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Nasdaq · USD

HHS

HARTE HANKS INC

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7438
SEC CIK
0000045919
Parsed reports
263

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2018 Filed Jun 25, 2018 17:05 UTC
Munden Robert Linton ReevesEVP, GC & Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,164 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-008296 · wf-form4_152994628755554.xml · derivative · entry 3

Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,328

Underlying: Common Stock · 5,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 15,492 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 15,492 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:05 UTC
Munden Robert Linton ReevesEVP, GC & Secretary
Tax withholdingCommon Stock 1,258 $11.23 $14,127.34
Disclosure

SEC source: 0001628280-18-008296 · wf-form4_152994628755554.xml · nonDerivative · entry 2

Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,956

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:05 UTC
Munden Robert Linton ReevesEVP, GC & Secretary
Exercise / conversionCommon Stock 5,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-008296 · wf-form4_152994628755554.xml · nonDerivative · entry 1

Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:04 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 3,755 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-008294 · wf-form4_152994622019820.xml · derivative · entry 3

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,512

Underlying: Common Stock · 3,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 11,267 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 11,267 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:04 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
Tax withholdingCommon Stock 1,089 $11.23 $12,229.47
Disclosure

SEC source: 0001628280-18-008294 · wf-form4_152994622019820.xml · nonDerivative · entry 2

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,211

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:04 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
Exercise / conversionCommon Stock 3,755 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-008294 · wf-form4_152994622019820.xml · nonDerivative · entry 1

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:04 UTC Exercise / conversionRestricted Stock Units · Derivative 2,816 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-008295 · wf-form4_152994625158774.xml · derivative · entry 3

Harrison Andrew P · CIK 0001566753 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,634

Underlying: Common Stock · 2,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:04 UTC Tax withholdingCommon Stock 661 $11.23 $7,423.03
Disclosure

SEC source: 0001628280-18-008295 · wf-form4_152994625158774.xml · nonDerivative · entry 2

Harrison Andrew P · CIK 0001566753 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,004

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:04 UTC Exercise / conversionCommon Stock 2,816 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-008295 · wf-form4_152994625158774.xml · nonDerivative · entry 1

Harrison Andrew P · CIK 0001566753 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 12:48 UTC Exercise / conversionRestricted Stock Units · Derivative 2,061 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-008283 · wf-form4_152993091368705.xml · derivative · entry 2

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,124

Underlying: Common Stock · 2,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 12:48 UTC Exercise / conversionCommon Stock 2,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-008283 · wf-form4_152993091368705.xml · nonDerivative · entry 1

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:03 UTC
Alvarado Carlos MVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 938 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-008293 · wf-form4_152994618518244.xml · derivative · entry 3

Alvarado Carlos M · CIK 0001580195 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,878

Underlying: Common Stock · 938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 2,816 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 2,816 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:03 UTC
Alvarado Carlos MVice President and Controller
Tax withholdingCommon Stock 220 $11.23 $2,470.60
Disclosure

SEC source: 0001628280-18-008293 · wf-form4_152994618518244.xml · nonDerivative · entry 2

Alvarado Carlos M · CIK 0001580195 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 17:03 UTC
Alvarado Carlos MVice President and Controller
Exercise / conversionCommon Stock 938 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-008293 · wf-form4_152994618518244.xml · nonDerivative · entry 1

Alvarado Carlos M · CIK 0001580195 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 12:47 UTC Exercise / conversionRestricted Stock Units · Derivative 2,061 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-008282 · wf-form4_152993084600484.xml · derivative · entry 2

COPELAND DAVID L · CIK 0001033746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,124

Underlying: Common Stock · 2,061 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 23, 2018 Filed Jun 25, 2018 12:47 UTC Exercise / conversionCommon Stock 2,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-18-008282 · wf-form4_152993084600484.xml · nonDerivative · entry 1

COPELAND DAVID L · CIK 0001033746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 13:20 UTC
ODOM JUDY CDirector
Tax withholdingRestricted Stock Units · Derivative 6,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007908 · wf-form4_152906883034437.xml · derivative · entry 2

ODOM JUDY C · CIK 0000900471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 13:20 UTC
ODOM JUDY CDirector
Tax withholdingCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007908 · wf-form4_152906883034437.xml · nonDerivative · entry 1

ODOM JUDY C · CIK 0000900471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,457

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 13:19 UTC
Key ScottDirector
Tax withholdingRestricted Stock Units · Derivative 6,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007907 · wf-form4_152906876495379.xml · derivative · entry 2

Key Scott · CIK 0001377237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 13:19 UTC
Key ScottDirector
Tax withholdingCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007907 · wf-form4_152906876495379.xml · nonDerivative · entry 1

Key Scott · CIK 0001377237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 13:18 UTC Tax withholdingRestricted Stock Units · Derivative 11,039 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007906 · wf-form4_152906867625894.xml · derivative · entry 2

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

Read SEC document
June 15, 2018 Filed Jun 15, 2018 13:18 UTC Tax withholdingCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007906 · wf-form4_152906867625894.xml · nonDerivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,764

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 14:26 UTC OtherCommon Stock, $1.00 par value 4,178 $11.66 $48,715.48
Disclosure

SEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 4

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Investment Partners, L.P.

Disclosed balance after: 29,733

F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person.

F5 · ownership.nature: Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 14:26 UTC OtherCommon Stock, $1.00 par value 5,155 $11.66 $60,107.30
Disclosure

SEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 3

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, Ltd.

Disclosed balance after: 36,685

F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person.

F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 14:26 UTC OtherCommon Stock, $1.00 par value 10,667 $11.66 $124,377.22
Disclosure

SEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 2

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sidus Double Alpha Fund, L.P.

Disclosed balance after: 75,911

F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person.

F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 14:26 UTC OtherCommon Stock, $1.00 par value 20,000 $11.66 $233,200.00
Disclosure

SEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managed Account of Sidus Investment Management, LLC

Disclosed balance after: 12,669

F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person.

F2 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 ofthe Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 17:58 UTC
PUCKETT KAREN ADirector · President and CEO
Tax withholdingCommon Stock 1,447 $9.60 $13,891.20
Disclosure

SEC source: 0001628280-18-004313 · wf-form4_152398791071611.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,502

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 17:57 UTC
Munden Robert Linton ReevesCFO, GC & Secretary
Tax withholdingCommon Stock 527 $9.60 $5,059.20
Disclosure

SEC source: 0001628280-18-004312 · wf-form4_152398781615826.xml · nonDerivative · entry 1

Munden Robert Linton Reeves · CIK 0001488578 · CFO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 17:56 UTC Tax withholdingCommon Stock 665 $9.60 $6,384.00
Disclosure

SEC source: 0001628280-18-004311 · wf-form4_152398776829089.xml · nonDerivative · entry 1

Harrison Andrew P · CIK 0001566753 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,849

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 17:55 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
Tax withholdingCommon Stock 378 $9.60 $3,628.80
Disclosure

SEC source: 0001628280-18-004310 · wf-form4_152398769269647.xml · nonDerivative · entry 1

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,545

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

Read SEC document
April 15, 2018 Filed Apr 17, 2018 17:54 UTC
Alvarado Carlos MVice President and Controller
Tax withholdingCommon Stock 114 $9.60 $1,094.40
Disclosure

SEC source: 0001628280-18-004308 · wf-form4_152398761908901.xml · nonDerivative · entry 1

Alvarado Carlos M · CIK 0001580195 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 16:05 UTC GrantCommon Stock 1,091 $9.16 $9,993.56
Disclosure

SEC source: 0001628280-18-004242 · wf-form4_152363551343069.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 16:04 UTC
ODOM JUDY CDirector
GrantCommon Stock 1,241 $9.16 $11,367.56
Disclosure

SEC source: 0001628280-18-004241 · wf-form4_152363547288006.xml · nonDerivative · entry 1

ODOM JUDY C · CIK 0000900471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

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April 13, 2018 Filed Apr 13, 2018 16:03 UTC GrantCommon Stock 272 $9.16 $2,491.52
Disclosure

SEC source: 0001628280-18-004240 · wf-form4_152363542134308.xml · nonDerivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

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April 13, 2018 Filed Apr 13, 2018 16:03 UTC GrantCommon Stock 1,091 $9.16 $9,993.56
Disclosure

SEC source: 0001628280-18-004238 · wf-form4_152363534229990.xml · nonDerivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,699

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018.

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February 05, 2018 Filed Feb 7, 2018 20:45 UTC
PUCKETT KAREN ADirector · President and CEO
Tax withholdingCommon Stock 77 $8.81 $678.37
Disclosure

SEC source: 0001628280-18-001207 · wf-form4_151803628688765.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,947

F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to the Issuer's 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting. The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

F2 · balance_after: The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

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February 01, 2018 Filed Feb 2, 2018 17:20 UTC
Lal Shirish RChief Operating Officer & CTO
Tax withholdingCommon Stock 4,912 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-000902 · wf-form4_151759201925091.xml · nonDerivative · entry 1

Lal Shirish R · CIK 0001667513 · Chief Operating Officer & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632

F1 · shares: These shares of restricted stock were issued pursuant to an employment inducement restricted stock agreement and were forfeited prior to vesting upon the Reporting Person's resignation of employment. The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

F2 · balance_after: The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

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January 02, 2018 Filed Jan 2, 2018 21:07 UTC
PUCKETT KAREN ADirector · President and CEO
GrantCommon Stock 36,609 $0.95 $34,778.55
Disclosure

SEC source: 0001628280-18-000056 · wf-form4_151492722638711.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,261

F1 · shares: These shares were issued as a stock award in lieu of salary under the Issuer's 2013 Omnibus Incentive Plan and the amended terms of the Reporting Person's employment agreement with the Issuer; the amount reflects the value of the after-tax portion of salary forgone by the Reporting Person between September 1, 2017 and December 31, 2017.

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November 27, 2017 Filed Nov 28, 2017 16:55 UTC GrantCommon Stock 13,084 $1.07 $13,999.88
Disclosure

SEC source: 0001628280-17-011855 · wf-form4_151188810166062.xml · nonDerivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,099

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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November 27, 2017 Filed Nov 28, 2017 16:54 UTC GrantCommon Stock 8,060 $1.07 $8,624.20
Disclosure

SEC source: 0001628280-17-011854 · wf-form4_151188803906393.xml · nonDerivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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November 27, 2017 Filed Nov 28, 2017 16:53 UTC GrantCommon Stock 7,902 $1.07 $8,455.14
Disclosure

SEC source: 0001628280-17-011853 · wf-form4_151188799411957.xml · nonDerivative · entry 1

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,920

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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November 27, 2017 Filed Jan 22, 2018 19:55 UTC Amendment GrantCommon Stock 10,339 $1.07 $11,062.73
Disclosure

SEC source: 0001628280-18-000521 · wf-form4a_151665090934032.xml · nonDerivative · entry 1

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,357

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

F2 · shares: Due to a clerical error, the original filing reflected 2,437 too few shares as being granted.

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November 13, 2017 Filed Nov 15, 2017 21:35 UTC Amendment
BIRO JON CChief Financial Officer
GrantStock Option (right to buy) · Derivative 338,552 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001628280-17-011600 · wf-form4a_151078169908609.xml · derivative · entry 1

BIRO JON C · CIK 0001221219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,552

Underlying: Common Stock · 338,552 shares

Expires 2027-11-13

F1 · derivative.exercise_price: As a result of a clerical error, the Exercise Price in the original filing was incorrectly listed as $0.5317 and has been corrected to reflect the actual Exercise Price of $1.00.

F2 · derivative.exercise_date: These securities were issued pursuant to a Nonqualified Stock Option Inducement Award Agreement with the Reporting Person, and vest in four equal installments on the first through fourth anniversaries of the grant date.

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November 13, 2017 Filed Nov 15, 2017 20:18 UTC
BIRO JON CChief Financial Officer
GrantStock Option (right to buy) · Derivative 338,552 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001628280-17-011592 · wf-form4_151077708387970.xml · derivative · entry 2

BIRO JON C · CIK 0001221219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,552

Underlying: Common Stock · 338,552 shares

Expires 2027-11-13

F3 · derivative.exercise_date: These securities were issued pursuant to a Nonqualified Stock Option Inducement Award Agreement with the Reporting Person, and vest in four equal installments on the first through fourth anniversaries of the grant date.

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November 13, 2017 Filed Nov 15, 2017 20:18 UTC
BIRO JON CChief Financial Officer
GrantRestricted Stock Units · Derivative 240,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-011592 · wf-form4_151077708387970.xml · derivative · entry 1

BIRO JON C · CIK 0001221219 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to a Restricted Stock Unit Inducement Award Agreement with the Reporting Person, and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to a Restricted Stock Unit Inducement Award Agreement with the Reporting Person, and vest in three equal installments on the first through third anniversaries of the grant date.

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October 28, 2017 Filed Oct 30, 2017 18:25 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
Tax withholdingCommon Stock 1,402 $1.01 $1,416.02
Disclosure

SEC source: 0001628280-17-010364 · wf-form4_150938790785115.xml · nonDerivative · entry 1

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,240

F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting.

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September 17, 2017 Filed Sep 18, 2017 15:46 UTC
PUCKETT KAREN ADirector · President and CEO
Tax withholdingCommon Stock 19,364 $0.87 $16,796.33
Disclosure

SEC source: 0001628280-17-009367 · wf-form4_150574960343341.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,652

F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting.

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August 03, 2017 Filed Aug 4, 2017 17:38 UTC GrantRestricted Stock Units · Derivative 63,829 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008083 · wf-form4_150186829888277.xml · derivative · entry 1

Tobia Alfred Victor Jr. · CIK 0001712316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,829

Underlying: Common Stock · 63,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

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August 03, 2017 Filed Aug 4, 2017 17:39 UTC GrantRestricted Stock Units · Derivative 63,829 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008084 · wf-form4_150186836710750.xml · derivative · entry 1

KEATING MELVIN L · CIK 0001263463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,829

Underlying: Common Stock · 63,829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

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July 26, 2017 Filed Jul 26, 2017 19:06 UTC GrantCommon Stock 19,660 $1.03 $20,249.80
Disclosure

SEC source: 0001179110-17-010683 · edgar.xml · nonDerivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,015

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.