Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| POWER INTEGRATIONS INCPOWI · Entity 4280 | Director | May 02, 2019 | May 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
POWER INTEGRATIONS INC
Report date May 02, 2019 · Filed May 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 274,380 |
Reported balance
After 2019-05-02 transaction · row 1
1 source rowRow 1 · 2019-05-02 · Exercise / conversion · Acquired 3,000 · Balance 274,380 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.21 · Expires 2019-07-01 | Direct | 0 |
Reported balance
After 2019-05-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-02 · Exercise / conversion · Disposed 3,000 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMONIC INC.
Report date June 05, 2019 · Filed June 07, 2019
Section 16 reporting ended · disclosed 2019-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 799,125 |
Reported balance
After 2019-06-05 transaction · row 1
1 source rowRow 1 · 2019-06-05 · Exercise / conversion · Acquired 6,401 · Balance 799,125 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-06-05 | Direct | 0 |
Reported balance
After 2019-06-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-05 · Exercise / conversion · Disposed 6,401 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2: In connection with Mr. Kvamme not standing for re-election at the Company's annual meeting of stockholders held on June 5, 2019 and retiring from the Company's board of directors, the vesting for Mr. Kvamme's annual restricted stock unit grant was prorated to the period he served on the Company's board, from the grant date to June 5, 2019. The grant was made on April 3, 2019 and reported in a Form 4 filed by the individual on April 4, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2: In connection with Mr. Kvamme not standing for re-election at the Company's annual meeting of stockholders held on June 5, 2019 and retiring from the Company's board of directors, the vesting for Mr. Kvamme's annual restricted stock unit grant was prorated to the period he served on the Company's board, from the grant date to June 5, 2019. The grant was made on April 3, 2019 and reported in a Form 4 filed by the individual on April 4, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2019 Filed Jun 7, 2019 18:31 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 6,401 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035456 · doc4.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,401 shares Expires 2019-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: In connection with Mr. Kvamme not standing for re-election at the Company's annual meeting of stockholders held on June 5, 2019 and retiring from the Company's board of directors, the vesting for Mr. Kvamme's annual restricted stock unit grant was prorated to the period he served on the Company's board, from the grant date to June 5, 2019. The grant was made on April 3, 2019 and reported in a Form 4 filed by the individual on April 4, 2019. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 18:31 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 6,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035456 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 6, 2019 18:20 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $24.21 | $0.00 |
DisclosureSEC source: 0000833640-19-000115 · edgardoc.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 6, 2019 18:20 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | Exercise / conversionCommon Stock | 3,000 | $24.21 | $72,630.00 |
DisclosureSEC source: 0000833640-19-000115 · edgardoc.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2019 Filed Apr 4, 2019 20:01 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 21,238 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023607 · doc4.xml · derivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,238 Underlying: Common Stock · 21,238 shares Expires 2020-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2020. Vested shares will be delivered to the reporting person on or immediately following February 15, 2020. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 00:04 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011785 · doc4.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 21, 2019 00:04 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 33,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011785 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/9/2018, and were identified on a Form 4 filed by the Reporting Person on 3/12/2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:59 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | GrantCommon Stock | 1,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000833640-18-000193 · edgardoc.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,380 Read SEC document |
| May 07, 2018 Filed May 7, 2018 19:35 UTC | HARMONIC INC. HLIT · Entity 4789 | PurchaseCommon Stock | 20,000 | $3.70 | $74,000.00 |
DisclosureSEC source: 0001209191-18-028278 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,922 Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:06 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 33,802 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018839 · doc4.xml · derivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,802 Underlying: Common Stock · 33,802 shares Expires 2019-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2019. Vested shares will be delivered to the reporting person on or immediately following February 15, 2019. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:51 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011567 · doc4.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:51 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 20,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011567 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011544 · doc4.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 20,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011544 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:23 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011525 · doc4.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:23 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 20,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011525 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 23:15 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $31.46 | $0.00 |
DisclosureSEC source: 0000833640-17-000217 · edgardoc.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 23:15 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | Exercise / conversionCommon Stock | 10,000 | $31.46 | $314,600.00 |
DisclosureSEC source: 0000833640-17-000217 · edgardoc.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 15:37 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | GrantCommon Stock | 1,399 | $0.00 | $0.00 |
DisclosureSEC source: 0000833640-17-000172 · edgardoc.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,031 Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 13:44 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 20,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023231 · doc4.xml · derivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,690 Underlying: Common Stock · 20,690 shares Expires 2018-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2018. Vested shares will be delivered to the reporting person on or immediately following February 15, 2018. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:38 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012158 · doc4.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:38 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012158 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| October 11, 2016 Filed Oct 12, 2016 21:21 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $25.48 | $0.00 |
DisclosureSEC source: 0000833640-16-000403 · edgardoc.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2016-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2016 Filed Oct 12, 2016 21:21 UTC | POWER INTEGRATIONS INC POWI · Entity 4280 | Exercise / conversionCommon Stock | 10,000 | $25.48 | $254,800.00 |
DisclosureSEC source: 0000833640-16-000403 · edgardoc.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.