommon Stock | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031465 · doc4.xml · nonDerivative · entry 2 Zuehls Dale S. · CIK 0001680724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,601 F1 · shares: Total 4,451 Restricted Stock Units (RSU) were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 4,451 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:54 UTC |
Zuehls Dale S.Director
|
Exercise / conversionCommon Stock | 3,984 | $13.75 | $54,780.00 |
DisclosureSEC source: 0001209191-22-031465 · doc4.xml · nonDerivative · entry 1 Zuehls Dale S. · CIK 0001680724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:53 UTC |
Whang Scott Yoon-sukDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031463 · doc4.xml · derivative · entry 6 Whang Scott Yoon-suk · CIK 0001417498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Total 5,859 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 5,859 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · price: Total 5,859 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 5,859 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.exercise_date: Total 5,859 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 5,859 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.expiration_date: Total 5,859 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 5,859 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:53 UTC |
Whang Scott Yoon-sukDirector
|
GrantCommon Stock | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031463 · doc4.xml · nonDerivative · entry 2 Whang Scott Yoon-suk · CIK 0001417498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,707 F1 · shares: Total 6,545 Restricted Stock Units (RSU) were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 6,545 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:53 UTC |
Whang Scott Yoon-sukDirector
|
Exercise / conversionCommon Stock | 5,859 | $13.75 | $80,561.25 |
DisclosureSEC source: 0001209191-22-031463 · doc4.xml · nonDerivative · entry 1 Whang Scott Yoon-suk · CIK 0001417498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:51 UTC |
Thigpen Mary EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031461 · doc4.xml · derivative · entry 3 Thigpen Mary E · CIK 0001732933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Total 3,254 Restricted Stock Units (RSU) were granted on September 23, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,254 shares will vest either on May 20, 2022 or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · price: Total 3,254 Restricted Stock Units (RSU) were granted on September 23, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,254 shares will vest either on May 20, 2022 or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.exercise_date: Total 3,254 Restricted Stock Units (RSU) were granted on September 23, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,254 shares will vest either on May 20, 2022 or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.expiration_date: Total 3,254 Restricted Stock Units (RSU) were granted on September 23, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,254 shares will vest either on May 20, 2022 or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:51 UTC |
Thigpen Mary EDirector
|
GrantCommon Stock | 3,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031461 · doc4.xml · nonDerivative · entry 2 Thigpen Mary E · CIK 0001732933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,181 F1 · shares: Total 3,927 Restricted Stock Units (RSU) were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,927 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:51 UTC |
Thigpen Mary EDirector
|
Exercise / conversionCommon Stock | 3,254 | $13.75 | $44,742.50 |
DisclosureSEC source: 0001209191-22-031461 · doc4.xml · nonDerivative · entry 1 Thigpen Mary E · CIK 0001732933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:49 UTC |
Pai Lisa KDirector
|
GrantCommon Stock | 3,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031459 · doc4.xml · nonDerivative · entry 1 Pai Lisa K · CIK 0001390280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,048 F1 · shares: Total 3,927 Restricted Stock Units ("RSU") were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,927 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:45 UTC |
Malone David PDirector
|
GrantCommon Stock | 3,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031457 · doc4.xml · nonDerivative · entry 1 Malone David P · CIK 0001680721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,359 F1 · shares: Total 3,927 Restricted Stock Units (RSU) were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,927 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:41 UTC |
LEWIS WILLIAM JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031456 · doc4.xml · derivative · entry 3 LEWIS WILLIAM J · CIK 0001241248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · price: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.exercise_date: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.expiration_date: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:41 UTC |
LEWIS WILLIAM JDirector
|
GrantCommon Stock | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031456 · doc4.xml · nonDerivative · entry 2 LEWIS WILLIAM J · CIK 0001241248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,101 F1 · shares: Total 4,451 Restricted Stock Units (RSU) were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 4,451 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:41 UTC |
LEWIS WILLIAM JDirector
|
Exercise / conversionCommon Stock | 3,984 | $13.75 | $54,780.00 |
DisclosureSEC source: 0001209191-22-031456 · doc4.xml · nonDerivative · entry 1 LEWIS WILLIAM J · CIK 0001241248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:36 UTC |
Koh StevenDirector
|
GrantCommon Stock | 6,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031452 · doc4.xml · nonDerivative · entry 1 Koh Steven · CIK 0001301733 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,788 F1 · shares: Total 6,022 Restricted Stock Units ("RSU") were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 6,022 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:34 UTC |
Kim Joon KyungDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,984 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031450 · doc4.xml · derivative · entry 3 Kim Joon Kyung · CIK 0001789837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · price: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.exercise_date: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.expiration_date: Total 3,984 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,984 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:34 UTC |
Kim Joon KyungDirector
|
GrantCommon Stock | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031450 · doc4.xml · nonDerivative · entry 2 Kim Joon Kyung · CIK 0001789837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,101 F1 · shares: Total 4,451 Restricted Stock Units (RSU) were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 4,451 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:34 UTC |
Kim Joon KyungDirector
|
Exercise / conversionCommon Stock | 3,984 | $13.75 | $54,780.00 |
DisclosureSEC source: 0001209191-22-031450 · doc4.xml · nonDerivative · entry 1 Kim Joon Kyung · CIK 0001789837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:32 UTC |
HA DAISY YDirector
|
GrantCommon Stock | 3,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031445 · doc4.xml · nonDerivative · entry 1 HA DAISY Y · CIK 0001595570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,494 F1 · shares: Total 3,927 Restricted Stock Units (RSU) were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,927 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:18 UTC |
Koh PeterSEVP & COO
|
Tax withholdingCommon Stock | 542 | $13.75 | $7,452.50 |
DisclosureSEC source: 0001209191-22-031434 · doc4.xml · nonDerivative · entry 1 Koh Peter · CIK 0001521137 · SEVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,543 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:27 UTC |
Doo JinhoDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031442 · doc4.xml · derivative · entry 3 Doo Jinho · CIK 0001681464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Total 3,516 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,516 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · price: Total 3,516 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,516 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.exercise_date: Total 3,516 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,516 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. F2 · derivative.expiration_date: Total 3,516 Restricted Stock Units (RSU) were granted on May 20, 2021 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,516 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:27 UTC |
Doo JinhoDirector
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GrantCommon Stock | 3,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031442 · doc4.xml · nonDerivative · entry 2 Doo Jinho · CIK 0001681464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,825 F1 · shares: Total 3,927 Restricted Stock Units (RSU) were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 3,927 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.