Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2018 Filed May 17, 2018 20:22 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 4,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030902 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,709 Underlying: Common Stock · 4,958 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Tax withholdingCommon Stock | 1,714 | $3.75 | $6,427.50 |
DisclosureSEC source: 0001209191-18-030902 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,032 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030902 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:21 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030896 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,125 Underlying: Common Stock · 1,375 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:21 UTC |
Kalra SanjayChief Financial Officer
|
Tax withholdingCommon Stock | 475 | $3.75 | $1,781.25 |
DisclosureSEC source: 0001209191-18-030896 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,072 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:21 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030896 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 6/12/2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030900 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,333 Underlying: Common Stock · 16,333 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 5,647 | $3.75 | $21,176.25 |
DisclosureSEC source: 0001209191-18-030900 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,593 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030900 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2018. These restricted stock units were initially granted to the Reporting Person on 7/11/2017, and were identified on a Form 4 filed by the Reporting Person on 7/12/2017. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:20 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030895 · doc4.xml · derivative · entry 2 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:20 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030895 · doc4.xml · nonDerivative · entry 1 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018. Read SEC document |
| May 08, 2018 Filed May 9, 2018 17:06 UTC |
Reaugh MitziDirector
|
PurchaseCommon Stock | 5,500 | $3.64 | $20,039.80 |
DisclosureSEC source: 0001209191-18-028796 · doc4.xml · nonDerivative · entry 1 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,944 Read SEC document |
| May 07, 2018 Filed May 7, 2018 19:35 UTC |
KVAMME FLOYD EDirector
|
PurchaseCommon Stock | 20,000 | $3.70 | $74,000.00 |
DisclosureSEC source: 0001209191-18-028278 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,922 Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:29 UTC |
Kalra SanjayChief Financial Officer
|
SaleCommon Stock | 1,738 | $4.00 | $6,952.00 |
DisclosureSEC source: 0001209191-18-027756 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,172 F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:29 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027756 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2019-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:29 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027756 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/1/2018. These restricted stock units were initially granted to the Reporting Person on 11/21/2016, and were identified on a Form 3 filed by the Reporting Person on 6/6/2017. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:27 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027745 · doc4.xml · derivative · entry 2 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires 2018-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:27 UTC |
Warren TimothySVP and CTO, Video Products
|
Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027745 · doc4.xml · nonDerivative · entry 1 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/1/2018. These restricted stock units were were identified on a Form 3 filed by the Reporting Person on 2/15/2018. Read SEC document |
| April 18, 2018 Filed Apr 20, 2018 20:50 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
GrantPerformance Restricted Stock Units · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-025730 · doc4.xml · derivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2019-09-30 F1 · security: Each performance restricted stock unit, or PRSU, represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: If the closing price of HLIT's common stock, as quoted on the NASDAQ Stock Market, equals or exceeds certain stock price thresholds for at least 20 consecutive trading days (the "Minimum Trading Period"), then 50% of the PRSUs will vest on the final day of the Minimum Trading Period. If the stock price threshold for which the Minimum Trading Period has been satisfied exceeds one or more other stock price thresholds for which the PRSU award has not already vested, then the vesting associated with all such stock price thresholds shall occur as of the close of market on the final day of the Minimum Trading Period. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:51 UTC |
Warren TimothySVP and CTO, Video Products
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021353 · doc4.xml · derivative · entry 1 Warren Timothy · CIK 0001731241 · SVP and CTO, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2021-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2019, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:49 UTC |
Kalra SanjayChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021352 · doc4.xml · derivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2021-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2019, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:48 UTC |
Haltmayer NevenSr. Vice President, R&D
|
GrantRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021351 · doc4.xml · derivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2021-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2019, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:47 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021350 · doc4.xml · derivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2021-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2019, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:46 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
GrantRestricted Stock Units · Derivative | 120,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021349 · doc4.xml · derivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2021-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2019, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 00:52 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 23,272 | $3.53 | $82,150.16 |
DisclosureSEC source: 0001209191-18-018650 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,907 F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 00:52 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 12,309 | $3.53 | $43,448.31 |
DisclosureSEC source: 0001209191-18-018650 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 695,851 F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 00:51 UTC |
Haltmayer NevenSr. Vice President, R&D
|
SaleCommon Stock | 6,719 | $3.53 | $23,712.02 |
DisclosureSEC source: 0001209191-18-018649 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,788 F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 00:51 UTC |
Haltmayer NevenSr. Vice President, R&D
|
SaleCommon Stock | 3,479 | $3.53 | $12,279.83 |
DisclosureSEC source: 0001209191-18-018649 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,130 F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:32 UTC |
Kalra SanjayChief Financial Officer
|
SaleCommon Stock | 3,959 | $3.53 | $13,974.48 |
DisclosureSEC source: 0001209191-18-018614 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,910 F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:32 UTC |
Kalra SanjayChief Financial Officer
|
SaleCommon Stock | 6,496 | $3.53 | $22,929.58 |
DisclosureSEC source: 0001209191-18-018614 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,702 F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:10 UTC |
Theodosopoulos NikosDirector
|
GrantRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018851 · doc4.xml · derivative · entry 1 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,802 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2019. Vested shares will be delivered to the reporting person on or immediately following February 15, 2019. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:08 UTC |
REDDERSEN WILLIAM FDirector
|
GrantRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018845 · doc4.xml · derivative · entry 1 REDDERSEN WILLIAM F · CIK 0001124476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,802 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2019. Vested shares will be delivered to the reporting person on or immediately following February 15, 2019. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:09 UTC |
SWENSON SUSANDirector
|
GrantRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018849 · doc4.xml · derivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,802 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2019. Vested shares will be delivered to the reporting person on or immediately following February 15, 2019. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:07 UTC |
Reaugh MitziDirector
|
GrantRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018841 · doc4.xml · derivative · entry 1 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,802 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2019. Vested shares will be delivered to the reporting person on or immediately following February 15, 2019. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:06 UTC |
KVAMME FLOYD EDirector
|
GrantRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018839 · doc4.xml · derivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,802 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2019. Vested shares will be delivered to the reporting person on or immediately following February 15, 2019. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:06 UTC |
KRALL DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 45,070 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018836 · doc4.xml · derivative · entry 1 KRALL DAVID · CIK 0001203375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,070 Underlying: Common Stock · 45,070 shares Expires 2021-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in three equal parts on February 15, 2019, February 15, 2020, and February 15, 2021. Vested shares will be delivered to the reporting person on or immediately following each vest date. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:05 UTC |
GALLAGHER PATRICKDirector
|
GrantRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018834 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,802 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2019. Vested shares will be delivered to the reporting person on or immediately following February 15, 2019. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 00:52 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 63,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018650 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 00:52 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 33,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018650 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 00:51 UTC |
Haltmayer NevenSr. Vice President, R&D
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Exercise / conversionCommon Stock | 18,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018649 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 00:51 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionCommon Stock | 9,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018649 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 00:49 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
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Exercise / conversionCommon Stock | 32,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018648 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:32 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 9,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018614 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:32 UTC |
Kalra SanjayChief Financial Officer
|
Exercise / conversionCommon Stock | 17,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018614 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 23:37 UTC |
Warren TimothySVP, Video Products
|
Exercise / conversionCommon Stock | 20,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018615 · doc4.xml · nonDerivative · entry 1 Warren Timothy · CIK 0001731241 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:53 UTC |
SWENSON SUSANDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011570 · doc4.xml · derivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:53 UTC |
SWENSON SUSANDirector
|
Exercise / conversionCommon Stock | 20,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011570 · doc4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:51 UTC |
KVAMME FLOYD EDirector
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Exercise / conversionRestricted Stock Unit · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011567 · doc4.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:51 UTC |
KVAMME FLOYD EDirector
|
Exercise / conversionCommon Stock | 20,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011567 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:36 UTC |
Reaugh MitziDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011546 · doc4.xml · derivative · entry 2 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.