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Nasdaq · USD

HGBL

Heritage Global Inc.

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Tapewire entity
256
SEC CIK
0000849145
Parsed reports
235

Last 12 months

Inside the activity.

5 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202611
Jun 202600
Jul 202600
Aug 202630
Sep 202612
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2016 Filed Dec 12, 2016 22:11 UTC
West Scott AllenCFO, Heritage Global Inc.
GrantOption to purchase common stock · Derivative 180,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001062993-16-012670 · form4.xml · derivative · entry 1

West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

Underlying: Common Stock · 180,000 shares

Expires 2026-12-09

F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:09 UTC
DOVE KIRKPresident and COO
GrantOption to purchase common stock · Derivative 325,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001062993-16-012669 · form4.xml · derivative · entry 1

DOVE KIRK · CIK 0001544174 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,500

Underlying: Common Stock · 325,000 shares

Expires 2026-12-09

F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date.

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December 09, 2016 Filed Dec 12, 2016 22:06 UTC
Ludwig David VanPresident of subsidiary
GrantOption to purchase common stock · Derivative 200,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001062993-16-012666 · form4.xml · derivative · entry 1

Ludwig David Van · CIK 0001628293 · President of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2026-12-09

F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:12 UTC
Sklar James EdwardEVP, Gen Counsel & Secretary
PurchaseCommon stock 35,000 $0.29 $10,150.00
Disclosure

SEC source: 0001062993-16-012585 · form4.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:44 UTC
West Scott AllenCFO, Heritage Global Inc.
PurchaseCommon stock 12,450 $0.23 $2,863.50
Disclosure

SEC source: 0001062993-16-012582 · form4.xml · nonDerivative · entry 1

West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,450

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.