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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 2, 2019 02:33 UTC GrantPerformance Share Units · Derivative 2,833 $33.04 Strike: $0.00 $93,602.32
Disclosure

SEC source: 0001046025-19-000021 · wf-form4_155149401282156.xml · derivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833

Underlying: Common Stock · 2,833 shares

Expires 2022-03-15

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:33 UTC
McDonald BryanEVP and COO
GrantRestricted Stock Units · Derivative 1,888 $33.04 Strike: $0.00 $62,379.52
Disclosure

SEC source: 0001046025-19-000020 · wf-form4_155149398194908.xml · derivative · entry 2

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888

Underlying: Common Stock · 1,888 shares

Expires 2022-03-15

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:33 UTC
McDonald BryanEVP and COO
GrantPerformance Share Units · Derivative 1,888 $33.04 Strike: $0.00 $62,379.52
Disclosure

SEC source: 0001046025-19-000020 · wf-form4_155149398194908.xml · derivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888

Underlying: Common Stock · 1,888 shares

Expires 2022-03-15

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:32 UTC GrantRestricted Stock Units · Derivative 6,780 $33.04 Strike: $0.00 $224,011.20
Disclosure

SEC source: 0001046025-19-000019 · wf-form4_155149395062796.xml · derivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,780

Underlying: Common Stock · 6,780 shares

Expires not disclosed

F1 · derivative.expiration_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:32 UTC GrantPerformance Share Units · Derivative 6,780 $33.04 Strike: $0.00 $224,011.20
Disclosure

SEC source: 0001046025-19-000019 · wf-form4_155149395062796.xml · derivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,780

Underlying: Common Stock · 6,780 shares

Expires 2022-03-15

Read SEC document
February 06, 2019 Filed Feb 6, 2019 23:39 UTC
Hinson DonaldEVPand Chief Financial Officer
SaleCommon Stock 3,268 $31.60 $103,271.09
Disclosure

SEC source: 0001046025-19-000009 · wf-form4_154949636001013.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,625

Read SEC document
February 06, 2019 Filed Feb 6, 2019 23:38 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock · Derivative 1,500 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001046025-19-000008 · wf-form4_154949632378712.xml · derivative · entry 3

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587

Underlying: Common Stock · 1,500 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2019 Filed Feb 6, 2019 23:38 UTC
Spurling David AChief Credit Officer
SaleCommon Stock 711 $31.62 $22,483.60
Disclosure

SEC source: 0001046025-19-000008 · wf-form4_154949632378712.xml · nonDerivative · entry 2

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,647

Read SEC document
February 06, 2019 Filed Feb 6, 2019 23:38 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 1,500 $14.77 $22,155.00
Disclosure

SEC source: 0001046025-19-000008 · wf-form4_154949632378712.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 17:38 UTC SaleCommon Stock 5,000 $34.74 $173,716.50
Disclosure

SEC source: 0001046025-18-000182 · wf-form4_154342671894699.xml · nonDerivative · entry 3

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,313

Read SEC document
November 27, 2018 Filed Nov 28, 2018 17:38 UTC SaleCommon Stock 5,000 $34.44 $172,214.50
Disclosure

SEC source: 0001046025-18-000182 · wf-form4_154342671894699.xml · nonDerivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,313

Read SEC document
November 26, 2018 Filed Nov 28, 2018 17:38 UTC SaleCommon Stock 5,000 $34.49 $172,447.00
Disclosure

SEC source: 0001046025-18-000182 · wf-form4_154342671894699.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,313

Read SEC document
November 15, 2018 Filed Nov 16, 2018 20:34 UTC
Banner LisaEVP Director Shared Services
SaleCommon Stock 1,326 $33.44 $44,346.74
Disclosure

SEC source: 0001046025-18-000180 · wf-form4_154240042697871.xml · nonDerivative · entry 3

Banner Lisa · CIK 0001653957 · EVP Director Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:56 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock · Derivative 1,000 $14.77 Strike: $14.77 $14,770.00
Disclosure

SEC source: 0001046025-18-000169 · wf-form4_154111295729231.xml · derivative · entry 3

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Incentive Stock Option · 1,000 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 1, 2018 22:56 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 1,000 $14.77 $14,770.00
Disclosure

SEC source: 0001046025-18-000169 · wf-form4_154111295729231.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 18:31 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionRestricted Stock Units · Derivative 113 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-18-000165 · wf-form4_153729544587553.xml · derivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224

Underlying: Common Stock · 113 shares

Expires 2020-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 18:31 UTC
Glasby WilliamEVP Chief Techonology Officer
Tax withholdingCommon Stock 24 $37.10 $890.40
Disclosure

SEC source: 0001046025-18-000165 · wf-form4_153729544587553.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89

Read SEC document
September 17, 2018 Filed Sep 18, 2018 18:31 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0001046025-18-000165 · wf-form4_153729544587553.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Nov 16, 2018 20:34 UTC
Banner LisaEVP Director Shared Services
Tax withholdingCommon Stock 129 $36.85 $4,753.65
Disclosure

SEC source: 0001046025-18-000180 · wf-form4_154240042697871.xml · nonDerivative · entry 2

Banner Lisa · CIK 0001653957 · EVP Director Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258

Read SEC document
September 05, 2018 Filed Sep 5, 2018 16:54 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock · Derivative 1,500 $14.77 Strike: $14.77 $22,155.00
Disclosure

SEC source: 0001046025-18-000163 · wf-form4_153616642328732.xml · derivative · entry 3

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087

Underlying: Common Stock · 1,500 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2018 Filed Sep 5, 2018 16:54 UTC
Spurling David AChief Credit Officer
SaleCommon Stock 615 $36.65 $22,539.75
Disclosure

SEC source: 0001046025-18-000163 · wf-form4_153616642328732.xml · nonDerivative · entry 2

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,858

Read SEC document
September 05, 2018 Filed Sep 5, 2018 16:54 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 1,500 $14.77 $22,155.00
Disclosure

SEC source: 0001046025-18-000163 · wf-form4_153616642328732.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 27, 2018 22:20 UTC
CLEES JOHN ADirector
SaleCommon Stock 1,000 $36.26 $36,258.00
Disclosure

SEC source: 0001046025-18-000161 · wf-form4_153540839615100.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,209

Read SEC document
August 06, 2018 Filed Aug 7, 2018 15:57 UTC
McDonald BryanEVP and COO
Disposition to issuerCommon Stock 3,500 $35.50 $124,250.00
Disclosure

SEC source: 0001046025-18-000155 · wf-form4_153365742473993.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,742

Read SEC document
August 03, 2018 Filed Aug 6, 2018 16:52 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock · Derivative 2,000 $0.00 Strike: $14.77 $0.00
Disclosure

SEC source: 0001046025-18-000153 · wf-form4_153357435779617.xml · derivative · entry 3

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

Underlying: Incentive Stock Option · 2,000 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2018 Filed Aug 6, 2018 16:52 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 2,000 $14.77 $29,540.00
Disclosure

SEC source: 0001046025-18-000153 · wf-form4_153357435779617.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Aug 7, 2018 17:18 UTC Disposition to issuerCommon Stock 2,850 $35.35 $100,747.50
Disclosure

SEC source: 0001046025-18-000157 · wf-form4_153366230163028.xml · nonDerivative · entry 1

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,987

Read SEC document
July 27, 2018 Filed Jul 27, 2018 21:36 UTC SaleCommon Stock 2,200 $36.20 $79,644.40
Disclosure

SEC source: 0001046025-18-000149 · wf-form4_153272737576996.xml · nonDerivative · entry 2

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,769

Read SEC document
July 27, 2018 Filed Jul 27, 2018 21:36 UTC SaleCommon Stock 420 $36.04 $15,136.80
Disclosure

SEC source: 0001046025-18-000149 · wf-form4_153272737576996.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

Read SEC document
July 27, 2018 Filed Jul 27, 2018 18:58 UTC
Hinson DonaldEVPand Chief Financial Officer
SaleCommon Stock 816 $36.10 $29,457.60
Disclosure

SEC source: 0001046025-18-000146 · wf-form4_153271788544421.xml · nonDerivative · entry 3

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,893

Read SEC document
July 27, 2018 Filed Jul 27, 2018 18:58 UTC
Hinson DonaldEVPand Chief Financial Officer
SaleCommon Stock 200 $36.11 $7,222.76
Disclosure

SEC source: 0001046025-18-000146 · wf-form4_153271788544421.xml · nonDerivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,709

Read SEC document
July 27, 2018 Filed Jul 27, 2018 18:58 UTC
Hinson DonaldEVPand Chief Financial Officer
SaleCommon Stock 300 $36.13 $10,837.50
Disclosure

SEC source: 0001046025-18-000146 · wf-form4_153271788544421.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,909

Read SEC document
July 27, 2018 Filed Jul 27, 2018 18:58 UTC SaleCommon Stock 6,734 $36.29 $244,349.92
Disclosure

SEC source: 0001046025-18-000147 · wf-form4_153271791345291.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,313

Read SEC document
June 26, 2018 Filed Jun 27, 2018 23:07 UTC GrantRestricted Stock Units · Derivative 968 $33.60 Strike: $0.00 $32,524.80
Disclosure

SEC source: 0001046025-18-000136 · wf-form4_153014080760012.xml · derivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2019-05-01

Read SEC document
June 26, 2018 Filed Jun 27, 2018 23:06 UTC GrantRestricted Stock Units · Derivative 968 $33.60 Strike: $0.00 $32,524.80
Disclosure

SEC source: 0001046025-18-000135 · wf-form4_153014077945874.xml · derivative · entry 1

Dennis Stephen · CIK 0001729105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2019-05-01

Read SEC document
June 26, 2018 Filed Jun 27, 2018 23:06 UTC GrantRestricted Stock Units · Derivative 968 $33.60 Strike: $0.00 $32,524.80
Disclosure

SEC source: 0001046025-18-000134 · wf-form4_153014075183194.xml · derivative · entry 1

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2019-05-01

Read SEC document
June 26, 2018 Filed Jun 27, 2018 23:05 UTC GrantRestricted Stock Units · Derivative 968 $33.60 Strike: $0.00 $32,524.80
Disclosure

SEC source: 0001046025-18-000133 · wf-form4_153014072539181.xml · derivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2019-05-01

Read SEC document
June 26, 2018 Filed Jun 27, 2018 23:05 UTC GrantRestricted Stock Units · Derivative 968 $33.60 Strike: $0.00 $32,524.80
Disclosure

SEC source: 0001046025-18-000132 · wf-form4_153014069796242.xml · derivative · entry 1

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2019-05-01

Read SEC document
June 26, 2018 Filed Jun 27, 2018 23:03 UTC GrantRestricted Stock Units · Derivative 968 $33.60 Strike: $0.00 $32,524.80
Disclosure

SEC source: 0001046025-18-000129 · wf-form4_153014060835988.xml · derivative · entry 1

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2019-05-01

Read SEC document
June 26, 2018 Filed Jun 27, 2018 23:04 UTC
CLEES JOHN ADirector
GrantRestricted Stock Units · Derivative 968 $33.60 Strike: $0.00 $32,524.80
Disclosure

SEC source: 0001046025-18-000131 · wf-form4_153014066856961.xml · derivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2019-05-01

Read SEC document
June 26, 2018 Filed Jun 27, 2018 23:04 UTC
Watson AnnDirector
GrantRestricted Stock Units · Derivative 968 $33.60 Strike: $0.00 $32,524.80
Disclosure

SEC source: 0001046025-18-000130 · wf-form4_153014064072211.xml · derivative · entry 1

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2019-05-01

Read SEC document
June 26, 2018 Filed Jun 27, 2018 23:03 UTC GrantRestricted Stock Units · Derivative 968 $33.60 Strike: $0.00 $32,524.80
Disclosure

SEC source: 0001046025-18-000128 · wf-form4_153014058022622.xml · derivative · entry 1

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968

Underlying: Common Stock · 968 shares

Expires 2019-05-01

Read SEC document
June 10, 2018 Filed Jun 11, 2018 22:54 UTC
Deuel Jeffrey JExecutive Vice President
Tax withholdingCommon Stock 894 $33.85 $30,261.90
Disclosure

SEC source: 0001046025-18-000116 · wf-form4_152875763746748.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,253

Read SEC document
June 10, 2018 Filed Jun 11, 2018 22:53 UTC
Robison Sabrina CSVP Human Resources Director
Tax withholdingCommon Stock 139 $33.85 $4,705.15
Disclosure

SEC source: 0001046025-18-000114 · wf-form4_152875759019267.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,530

Read SEC document
June 10, 2018 Filed Jun 11, 2018 22:53 UTC Tax withholdingCommon Stock 1,537 $33.85 $52,027.45
Disclosure

SEC source: 0001046025-18-000115 · wf-form4_152875761493166.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,047

Read SEC document
June 10, 2018 Filed Jun 11, 2018 22:53 UTC
Spurling David AChief Credit Officer
Tax withholdingCommon Stock 282 $33.85 $9,545.70
Disclosure

SEC source: 0001046025-18-000113 · wf-form4_152875756712103.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,973

Read SEC document
June 10, 2018 Filed Jun 11, 2018 22:52 UTC
Hirman Cindy MEVP Director of Retail Banking
Tax withholdingCommon Stock 175 $33.85 $5,923.75
Disclosure

SEC source: 0001046025-18-000111 · wf-form4_152875752178930.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,273

Read SEC document
June 10, 2018 Filed Jun 11, 2018 22:52 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 776 $33.85 $26,267.60
Disclosure

SEC source: 0001046025-18-000112 · wf-form4_152875754673770.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,209

Read SEC document
May 01, 2018 Filed May 1, 2018 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $30.15 Strike: $0.00 $35,185.05
Disclosure

SEC source: 0001046025-18-000097 · wf-form4_152521579889658.xml · derivative · entry 2

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:03 UTC Exercise / conversionCommon Stock 1,167 $30.15 $35,185.05
Disclosure

SEC source: 0001046025-18-000097 · wf-form4_152521579889658.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.