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Lal Shirish R

Disclosed activity across 1 company

Tapewire entity
169879
SEC CIK
0001667513

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HARTE HANKS INC

Report date February 01, 2018 · Filed February 02, 2018

Section 16 reporting ended · disclosed 2018-02-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,632 Reported balance After 2018-02-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-02-01 · Tax withholding · Disposed 4,912 · Balance 1,632

F1: These shares of restricted stock were issued pursuant to an employment inducement restricted stock agreement and were forfeited prior to vesting upon the Reporting Person's resignation of employment. The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

F2: The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of restricted stock were issued pursuant to an employment inducement restricted stock agreement and were forfeited prior to vesting upon the Reporting Person's resignation of employment. The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

F2: The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2018 Filed Feb 2, 2018 17:20 UTC HARTE HANKS INC HHS · Entity 7438 Tax withholdingCommon Stock 4,912 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-000902 · wf-form4_151759201925091.xml · nonDerivative · entry 1

Lal Shirish R · CIK 0001667513 · Chief Operating Officer & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632

F1 · shares: These shares of restricted stock were issued pursuant to an employment inducement restricted stock agreement and were forfeited prior to vesting upon the Reporting Person's resignation of employment. The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

F2 · balance_after: The share amounts reflect the effect of the Issuer's 1-for-10 reverse stock split effective January 31, 2018.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:42 UTC HARTE HANKS INC HHS · Entity 7438 GrantStock Appreciation Right · Derivative 295,774 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001179110-17-009720 · edgar.xml · derivative · entry 2

Lal Shirish R · CIK 0001667513 · Chief Operating Officer & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,774

Underlying: Common Stock · 295,774 shares

Expires not disclosed

F3 · derivative.exercise_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

F3 · derivative.expiration_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

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June 23, 2017 Filed Jun 27, 2017 22:42 UTC HARTE HANKS INC HHS · Entity 7438 GrantRestricted Stock Units · Derivative 197,183 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009720 · edgar.xml · derivative · entry 1

Lal Shirish R · CIK 0001667513 · Chief Operating Officer & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,183

Underlying: Common Stock · 197,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

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March 16, 2017 Filed Mar 20, 2017 13:16 UTC HARTE HANKS INC HHS · Entity 7438 Tax withholdingCommon Stock 8,241 $1.49 $12,279.09
Disclosure

SEC source: 0001179110-17-004892 · edgar.xml · nonDerivative · entry 1

Lal Shirish R · CIK 0001667513 · Chief Operating Officer & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,676

F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.