HKHC

SEC source: 0001437749-24-036138 · rdgdoc.xml · nonDerivative · entry 2

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Common Inc.

Disclosed balance after: 8,216,473

F2 · balance_after: 8,214,337 of the 8,216,473 shares reported, which were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc.(HKHC), are not available for trading. Mr. Stahl owns approximately 21% of the shares reported and exercises discretion overshares of the Issuer. He disclaims beneficial ownership over the remaining shares.

SEC source: 0001437749-24-036138 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,666

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc (HKHC). Of the shares reported, only 206 are available for trading.

SEC source: 0001437749-24-036119 · rdgdoc.xml · nonDerivative · entry 1

Kesslen Jay H · CIK 0001525039 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275

SEC source: 0001437749-25-014487 · rdgdoc.xml · nonDerivative · entry 6

Horizon Common Inc · CIK 0002033370 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,216,473

F1 · balance_after: 8,214,337 of the 8,216,533 shares reported, which were received on August 1, 2024, in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc. (HKHC), are not available for trading. Transactions listed on behalf of the Reporting Person were also previously reported on the respective Form 4s filed by Murray Stahl and/or Peter Doyle, as applicable.

SEC source: 0001437749-24-036017 · rdgdoc.xml · nonDerivative · entry 2

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Common Inc.

Disclosed balance after: 8,216,467

F2 · balance_after: 8,214,337 of the 8,216,467 shares reported, which were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc.(HKHC), are not available for trading. Mr. Stahl owns approximately 21% of the shares reported and exercises discretion overshares of the Issuer. He disclaims beneficial ownership over the remaining shares.

SEC source: 0001437749-24-036017 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,658

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc (HKHC). Of the shares reported, only 198 are available for trading.

SEC source: 0001437749-25-014487 · rdgdoc.xml · nonDerivative · entry 5

Horizon Common Inc · CIK 0002033370 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,216,467

F1 · balance_after: 8,214,337 of the 8,216,533 shares reported, which were received on August 1, 2024, in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc. (HKHC), are not available for trading. Transactions listed on behalf of the Reporting Person were also previously reported on the respective Form 4s filed by Murray Stahl and/or Peter Doyle, as applicable.

SEC source: 0001437749-24-035919 · rdgdoc.xml · nonDerivative · entry 2

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Common Inc.

Disclosed balance after: 8,216,461

F2 · balance_after: 8,214,337 of the 8,216,461 shares reported, which were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc.(HKHC), are not available for trading. Mr. Stahl owns approximately 21% of the shares reported and exercises discretion overshares of the Issuer. He disclaims beneficial ownership over the remaining shares.

SEC source: 0001437749-24-035919 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,650

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 190 are available for trading.

SEC source: 0001437749-25-014487 · rdgdoc.xml · nonDerivative · entry 4

Horizon Common Inc · CIK 0002033370 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,216,461

F1 · balance_after: 8,214,337 of the 8,216,533 shares reported, which were received on August 1, 2024, in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc. (HKHC), are not available for trading. Transactions listed on behalf of the Reporting Person were also previously reported on the respective Form 4s filed by Murray Stahl and/or Peter Doyle, as applicable.

SEC source: 0001437749-24-035858 · rdgdoc.xml · nonDerivative · entry 2

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Common Inc.

Disclosed balance after: 8,216,455

F2 · balance_after: 8,214,337 of the 8,216,455 shares reported, which were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc.(HKHC), are not available for trading. Mr. Stahl owns approximately 21% of the shares reported and exercises discretion overshares of the Issuer. He disclaims beneficial ownership over the remaining shares.

SEC source: 0001437749-24-035858 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,642

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 182 are available for trading.

SEC source: 0001437749-24-035814 · rdgdoc.xml · nonDerivative · entry 1

Rosenthal Brent D · CIK 0001443849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400

SEC source: 0001437749-24-035810 · rdgdoc.xml · nonDerivative · entry 1

Williams Alun · CIK 0001865275 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50

SEC source: 0001437749-25-014487 · rdgdoc.xml · nonDerivative · entry 3

Horizon Common Inc · CIK 0002033370 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,216,455

F1 · balance_after: 8,214,337 of the 8,216,533 shares reported, which were received on August 1, 2024, in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc. (HKHC), are not available for trading. Transactions listed on behalf of the Reporting Person were also previously reported on the respective Form 4s filed by Murray Stahl and/or Peter Doyle, as applicable.

SEC source: 0001437749-24-035716 · rdgdoc.xml · nonDerivative · entry 3

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Common Inc.

Disclosed balance after: 8,216,449

F2 · balance_after: 8,214,337 of the 8,216,449 shares reported, which were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC andScott's Liquid Gold-Inc.(HKHC), and are not available for trading. Mr. Stahl owns approximately 21% of the shares reported and exercises discretion overshares of the Issuer. He disclaims beneficial ownership over the remaining shares.

SEC source: 0001437749-24-035716 · rdgdoc.xml · nonDerivative · entry 2

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 5

SEC source: 0001437749-24-035716 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,634

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 174 are available for trading.

SEC source: 0001437749-24-035706 · rdgdoc.xml · nonDerivative · entry 1

Russell Grimaldi · CIK 0001866235 · CCO & Assoc General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132

SEC source: 0001437749-25-014487 · rdgdoc.xml · nonDerivative · entry 2

Horizon Common Inc · CIK 0002033370 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,216,449

F1 · balance_after: 8,214,337 of the 8,216,533 shares reported, which were received on August 1, 2024, in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc. (HKHC), are not available for trading. Transactions listed on behalf of the Reporting Person were also previously reported on the respective Form 4s filed by Murray Stahl and/or Peter Doyle, as applicable.

SEC source: 0001437749-24-035592 · rdgdoc.xml · nonDerivative · entry 3

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Horizon Common Inc.

Disclosed balance after: 8,216,443

F2 · balance_after: 8,214,337 of the 8,216,443 shares reported, which were received on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc.(HKHC), and are not available for trading. Mr. Stahl owns approximately 21% of the shares reported and exercises discretion over shares of the Issuer. He disclaims beneficial ownership over the remaining shares.

SEC source: 0001437749-24-035592 · rdgdoc.xml · nonDerivative · entry 2

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 4

SEC source: 0001437749-24-035592 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,626

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 166 are available for trading.

SEC source: 0001437749-25-014487 · rdgdoc.xml · nonDerivative · entry 1

Horizon Common Inc · CIK 0002033370 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,216,443

F1 · balance_after: 8,214,337 of the 8,216,533 shares reported, which were received on August 1, 2024, in connection with the merger between Horizon Kinetics LLC and Scotts Liquid Gold-Inc. (HKHC), are not available for trading. Transactions listed on behalf of the Reporting Person were also previously reported on the respective Form 4s filed by Murray Stahl and/or Peter Doyle, as applicable.

SEC source: 0001437749-24-035456 · rdgdoc.xml · nonDerivative · entry 1

Rosenthal Brent D · CIK 0001443849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300

SEC source: 0001437749-24-035548 · rdgdoc.xml · nonDerivative · entry 1

Nagelberg Allison · CIK 0001408737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

SEC source: 0001437749-24-028825 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,616

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 156 are available for trading.

SEC source: 0001437749-24-028719 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,608

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 148 are available for trading.

SEC source: 0001437749-24-028712 · rdgdoc.xml · nonDerivative · entry 1

Brennan Alice C · CIK 0001770906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

SEC source: 0001437749-24-028631 · rdgdoc.xml · nonDerivative · entry 1

DOYLE PETER · CIK 0001295022 · Director · Vice-President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,682

F1 · balance_after: Mr. Doyle received 880,457 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 225 are available for trading.

SEC source: 0001437749-24-028612 · rdgdoc.xml · nonDerivative · entry 1

Nagelberg Allison · CIK 0001408737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200

SEC source: 0001437749-24-028603 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,600

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 140 are available for trading.

SEC source: 0001437749-24-028517 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,592

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 132 are available for trading.

SEC source: 0001437749-24-028417 · rdgdoc.xml · nonDerivative · entry 1

DOYLE PETER · CIK 0001295022 · Director · Vice-President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,632

F1 · balance_after: Mr. Doyle received 880,457 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 175 are available for trading.

SEC source: 0001437749-24-028385 · rdgdoc.xml · nonDerivative · entry 1

STAHL MURRAY · CIK 0001207097 · Director · CEO and CIO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,584

F1 · balance_after: Mr. Stahl received 248,460 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported all but 124 shares are not currently available for trading.

SEC source: 0001437749-24-028365 · rdgdoc.xml · nonDerivative · entry 1

Brennan Alice C · CIK 0001770906 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

SEC source: 0001437749-24-028415 · rdgdoc.xml · nonDerivative · entry 1

DOYLE PETER · CIK 0001295022 · Director · Vice-President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,582

F1 · balance_after: Mr. Doyle received 880,457 shares on August 1, 2024 in connection with the merger between Horizon Kinetics LLC and Scott's Liquid Gold-Inc (HKHC). Of the shares reported, only 125 are available for trading.

SEC source: 0001829240-23-000002 · primary_doc.xml · nonDerivative · entry 2

Maran Capital Management, LLC · CIK 0001829240 · 10% owner

Maran Partners Fund, LP · CIK 0001655289 · 10% owner

Maran Partners GP, LLC · CIK 0001829261 · 10% owner

Maran SPV, LP · CIK 0001825478 · 10% owner

Maran SPV GP, LLC · CIK 0001829571 · 10% owner

Roller Daniel J · CIK 0001829268 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Daniel J. Roller

Disclosed balance after: 190,000

F1 · security: This Form 4 is filed jointly by Maran Partners Fund, LP ("Maran Partners LP"), Maran Partners GP, LLC ("Maran Partners GP"), Maran SPV, LP ("Maran SPV"), Maran SPV GP, LLC ("Maran SPV GP"), Maran Capital Management, LLC ("Maran Capital Management") and Daniel J. Roller (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.10 per share. Additionally, Mr. Roller is a director of the Issuer.

F3 · ownership.nature: These shares are owned directly by Daniel J. Roller.

SEC source: 0001829240-23-000002 · primary_doc.xml · nonDerivative · entry 1

Maran Capital Management, LLC · CIK 0001829240 · 10% owner

Maran Partners Fund, LP · CIK 0001655289 · 10% owner

Maran Partners GP, LLC · CIK 0001829261 · 10% owner

Maran SPV, LP · CIK 0001825478 · 10% owner

Maran SPV GP, LLC · CIK 0001829571 · 10% owner

Roller Daniel J · CIK 0001829268 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Maran Partners Fund, LP

Disclosed balance after: 4,214,150

F1 · security: This Form 4 is filed jointly by Maran Partners Fund, LP ("Maran Partners LP"), Maran Partners GP, LLC ("Maran Partners GP"), Maran SPV, LP ("Maran SPV"), Maran SPV GP, LLC ("Maran SPV GP"), Maran Capital Management, LLC ("Maran Capital Management") and Daniel J. Roller (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.10 per share. Additionally, Mr. Roller is a director of the Issuer.

F2 · ownership.nature: Securities owned directly by Maran Partners LP. As the general partner of Maran Partners LP, Maran Partners GP may be deemed to beneficially own the securities owned directly by Maran Partners LP. As the investment manager of Maran Partners LP, Maran Capital Management may be deemed to beneficially own the securities owned directly by Maran Partners LP. As the sole managing member of each of Maran Capital Management and Maran Partners GP, Mr. Roller may be deemed to beneficially own the securities owned directly by Maran Partners LP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

SEC source: 0001104659-23-070821 · tm2318588-1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN MARK E · CIK 0001106828 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001829240-23-000001 · primary_doc.xml · nonDerivative · entry 1

Maran Capital Management, LLC · CIK 0001829240 · 10% owner

Maran Partners Fund, LP · CIK 0001655289 · 10% owner

Maran Partners GP, LLC · CIK 0001829261 · 10% owner

Maran SPV, LP · CIK 0001825478 · 10% owner

Maran SPV GP, LLC · CIK 0001829571 · 10% owner

Roller Daniel J · CIK 0001829268 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Maran Partners Fund, LP

Disclosed balance after: 3,510,083

F1 · security: This Form 4 is filed jointly by Maran Partners Fund, LP ("Maran Partners LP"), Maran Partners GP, LLC ("Maran Partners GP"), Maran SPV, LP ("Maran SPV"), Maran SPV GP, LLC ("Maran SPV GP"), Maran Capital Management, LLC ("Maran Capital Management")and Daniel J. Roller (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock, par value $0.10 per share. Additionally, Mr. Roller is a director of the Issuer.

F2 · ownership.nature: Securities owned directly by Maran Partners LP. As the general partner of Maran Partners LP, Maran Partners GP may be deemed to beneficially own the securities owned directly by Maran Partners LP. As the investment manager of Maran Partners LP, Maran Capital Management may be deemed to beneficially own the securities owned directly by Maran Partners LP. As the sole managing member of each of Maran Capital Management and Maran Partners GP, Mr. Roller may be deemed to beneficially own the securities owned directly by Maran Partners LP. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

SEC source: 0001442755-23-000002 · primary_doc.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Restricted stock award vested on the grant date.

SEC source: 0001829268-23-000001 · primary_doc.xml · nonDerivative · entry 1

Roller Daniel J · CIK 0001829268 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Restricted stock award vested on the grant date.

SEC source: 0001566549-22-000002 · primary_doc.xml · derivative · entry 2

Hyman Michael B. · CIK 0001566549 · Sales Principal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Underlying: Common stock · 10,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On October 2, 2020 the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date.

F2 · derivative.expiration_date: On October 2, 2020 the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date.

SEC source: 0001566549-22-000002 · primary_doc.xml · nonDerivative · entry 1

Hyman Michael B. · CIK 0001566549 · Sales Principal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001104659-22-042603 · tm2211487-1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN MARK E · CIK 0001106828 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,584,538

F1 · price: The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 per share to $1.09 per share, inclusive. The reporting person undertakes to provide to Scott's Liquid Gold - Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000088000-22-000001 · primary_doc.xml · nonDerivative · entry 1

Pedrazzini Tisha · CIK 0001842755 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: Restricted stock award vested on the grant date.

SEC source: 0001104659-21-145822 · tm2134453d1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN MARK E · CIK 0001106828 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,711,538

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 per share to $1.21 per share, inclusive. The reporting person undertakes to provide to Scott's Liquid Gold - Inc., any security holder of Scott's Liquid Gold - Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001104659-21-145400 · tm2134361-1_4seq1.xml · nonDerivative · entry 1

GOLDSTEIN MARK E · CIK 0001106828 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774,652

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 per share to $1.40 per share, inclusive. The reporting person undertakes to provide to Scott's Liquid Gold - Inc., any security holder of Scott's Liquid Gold - Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000088000-21-000016 · primary_doc.xml · derivative · entry 8

Bailey Leah S · CIK 0001713869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units were settled in shares of common stock upon vesting

F3 · derivative.exercise_date: On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date.

F3 · derivative.expiration_date: On November 14, 2019, the reporting person was granted 5,000 restricted stock units, vesting in three equal annual installments beginning on the grant date.