Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Genasys Inc.GNSS · Entity 7058 | Director | August 26, 2026 | August 26, 2026 |
| HireQuest, Inc.HQI · Entity 6214 | Director | August 12, 2026 | August 14, 2026 |
| Horizon Kinetics Holding CorpSLGD · Entity 1286 | Director | May 11, 2023 | May 15, 2023 |
| InfuSystem Holdings, IncINFU · Entity 6163 | Director | September 06, 2023 | September 08, 2023 |
| Optex Systems Holdings IncOPXS · Entity 7005 | Director | November 04, 2025 | November 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Genasys Inc.
Report date August 26, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 197,285 |
Reported balance
After 2026-08-26 transaction · row 1
1 source rowRow 1 · 2026-08-26 · Purchase · Acquired 1,000 · Balance 197,285 |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,628,495 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,628,495 F1: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 300 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 300 F2: Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.
F2: Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.
HireQuest, Inc.
Report date August 12, 2026 · Filed August 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,924 |
Ending reported balance
After 2026-08-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-12 · Grant · Acquired 1,036 · Balance 102,924 F1: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 864 of these shares vest on November 12, 2026 and 172 shares vest on August 12, 2028. F2: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share. Row 2 · 2026-08-12 · Grant · Acquired 4,000 · Balance 106,924 F3: Represents shares of restricted stock awarded to the reporting person in the capacity as a Director of Issuer for Board of Director services. These shares represent an Annual Award pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. These shares will vest on June 15, 2028. F4: Shares awarded for board service. See note 3. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share. |
| Common StockSEC Table I · non-derivative | IndirectSee FN | 120,130 |
Reported balance
Holding disclosure · report date 2026-08-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 120,130 F5: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 864 of these shares vest on November 12, 2026 and 172 shares vest on August 12, 2028.
F2: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share.
F3: Represents shares of restricted stock awarded to the reporting person in the capacity as a Director of Issuer for Board of Director services. These shares represent an Annual Award pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. These shares will vest on June 15, 2028.
F4: Shares awarded for board service. See note 3. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share.
F5: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Horizon Kinetics Holding Corp
Report date May 11, 2023 · Filed May 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 100,000 |
Reported balance
After 2023-05-11 transaction · row 1
1 source rowRow 1 · 2023-05-11 · Grant · Acquired 100,000 · Balance 100,000 F1: Restricted stock award vested on the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock award vested on the grant date.
InfuSystem Holdings, Inc
Report date September 06, 2023 · Filed September 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee FN | 45,000 |
Reported balance
After 2023-09-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-09-06 · Sale · Disposed 12,500 · Balance 45,000 F1: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 23,225 |
Reported balance
Holding disclosure · report date 2023-09-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,225 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Optex Systems Holdings Inc
Report date November 04, 2025 · Filed November 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 98,278 |
Reported balance
After 2025-11-04 transaction · row 1
1 source rowRow 1 · 2025-11-04 · Grant · Acquired 4,000 · Balance 98,278 F1: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Nicoya Fund LLC | 1,887 |
Reported balance
Holding disclosure · report date 2025-11-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,887 |
Filing footnotes · ownership attribution and instrument terms
F1: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2026 Filed Aug 26, 2026 20:10 UTC | Genasys Inc. GNSS · Entity 7058 | PurchaseCommon Stock | 1,000 | $1.55 | $1,545.00 |
DisclosureSEC source: 0001193125-26-368466 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,285 Read SEC document |
| August 12, 2026 Filed Aug 14, 2026 20:08 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-26-007653 · section16.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,924 F3 · shares: Represents shares of restricted stock awarded to the reporting person in the capacity as a Director of Issuer for Board of Director services. These shares represent an Annual Award pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. These shares will vest on June 15, 2028. F4 · price: Shares awarded for board service. See note 3. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share. Read SEC document |
| August 12, 2026 Filed Aug 14, 2026 20:08 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-26-007653 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,924 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 864 of these shares vest on November 12, 2026 and 172 shares vest on August 12, 2028. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 23:50 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 47,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-116425 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,285 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2027 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:06 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-26-001882 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,888 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 1,207 of these shares vest on June 2, 2026 and 241 shares vest on March 2, 2028. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $11.91 per share. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 14:45 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 3,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-25-012839 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,440 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 2,974 of these shares vest on February 7, 2026 and 594 shares vest on November 7, 2027. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $9.67 per share. Read SEC document |
| November 04, 2025 Filed Nov 7, 2025 02:31 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | GrantCOMMON STOCK | 4,000 | $16.74 | $66,960.00 |
DisclosureSEC source: 0001493152-25-021140 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,278 F1 · shares: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74. F1 · price: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:04 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 6,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-230082 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,665 F1 · kind: Represents shares of common stock granted to the reporting person in lieu of accrued cash retainer for the third and fourth quarters of fiscal year 2025. The number of shares was determined based on the cash value of the accrued retainer divided by the closing price of the Company's common stock on the grant date. Read SEC document |
| June 27, 2025 Filed Jun 30, 2025 20:05 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | SaleCOMMON STOCK | 15,000 | $11.01 | $165,150.00 |
DisclosureSEC source: 0001641172-25-017128 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,278 Read SEC document |
| June 23, 2025 Filed Jun 25, 2025 20:05 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-25-007394 · section16.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,872 F3 · shares: Represents shares of restricted stock awarded to the reporting person in his capacity as a Director of Issuer for Board of Director services. These shares represent an Annual Award pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. These shares will vest on June 23, 2027. F4 · price: Shares awarded for board service. See note 3. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $10.12 per share. Read SEC document |
| June 23, 2025 Filed Jun 25, 2025 20:05 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,704 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-25-007394 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,872 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 1,420 of these shares vest on September 23, 2025 and 280 shares vest on June 23, 2027. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $10.12 per share. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:05 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | SaleCOMMON STOCK | 5,000 | $9.37 | $46,850.00 |
DisclosureSEC source: 0001641172-25-014699 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Nicoya Fund LLC Disclosed balance after: 1,887 Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:21 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 38,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042029 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,254 F1 · kind: Represents restricted stock units (RSUs) that vest upon the earlier of (i) the date of the Company's 2026 annual shareholder meeting or (ii) a change of control event. Each RSU represents a contingent right to one share of the Company's common stock and is eligible to be settled solely in shares of the Company's common stock. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 18:11 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,287 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-25-001632 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,168 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 1073 of these shares vest on May 15, 2025 and 215 shares vest on February 13, 2027. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $13.40 per share. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:05 UTC | Genasys Inc. GNSS · Entity 7058 | GrantCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-006189 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,118 F1 · price: On January 15, 2025, the issuer granted to the reporting person 5,000 restricted stock units (RSUs) that vest on March 14, 2025 as pro-rata grant pursuant to company's Director compensation policies. Each RSU represents a contingent right to receive one share of Genasys Inc. common stock and is eligible to be settled solely in shares of Genasys Inc. common stock. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 20:14 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,191 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-014828 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,881 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 993 of these shares vest on February 20, 2025 and 198 shares vest on November 20, 2026. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $14.48 per share. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 22:38 UTC | Optex Systems Holdings Inc OPXS · Entity 7005 | GrantCOMMON STOCK | 7,600 | $8.10 | $61,560.00 |
DisclosureSEC source: 0001493152-24-044097 · ownership.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,278 F1 · shares: 100% vesting on January 1, 2026. The NASDAQ closing price per share of common stock on the date of grant was $8.10. F1 · price: 100% vesting on January 1, 2026. The NASDAQ closing price per share of common stock on the date of grant was $8.10. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:30 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-012649 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,690 F1 · price: Shares awarded as match for open market purchases made during the year pursuant to non-employee director compensation plan. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $14.16 per share. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:05 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-010753 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,290 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 1065 of these shares vest on November 13, 2024 and 213 shares vest on August 13, 2026. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $13.50 per share. Read SEC document |
| June 27, 2024 Filed Jul 1, 2024 20:05 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-008476 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,012 F1 · shares: Represents shares of restricted stock awarded to the reporting person in his capacity as a Director of Issuer for Board of Director services. These shares represent an Annual Award pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. These shares will vest on September 27, 2024. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $12.30 per share. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 20:14 UTC | HireQuest, Inc. HQI · Entity 6214 | PurchaseCommon Stock | 2,000 | $12.29 | $24,583.60 |
DisclosureSEC source: 0001654954-24-008237 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,012 F1 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $12.2299 - $12.345 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 14, 2024 Filed May 15, 2024 20:07 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-006403 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,012 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 1,169 of these shares vest on August 15, 2024 and 234 shares vest on May 15, 2026. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $12.30 per share. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:05 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,294 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-002301 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,610 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 1078 of these shares vest on May 26, 2024 and 216 shares vest on February 26, 2026. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $13.34 per share. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 21:11 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-000136 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,316 F1 · shares: Represents shares of restricted stock awarded to the reporting person in his capacity as a Director of Issuer as a partial match for open market purchases pursuant to the 2019 HireQuest, Inc. Non-Employee Director Compensation Plan. These shares vest December 15, 2025. F2 · price: Shares awarded pursuant to Compensation Plan. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $15.35. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:05 UTC | HireQuest, Inc. HQI · Entity 6214 | PurchaseCommon Stock | 4,000 | $16.18 | $64,738.80 |
DisclosureSEC source: 0001654954-23-015706 · section16.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 120,130 F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:05 UTC | HireQuest, Inc. HQI · Entity 6214 | PurchaseCommon Stock | 2,000 | $16.31 | $32,620.00 |
DisclosureSEC source: 0001654954-23-015706 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,116 Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 21:05 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 1,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-014984 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,116 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 1,004 of these shares vest on February 28, 2024 and 201 shares vest on November 28, 2025. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $14.32 per share. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 22:38 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 12,500 | $10.09 | $126,072.50 |
DisclosureSEC source: 0001628280-23-031908 · wf-form4_169421272056336.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 45,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 05, 2023 Filed Sep 5, 2023 22:16 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 5,000 | $10.19 | $50,972.50 |
DisclosureSEC source: 0001628280-23-031425 · wf-form4_169395219004608.xml · nonDerivative · entry 3 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 57,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:16 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 12,500 | $10.24 | $128,036.25 |
DisclosureSEC source: 0001628280-23-031425 · wf-form4_169395219004608.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 62,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:16 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 10,000 | $10.36 | $103,643.00 |
DisclosureSEC source: 0001628280-23-031425 · wf-form4_169395219004608.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 75,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 30, 2023 Filed Aug 30, 2023 22:07 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 5,000 | $10.17 | $50,871.00 |
DisclosureSEC source: 0001628280-23-031012 · wf-form4_169343323022317.xml · nonDerivative · entry 3 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 85,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 22:07 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 10,000 | $10.34 | $103,357.00 |
DisclosureSEC source: 0001628280-23-031012 · wf-form4_169343323022317.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 90,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 22:07 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 5,000 | $10.31 | $51,541.00 |
DisclosureSEC source: 0001628280-23-031012 · wf-form4_169343323022317.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 100,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 25, 2023 Filed Aug 25, 2023 22:25 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 10,000 | $10.20 | $102,022.00 |
DisclosureSEC source: 0001628280-23-030675 · wf-form4_169300232529268.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 105,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 22:25 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 10,000 | $10.78 | $107,780.00 |
DisclosureSEC source: 0001628280-23-030675 · wf-form4_169300232529268.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 115,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2023 Filed Aug 18, 2023 22:11 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 19,856 | $10.66 | $211,591.49 |
DisclosureSEC source: 0001628280-23-030017 · wf-form4_169239669161317.xml · nonDerivative · entry 3 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 125,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 22:11 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 15,560 | $10.61 | $165,149.17 |
DisclosureSEC source: 0001628280-23-030017 · wf-form4_169239669161317.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 144,856 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 22:11 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 10,000 | $10.73 | $107,321.00 |
DisclosureSEC source: 0001628280-23-030017 · wf-form4_169239669161317.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 160,416 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 22:22 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 15,000 | $10.68 | $160,255.50 |
DisclosureSEC source: 0001628280-23-029700 · wf-form4_169222452797483.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 170,416 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 14:46 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-010955 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,911 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 763 of these shares vest on November 15, 2023 and 153 shares vest on August 15, 2023. F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $18.83 per share. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 22:22 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 5,000 | $10.82 | $54,121.50 |
DisclosureSEC source: 0001628280-23-029700 · wf-form4_169222452797483.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 185,416 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 08, 2023 Filed Jun 8, 2023 23:15 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 20,000 | $8.70 | $173,986.00 |
DisclosureSEC source: 0001628280-23-021596 · wf-form4_168626613095500.xml · nonDerivative · entry 3 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 190,416 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 23:15 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 7,158 | $8.92 | $63,869.40 |
DisclosureSEC source: 0001628280-23-021596 · wf-form4_168626613095500.xml · nonDerivative · entry 2 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 210,416 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 23:15 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | SaleCommon Stock | 5,000 | $9.04 | $45,189.50 |
DisclosureSEC source: 0001628280-23-021596 · wf-form4_168626613095500.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See FN Disclosed balance after: 217,574 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 18, 2023 Filed May 23, 2023 00:23 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantStock Options (right to buy) · Derivative | 24,424 | $0.00 Strike: $9.18 | $0.00 |
DisclosureSEC source: 0001628280-23-019354 · wf-form4_168480139731546.xml · derivative · entry 3 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,424 Underlying: Common Stock · 24,424 shares Expires 2033-05-18 F2 · derivative.exercise_date: The option, representing the right to purchase a total of 24,424 shares of InfuSystem Holdings, Inc. common stock, vests on May 18, 2024. Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:49 UTC | Horizon Kinetics Holding Corp SLGD · Entity 1286 | GrantCommon Stock, par value $0.10 per share | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001442755-23-000002 · primary_doc.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Restricted stock award vested on the grant date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 21:09 UTC | HireQuest, Inc. HQI · Entity 6214 | GrantCommon Stock | 979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-000098 · section16.xml · nonDerivative · entry 1 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,995 F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer as a partial match for open market purchases pursuant to the 2019 HireQuest, Inc. Non-Employee Director Compensation Plan. These shares will vest December 27, 2024. F2 · price: Shares awarded pursuant to Compensation Plan. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $15.81 per share. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 21:06 UTC | HireQuest, Inc. HQI · Entity 6214 | PurchaseCommon Stock | 1,000 | $15.90 | $15,900.00 |
DisclosureSEC source: 0001654954-22-017048 · section16.xml · nonDerivative · entry 4 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See FN Disclosed balance after: 116,130 F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 21:06 UTC | HireQuest, Inc. HQI · Entity 6214 | PurchaseCommon Stock | 809 | $15.75 | $12,741.75 |
DisclosureSEC source: 0001654954-22-017048 · section16.xml · nonDerivative · entry 3 Malhotra R. Rimmy · CIK 0001442755 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,016 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.