Last 12 months
Inside the activity.
5 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 1 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2022 Filed May 18, 2022 14:54 UTC |
Dove Nicholas KirkPresident, Industrial Assets
|
PurchaseCommon Stock | 20,481 | $1.22 | $24,986.82 |
DisclosureSEC source: 0001209191-22-029922 · doc4.xml · nonDerivative · entry 1 Dove Nicholas Kirk · CIK 0001826542 · President, Industrial Assets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,665 Read SEC document |
| May 18, 2022 Filed May 20, 2022 15:57 UTC |
Dove Nicholas KirkPresident, Industrial Assets
|
Exercise / conversionOption to purchase common stock · Derivative | 45,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001209191-22-030868 · doc4.xml · derivative · entry 2 Dove Nicholas Kirk · CIK 0001826542 · President, Industrial Assets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2022-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| May 18, 2022 Filed May 20, 2022 15:57 UTC |
Dove Nicholas KirkPresident, Industrial Assets
|
Exercise / conversionCommon Stock | 45,000 | $0.45 | $20,250.00 |
DisclosureSEC source: 0001209191-22-030868 · doc4.xml · nonDerivative · entry 1 Dove Nicholas Kirk · CIK 0001826542 · President, Industrial Assets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2022 Filed May 16, 2022 21:13 UTC |
COBB BRIAN J.VP of Finance
|
Exercise / conversionOption to purchase common stock · Derivative | 11,250 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001209191-22-029228 · doc4.xml · derivative · entry 2 COBB BRIAN J. · CIK 0001854033 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 1/19/2018 and vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| May 16, 2022 Filed May 16, 2022 21:13 UTC |
COBB BRIAN J.VP of Finance
|
Exercise / conversionCommon Stock | 11,250 | $0.45 | $5,062.50 |
DisclosureSEC source: 0001209191-22-029228 · doc4.xml · nonDerivative · entry 1 COBB BRIAN J. · CIK 0001854033 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2022 Filed May 16, 2022 19:49 UTC |
Sklar James EdwardEVP, Gen Counsel & Secretary
|
PurchaseCommon Stock | 2,500 | $1.18 | $2,950.00 |
DisclosureSEC source: 0001209191-22-029110 · doc4.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,010 Read SEC document |
| May 16, 2022 Filed May 16, 2022 15:17 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 20,172 | $1.24 | $25,013.28 |
DisclosureSEC source: 0001209191-22-029033 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,171,309 Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 15:02 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 18,657 | $1.35 | $25,186.95 |
DisclosureSEC source: 0001209191-22-021698 · doc4.xml · nonDerivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,026 Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 21:45 UTC |
Ludwig David VanDirector · President of subsidiary
|
Exercise / conversionOption to purchase common stock · Derivative | 21,250 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001209191-22-021636 · doc4.xml · derivative · entry 3 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Underlying: Common Stock · 21,250 shares Expires 2029-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 6/1/2019 and vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 21:45 UTC |
Ludwig David VanDirector · President of subsidiary
|
Exercise / conversionCommon Stock | 21,250 | $0.70 | $14,875.00 |
DisclosureSEC source: 0001209191-22-021636 · doc4.xml · nonDerivative · entry 2 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 21:45 UTC |
Ludwig David VanDirector · President of subsidiary
|
Tax withholdingCommon Stock | 13,959 | $1.36 | $18,984.24 |
DisclosureSEC source: 0001209191-22-021636 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,896 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 14:11 UTC |
Ludwig David VanDirector · President of subsidiary
|
PurchaseCommon Stock | 8,000 | $1.34 | $10,720.00 |
DisclosureSEC source: 0001209191-22-021057 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,605 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:32 UTC |
SHIMER SAMUEL LDirector
|
Exercise / conversionOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001209191-22-020745 · doc4.xml · derivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 3/31/2015 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:32 UTC |
SHIMER SAMUEL LDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.42 | $4,200.00 |
DisclosureSEC source: 0001209191-22-020745 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2021 Filed Dec 30, 2021 17:47 UTC |
Sinsley Barbara ADirector
|
PurchaseCommon Stock | 2,788 | $1.66 | $4,628.08 |
DisclosureSEC source: 0001209191-21-071580 · doc4.xml · nonDerivative · entry 1 Sinsley Barbara A · CIK 0001821535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Read SEC document |
| December 30, 2021 Filed Dec 30, 2021 17:36 UTC |
Sharpe Kelly SDirector
|
PurchaseCommon Stock | 800 | $1.55 | $1,240.00 |
DisclosureSEC source: 0001209191-21-071575 · doc4.xml · nonDerivative · entry 1 Sharpe Kelly S · CIK 0001844350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 22:47 UTC |
Sinsley Barbara ADirector
|
PurchaseCommon Stock | 3,512 | $1.50 | $5,268.00 |
DisclosureSEC source: 0001209191-21-071511 · doc4.xml · nonDerivative · entry 1 Sinsley Barbara A · CIK 0001821535 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,512 Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 15:21 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 16,161 | $1.44 | $23,271.84 |
DisclosureSEC source: 0001209191-21-070892 · doc4.xml · nonDerivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,369 Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 20:50 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 13,867 | $1.44 | $19,968.48 |
DisclosureSEC source: 0001209191-21-070540 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,151,137 Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 15:21 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 1,200 | $1.44 | $1,728.00 |
DisclosureSEC source: 0001209191-21-070892 · doc4.xml · nonDerivative · entry 2 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,208 Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 00:50 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 16,778 | $1.49 | $24,999.22 |
DisclosureSEC source: 0001209191-21-070082 · doc4.xml · nonDerivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,008 Read SEC document |
| December 06, 2021 Filed Dec 6, 2021 23:59 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 30,701 | $1.63 | $50,042.63 |
DisclosureSEC source: 0001209191-21-068189 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,137,270 Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:11 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 15,500 | $1.60 | $24,800.00 |
DisclosureSEC source: 0001209191-21-067557 · doc4.xml · nonDerivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,230 Read SEC document |
| November 30, 2021 Filed Nov 30, 2021 23:07 UTC |
SHIMER SAMUEL LDirector
|
PurchaseCommon Stock | 8,800 | $1.51 | $13,288.00 |
DisclosureSEC source: 0001209191-21-067185 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 15:32 UTC |
SHIMER SAMUEL LDirector
|
PurchaseCommon Stock | 1,200 | $1.59 | $1,908.00 |
DisclosureSEC source: 0001209191-21-066951 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,200 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 15:54 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 2,200 | $1.74 | $3,828.00 |
DisclosureSEC source: 0001209191-21-065728 · doc4.xml · nonDerivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,730 Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 19:31 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 57,342 | $1.74 | $99,775.08 |
DisclosureSEC source: 0001209191-21-064423 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106,569 Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 19:13 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 20,000 | $1.80 | $36,000.00 |
DisclosureSEC source: 0001209191-21-064418 · doc4.xml · nonDerivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,530 Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 23:15 UTC |
SHIMER SAMUEL LDirector
|
PurchaseCommon Stock | 11,611 | $1.59 | $18,461.49 |
DisclosureSEC source: 0001209191-21-064327 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 18:23 UTC |
COBB BRIAN J.VP of Finance and Controller
|
PurchaseCommon Stock | 6,000 | $1.74 | $10,440.00 |
DisclosureSEC source: 0001209191-21-064090 · doc4.xml · nonDerivative · entry 2 COBB BRIAN J. · CIK 0001854033 · VP of Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,625 Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 18:23 UTC |
COBB BRIAN J.VP of Finance and Controller
|
PurchaseCommon Stock | 4,375 | $1.59 | $6,956.25 |
DisclosureSEC source: 0001209191-21-064090 · doc4.xml · nonDerivative · entry 1 COBB BRIAN J. · CIK 0001854033 · VP of Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 21:22 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 25,222 | $2.20 | $55,488.40 |
DisclosureSEC source: 0001209191-21-054826 · doc4.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,198,296 F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:22 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 28,245 | $2.11 | $59,596.95 |
DisclosureSEC source: 0001209191-21-054826 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,223,518 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 31, 2021 Filed Aug 31, 2021 21:31 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 15,274 | $2.12 | $32,380.88 |
DisclosureSEC source: 0001209191-21-054120 · doc4.xml · nonDerivative · entry 3 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,251,763 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.17, inclusive. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 21:31 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 6,481 | $2.23 | $14,452.63 |
DisclosureSEC source: 0001209191-21-054120 · doc4.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,267,037 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.25, inclusive. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:31 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 49,346 | $2.11 | $104,120.06 |
DisclosureSEC source: 0001209191-21-054120 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,273,518 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.14, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 26, 2021 Filed Aug 26, 2021 22:47 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 29,162 | $2.15 | $62,698.30 |
DisclosureSEC source: 0001209191-21-053540 · doc4.xml · nonDerivative · entry 3 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,322,864 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.13 to $2.17, inclusive. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 00:15 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 966 | $1.85 | $1,787.10 |
DisclosureSEC source: 0001209191-21-053387 · doc4.xml · nonDerivative · entry 3 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,992 Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 00:15 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 20,000 | $1.88 | $37,600.00 |
DisclosureSEC source: 0001209191-21-053387 · doc4.xml · nonDerivative · entry 2 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,992 Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 00:15 UTC |
Hexner MichaelDirector
|
PurchaseCommon Stock | 13,538 | $1.93 | $26,128.34 |
DisclosureSEC source: 0001209191-21-053387 · doc4.xml · nonDerivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,530 Read SEC document |
| August 25, 2021 Filed Aug 25, 2021 21:05 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 24,913 | $2.13 | $53,064.69 |
DisclosureSEC source: 0001209191-21-053335 · doc4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,227 Read SEC document |
| August 25, 2021 Filed Aug 25, 2021 15:59 UTC |
COBB BRIAN J.VP of Finance and Controller
|
PurchaseCommon Stock | 10,500 | $1.85 | $19,425.00 |
DisclosureSEC source: 0001209191-21-053280 · doc4.xml · nonDerivative · entry 1 COBB BRIAN J. · CIK 0001854033 · VP of Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,625 Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:47 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 83,513 | $1.89 | $157,839.57 |
DisclosureSEC source: 0001209191-21-053540 · doc4.xml · nonDerivative · entry 2 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,352,026 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $2.04, inclusive. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 25, 2021 Filed Sep 17, 2021 15:34 UTC |
Ludwig David VanDirector · President of subsidiary
|
Exercise / conversionOption to purchase common stock · Derivative | 200,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001209191-21-056552 · doc4.xml · derivative · entry 2 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2026-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| August 25, 2021 Filed Sep 17, 2021 15:34 UTC |
Ludwig David VanDirector · President of subsidiary
|
Exercise / conversionCommon Stock | 200,000 | $0.45 | $90,000.00 |
DisclosureSEC source: 0001209191-21-056552 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:47 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 42,487 | $1.83 | $77,751.21 |
DisclosureSEC source: 0001209191-21-053540 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,435,539 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.80 to $1.85, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 20:43 UTC |
Dove Nicholas KirkPresident, Industrial Assets
|
GrantOption to purchase common stock · Derivative | 200,000 | $0.00 Strike: $1.78 | $0.00 |
DisclosureSEC source: 0001209191-21-053324 · doc4.xml · derivative · entry 1 Dove Nicholas Kirk · CIK 0001826542 · President, Industrial Assets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-08-23 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:53 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 81,400 | $1.79 | $145,706.00 |
DisclosureSEC source: 0001209191-21-052825 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,478,026 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.78 to $1.84, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 22:25 UTC |
SILBER ALLAN C10% owner
|
SaleCommon Stock | 2,500 | $1.90 | $4,750.00 |
DisclosureSEC source: 0001209191-21-052013 · doc4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,559,426 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $1.91, inclusive. The reporting person undertakes to provide to Heritage Global Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. F2 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:41 UTC |
SILBER ALLAN C10% owner
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SaleCommon Stock | 251 | $2.53 | $635.03 |
DisclosureSEC source: 0001209191-21-044847 · doc4.xml · nonDerivative · entry 6 SILBER ALLAN C · CIK 0001009161 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Anglian Holdings, LLC Disclosed balance after: 3,561,926 F1 · ownership.nature: Anglian Holdings, LLC is a limited liability company solely owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.