Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2018 Filed Jun 25, 2018 17:05 UTC |
Munden Robert Linton ReevesEVP, GC & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 5,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008296 · wf-form4_152994628755554.xml · derivative · entry 3 Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,328 Underlying: Common Stock · 5,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 15,492 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 15,492 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:05 UTC |
Munden Robert Linton ReevesEVP, GC & Secretary
|
Tax withholdingCommon Stock | 1,258 | $11.23 | $14,127.34 |
DisclosureSEC source: 0001628280-18-008296 · wf-form4_152994628755554.xml · nonDerivative · entry 2 Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,956 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:05 UTC |
Munden Robert Linton ReevesEVP, GC & Secretary
|
Exercise / conversionCommon Stock | 5,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008296 · wf-form4_152994628755554.xml · nonDerivative · entry 1 Munden Robert Linton Reeves · CIK 0001488578 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC |
GRILLO FRANK MEVP & Chief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008294 · wf-form4_152994622019820.xml · derivative · entry 3 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,512 Underlying: Common Stock · 3,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 11,267 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 11,267 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC |
GRILLO FRANK MEVP & Chief Marketing Officer
|
Tax withholdingCommon Stock | 1,089 | $11.23 | $12,229.47 |
DisclosureSEC source: 0001628280-18-008294 · wf-form4_152994622019820.xml · nonDerivative · entry 2 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,211 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC |
GRILLO FRANK MEVP & Chief Marketing Officer
|
Exercise / conversionCommon Stock | 3,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008294 · wf-form4_152994622019820.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC | Exercise / conversionRestricted Stock Units · Derivative | 2,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008295 · wf-form4_152994625158774.xml · derivative · entry 3 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634 Underlying: Common Stock · 2,816 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 8,450 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
|
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC | Tax withholdingCommon Stock | 661 | $11.23 | $7,423.03 |
DisclosureSEC source: 0001628280-18-008295 · wf-form4_152994625158774.xml · nonDerivative · entry 2 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,004 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units. Read SEC document |
|
| June 23, 2018 Filed Jun 25, 2018 17:04 UTC | Exercise / conversionCommon Stock | 2,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008295 · wf-form4_152994625158774.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
|
| June 23, 2018 Filed Jun 25, 2018 12:48 UTC |
FARLEY WILLIAM FDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008283 · wf-form4_152993091368705.xml · derivative · entry 2 FARLEY WILLIAM F · CIK 0001037860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,124 Underlying: Common Stock · 2,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 12:48 UTC |
FARLEY WILLIAM FDirector
|
Exercise / conversionCommon Stock | 2,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008283 · wf-form4_152993091368705.xml · nonDerivative · entry 1 FARLEY WILLIAM F · CIK 0001037860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:03 UTC |
Alvarado Carlos MVice President and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008293 · wf-form4_152994618518244.xml · derivative · entry 3 Alvarado Carlos M · CIK 0001580195 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,878 Underlying: Common Stock · 938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 2,816 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 2,816 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:03 UTC |
Alvarado Carlos MVice President and Controller
|
Tax withholdingCommon Stock | 220 | $11.23 | $2,470.60 |
DisclosureSEC source: 0001628280-18-008293 · wf-form4_152994618518244.xml · nonDerivative · entry 2 Alvarado Carlos M · CIK 0001580195 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,833 F2 · shares: Represents shares withheld to offset the reporting person's tax obligations upon vesting of the Restricted Stock Units. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 17:03 UTC |
Alvarado Carlos MVice President and Controller
|
Exercise / conversionCommon Stock | 938 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008293 · wf-form4_152994618518244.xml · nonDerivative · entry 1 Alvarado Carlos M · CIK 0001580195 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 12:47 UTC |
COPELAND DAVID LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-008282 · wf-form4_152993084600484.xml · derivative · entry 2 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,124 Underlying: Common Stock · 2,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On June 23, 2017, the reporting person was granted 6,185 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 23, 2018 Filed Jun 25, 2018 12:47 UTC |
COPELAND DAVID LDirector
|
Exercise / conversionCommon Stock | 2,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-008282 · wf-form4_152993084600484.xml · nonDerivative · entry 1 COPELAND DAVID L · CIK 0001033746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 13:20 UTC |
ODOM JUDY CDirector
|
Tax withholdingRestricted Stock Units · Derivative | 6,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007908 · wf-form4_152906883034437.xml · derivative · entry 2 ODOM JUDY C · CIK 0000900471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 13:20 UTC |
ODOM JUDY CDirector
|
Tax withholdingCommon Stock | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007908 · wf-form4_152906883034437.xml · nonDerivative · entry 1 ODOM JUDY C · CIK 0000900471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,457 F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 13:19 UTC |
Key ScottDirector
|
Tax withholdingRestricted Stock Units · Derivative | 6,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007907 · wf-form4_152906876495379.xml · derivative · entry 2 Key Scott · CIK 0001377237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 13:19 UTC |
Key ScottDirector
|
Tax withholdingCommon Stock | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007907 · wf-form4_152906876495379.xml · nonDerivative · entry 1 Key Scott · CIK 0001377237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,764 F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 13:18 UTC |
HARTE CHRISTOPHER MDirector
|
Tax withholdingRestricted Stock Units · Derivative | 11,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007906 · wf-form4_152906867625894.xml · derivative · entry 2 HARTE CHRISTOPHER M · CIK 0001180354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. F3 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 13:18 UTC |
HARTE CHRISTOPHER MDirector
|
Tax withholdingCommon Stock | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007906 · wf-form4_152906867625894.xml · nonDerivative · entry 1 HARTE CHRISTOPHER M · CIK 0001180354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,764 F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:26 UTC |
Tobia Alfred Victor Jr.Director
|
OtherCommon Stock, $1.00 par value | 4,178 | $11.66 | $48,715.48 |
DisclosureSEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 4 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Investment Partners, L.P. Disclosed balance after: 29,733 F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person. F5 · ownership.nature: Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:26 UTC |
Tobia Alfred Victor Jr.Director
|
OtherCommon Stock, $1.00 par value | 5,155 | $11.66 | $60,107.30 |
DisclosureSEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 3 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, Ltd. Disclosed balance after: 36,685 F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person. F4 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:26 UTC |
Tobia Alfred Victor Jr.Director
|
OtherCommon Stock, $1.00 par value | 10,667 | $11.66 | $124,377.22 |
DisclosureSEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 2 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Sidus Double Alpha Fund, L.P. Disclosed balance after: 75,911 F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person. F3 · ownership.nature: Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 14:26 UTC |
Tobia Alfred Victor Jr.Director
|
OtherCommon Stock, $1.00 par value | 20,000 | $11.66 | $233,200.00 |
DisclosureSEC source: 0001628280-18-007847 · wf-form4_152898635392110.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Managed Account of Sidus Investment Management, LLC Disclosed balance after: 12,669 F1 · kind: Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person. F2 · ownership.nature: Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 ofthe Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:58 UTC |
PUCKETT KAREN ADirector · President and CEO
|
Tax withholdingCommon Stock | 1,447 | $9.60 | $13,891.20 |
DisclosureSEC source: 0001628280-18-004313 · wf-form4_152398791071611.xml · nonDerivative · entry 1 PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,502 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:57 UTC |
Munden Robert Linton ReevesCFO, GC & Secretary
|
Tax withholdingCommon Stock | 527 | $9.60 | $5,059.20 |
DisclosureSEC source: 0001628280-18-004312 · wf-form4_152398781615826.xml · nonDerivative · entry 1 Munden Robert Linton Reeves · CIK 0001488578 · CFO, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,050 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:56 UTC | Tax withholdingCommon Stock | 665 | $9.60 | $6,384.00 |
DisclosureSEC source: 0001628280-18-004311 · wf-form4_152398776829089.xml · nonDerivative · entry 1 Harrison Andrew P · CIK 0001566753 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,849 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
|
| April 15, 2018 Filed Apr 17, 2018 17:55 UTC |
GRILLO FRANK MEVP & Chief Marketing Officer
|
Tax withholdingCommon Stock | 378 | $9.60 | $3,628.80 |
DisclosureSEC source: 0001628280-18-004310 · wf-form4_152398769269647.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,545 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| April 15, 2018 Filed Apr 17, 2018 17:54 UTC |
Alvarado Carlos MVice President and Controller
|
Tax withholdingCommon Stock | 114 | $9.60 | $1,094.40 |
DisclosureSEC source: 0001628280-18-004308 · wf-form4_152398761908901.xml · nonDerivative · entry 1 Alvarado Carlos M · CIK 0001580195 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115 F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 16:05 UTC |
Tobia Alfred Victor Jr.Director
|
GrantCommon Stock | 1,091 | $9.16 | $9,993.56 |
DisclosureSEC source: 0001628280-18-004242 · wf-form4_152363551343069.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,897 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 16:04 UTC |
ODOM JUDY CDirector
|
GrantCommon Stock | 1,241 | $9.16 | $11,367.56 |
DisclosureSEC source: 0001628280-18-004241 · wf-form4_152363547288006.xml · nonDerivative · entry 1 ODOM JUDY C · CIK 0000900471 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 16:03 UTC |
KEATING MELVIN LDirector
|
GrantCommon Stock | 272 | $9.16 | $2,491.52 |
DisclosureSEC source: 0001628280-18-004240 · wf-form4_152363542134308.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| April 13, 2018 Filed Apr 13, 2018 16:03 UTC |
HARTE CHRISTOPHER MDirector
|
GrantCommon Stock | 1,091 | $9.16 | $9,993.56 |
DisclosureSEC source: 0001628280-18-004238 · wf-form4_152363534229990.xml · nonDerivative · entry 1 HARTE CHRISTOPHER M · CIK 0001180354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,699 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. F2 · balance_after: All share amounts reflect adjustment for the issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:45 UTC |
PUCKETT KAREN ADirector · President and CEO
|
Tax withholdingCommon Stock | 77 | $8.81 | $678.37 |
DisclosureSEC source: 0001628280-18-001207 · wf-form4_151803628688765.xml · nonDerivative · entry 1 PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,947 F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to the Issuer's 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting. The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018. F2 · balance_after: The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 17:20 UTC |
Lal Shirish RChief Operating Officer & CTO
|
Tax withholdingCommon Stock | 4,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-000902 · wf-form4_151759201925091.xml · nonDerivative · entry 1 Lal Shirish R · CIK 0001667513 · Chief Operating Officer & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,632 F1 · shares: These shares of restricted stock were issued pursuant to an employment inducement restricted stock agreement and were forfeited prior to vesting upon the Reporting Person's resignation of employment. The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018. F2 · balance_after: The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 21:07 UTC |
PUCKETT KAREN ADirector · President and CEO
|
GrantCommon Stock | 36,609 | $0.95 | $34,778.55 |
DisclosureSEC source: 0001628280-18-000056 · wf-form4_151492722638711.xml · nonDerivative · entry 1 PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,261 F1 · shares: These shares were issued as a stock award in lieu of salary under the Issuer's 2013 Omnibus Incentive Plan and the amended terms of the Reporting Person's employment agreement with the Issuer; the amount reflects the value of the after-tax portion of salary forgone by the Reporting Person between September 1, 2017 and December 31, 2017. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 16:55 UTC |
HARTE CHRISTOPHER MDirector
|
GrantCommon Stock | 13,084 | $1.07 | $13,999.88 |
DisclosureSEC source: 0001628280-17-011855 · wf-form4_151188810166062.xml · nonDerivative · entry 1 HARTE CHRISTOPHER M · CIK 0001180354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,099 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 16:54 UTC |
Tobia Alfred Victor Jr.Director
|
GrantCommon Stock | 8,060 | $1.07 | $8,624.20 |
DisclosureSEC source: 0001628280-17-011854 · wf-form4_151188803906393.xml · nonDerivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,060 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 16:53 UTC |
FARLEY WILLIAM FDirector
|
GrantCommon Stock | 7,902 | $1.07 | $8,455.14 |
DisclosureSEC source: 0001628280-17-011853 · wf-form4_151188799411957.xml · nonDerivative · entry 1 FARLEY WILLIAM F · CIK 0001037860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,920 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
| November 27, 2017 Filed Jan 22, 2018 19:55 UTC Amendment |
FARLEY WILLIAM FDirector
|
GrantCommon Stock | 10,339 | $1.07 | $11,062.73 |
DisclosureSEC source: 0001628280-18-000521 · wf-form4a_151665090934032.xml · nonDerivative · entry 1 FARLEY WILLIAM F · CIK 0001037860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,357 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. F2 · shares: Due to a clerical error, the original filing reflected 2,437 too few shares as being granted. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:35 UTC Amendment |
BIRO JON CChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 338,552 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011600 · wf-form4a_151078169908609.xml · derivative · entry 1 BIRO JON C · CIK 0001221219 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,552 Underlying: Common Stock · 338,552 shares Expires 2027-11-13 F1 · derivative.exercise_price: As a result of a clerical error, the Exercise Price in the original filing was incorrectly listed as $0.5317 and has been corrected to reflect the actual Exercise Price of $1.00. F2 · derivative.exercise_date: These securities were issued pursuant to a Nonqualified Stock Option Inducement Award Agreement with the Reporting Person, and vest in four equal installments on the first through fourth anniversaries of the grant date. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 20:18 UTC |
BIRO JON CChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 338,552 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001628280-17-011592 · wf-form4_151077708387970.xml · derivative · entry 2 BIRO JON C · CIK 0001221219 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,552 Underlying: Common Stock · 338,552 shares Expires 2027-11-13 F3 · derivative.exercise_date: These securities were issued pursuant to a Nonqualified Stock Option Inducement Award Agreement with the Reporting Person, and vest in four equal installments on the first through fourth anniversaries of the grant date. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 20:18 UTC |
BIRO JON CChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 240,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-011592 · wf-form4_151077708387970.xml · derivative · entry 1 BIRO JON C · CIK 0001221219 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 240,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units were issued pursuant to a Restricted Stock Unit Inducement Award Agreement with the Reporting Person, and vest in three equal installments on the first through third anniversaries of the grant date. F2 · derivative.expiration_date: These restricted stock units were issued pursuant to a Restricted Stock Unit Inducement Award Agreement with the Reporting Person, and vest in three equal installments on the first through third anniversaries of the grant date. Read SEC document |
| October 28, 2017 Filed Oct 30, 2017 18:25 UTC |
GRILLO FRANK MEVP & Chief Marketing Officer
|
Tax withholdingCommon Stock | 1,402 | $1.01 | $1,416.02 |
DisclosureSEC source: 0001628280-17-010364 · wf-form4_150938790785115.xml · nonDerivative · entry 1 GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,240 F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting. Read SEC document |
| September 17, 2017 Filed Sep 18, 2017 15:46 UTC |
PUCKETT KAREN ADirector · President and CEO
|
Tax withholdingCommon Stock | 19,364 | $0.87 | $16,796.33 |
DisclosureSEC source: 0001628280-17-009367 · wf-form4_150574960343341.xml · nonDerivative · entry 1 PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,652 F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 17:38 UTC |
Tobia Alfred Victor Jr.Director
|
GrantRestricted Stock Units · Derivative | 63,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008083 · wf-form4_150186829888277.xml · derivative · entry 1 Tobia Alfred Victor Jr. · CIK 0001712316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,829 Underlying: Common Stock · 63,829 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 17:39 UTC |
KEATING MELVIN LDirector
|
GrantRestricted Stock Units · Derivative | 63,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008084 · wf-form4_150186836710750.xml · derivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,829 Underlying: Common Stock · 63,829 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock. F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date. Read SEC document |
| July 26, 2017 Filed Jul 26, 2017 19:06 UTC |
HARTE CHRISTOPHER MDirector
|
GrantCommon Stock | 19,660 | $1.03 | $20,249.80 |
DisclosureSEC source: 0001179110-17-010683 · edgar.xml · nonDerivative · entry 1 HARTE CHRISTOPHER M · CIK 0001180354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,015 F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.