Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HERITAGE FINANCIAL CORP /WA/
Report date March 15, 2021 · Filed March 16, 2021
Section 16 reporting ended · disclosed 2021-03-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,770 |
Ending reported balance
After 2021-03-15 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-03-15 · Exercise / conversion · Acquired 638 · Balance 24,879 Row 2 · 2021-03-15 · Exercise / conversion · Acquired 460 · Balance 25,339 Row 3 · 2021-03-15 · Exercise / conversion · Acquired 466 · Balance 25,805 Row 4 · 2021-03-15 · Exercise / conversion · Acquired 440 · Balance 26,245 Row 5 · 2021-03-15 · Tax withholding · Disposed 475 · Balance 25,770 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-03-15 | Direct | 1,276 |
Reported balance
After 2021-03-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-03-15 · Exercise / conversion · Disposed 638 · Balance 1,276 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-15 | Direct | 0 |
Reported balance
After 2021-03-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-03-15 · Exercise / conversion · Disposed 460 · Balance 0 F1: RSU grant 2018 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-03-15 | Direct | 932 |
Reported balance
After 2021-03-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-03-15 · Exercise / conversion · Disposed 466 · Balance 932 |
| Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-15 | Direct | 940 |
Reported balance
After 2021-03-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-03-15 · Exercise / conversion · Disposed 440 · Balance 940 F2: PSU grant 2018 F3: Represents 1,380 PSU's granted on 02/18/2018. Total 440 PSU's vested represents percentage of Target Payout. F4: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics. |
Filing footnotes · ownership attribution and instrument terms
F1: RSU grant 2018
F2: PSU grant 2018
F3: Represents 1,380 PSU's granted on 02/18/2018. Total 440 PSU's vested represents percentage of Target Payout.
F4: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 16, 2021 22:31 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionPerformance Share Units · Derivative | 440 | $29.66 Strike: $0.00 | $13,050.40 |
DisclosureSEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · derivative · entry 9 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940 Underlying: Common Stock · 440 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: PSU grant 2018 F3 · shares: Represents 1,380 PSU's granted on 02/18/2018. Total 440 PSU's vested represents percentage of Target Payout. F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:31 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 466 | $29.66 Strike: $0.00 | $13,821.56 |
DisclosureSEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · derivative · entry 8 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932 Underlying: Common Stock · 466 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:31 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 460 | $29.66 Strike: $0.00 | $13,643.60 |
DisclosureSEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · derivative · entry 7 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 460 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU grant 2018 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:31 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 638 | $29.66 Strike: $0.00 | $18,923.08 |
DisclosureSEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · derivative · entry 6 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276 Underlying: Common Stock · 638 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:31 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 475 | $29.66 | $14,088.50 |
DisclosureSEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 5 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,770 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:31 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 440 | $29.66 | $13,050.40 |
DisclosureSEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 4 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:31 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 466 | $29.66 | $13,821.56 |
DisclosureSEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 3 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:31 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 460 | $29.66 | $13,643.60 |
DisclosureSEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:31 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 638 | $29.66 | $18,923.08 |
DisclosureSEC source: 0001046025-21-000058 · wf-form4_161593381865562.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionPerformance Share Units · Derivative | 1,776 | $21.54 Strike: $0.00 | $38,255.04 |
DisclosureSEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · derivative · entry 9 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,776 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: PSU grant 2017 F1 · shares: Represents 1,572 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 204 shares were granted upon vest. A total of 1,776 shares vested on 03/15/2020. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 524 | $21.54 Strike: $0.00 | $11,286.96 |
DisclosureSEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · derivative · entry 8 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 524 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: RSU grant 2017 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionPerformance Share Units · Derivative | 466 | $21.54 Strike: $0.00 | $10,037.64 |
DisclosureSEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · derivative · entry 7 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932 Underlying: Common Stock · 466 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 460 | $21.54 Strike: $0.00 | $9,908.40 |
DisclosureSEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · derivative · entry 6 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460 Underlying: Common Stock · 460 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: RSU grant 2018 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 641 | $21.54 | $13,807.14 |
DisclosureSEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 5 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,241 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,776 | $21.54 | $38,255.04 |
DisclosureSEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 4 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 1,572 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 204 shares were granted upon vest. A total of 1,776 shares vested on 03/15/2020. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 524 | $21.54 | $11,286.96 |
DisclosureSEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 3 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 466 | $21.54 | $10,037.64 |
DisclosureSEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 19:37 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 460 | $21.54 | $9,908.40 |
DisclosureSEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 16:13 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 230 | $21.26 | $4,889.80 |
DisclosureSEC source: 0001046025-20-000049 · wf-form4_158394320630759.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,656 Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 21:30 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantPerformance Share Units · Derivative | 1,914 | $24.86 Strike: $0.00 | $47,582.04 |
DisclosureSEC source: 0001046025-20-000033 · wf-form4_158283899485489.xml · derivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,914 Underlying: Common Stock · 1,914 shares Expires 2023-03-15 F2 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 21:30 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,914 | $24.86 Strike: $0.00 | $47,582.04 |
DisclosureSEC source: 0001046025-20-000033 · wf-form4_158283899485489.xml · derivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,914 Underlying: Common Stock · 1,914 shares Expires 2023-03-15 F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 23:29 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock · Derivative | 1,587 | $14.77 Strike: $14.77 | $23,439.99 |
DisclosureSEC source: 0001046025-20-000009 · wf-form4_158094535834147.xml · derivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,587 shares Expires 2020-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 5, 2020 23:29 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,587 | $14.77 | $23,439.99 |
DisclosureSEC source: 0001046025-20-000009 · wf-form4_158094535834147.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 6, 2019 17:26 UTC Amendment | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 8,661 | $27.43 | $237,553.04 |
DisclosureSEC source: 0001046025-19-000180 · wf-form4a_157565314691075.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,299 Read SEC document |
| December 04, 2019 Filed Dec 4, 2019 21:18 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 8,661 | $27.47 | $237,883.03 |
DisclosureSEC source: 0001046025-19-000178 · wf-form4_157549432195851.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,299 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:53 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 524 | $31.36 Strike: $0.00 | $16,432.64 |
DisclosureSEC source: 0001046025-19-000063 · wf-form4_155295320199632.xml · derivative · entry 5 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,620 Underlying: Common Stock · 524 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: RSU grant 2017 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:53 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 460 | $31.36 Strike: $0.00 | $14,425.60 |
DisclosureSEC source: 0001046025-19-000063 · wf-form4_155295320199632.xml · derivative · entry 4 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920 Underlying: Common Stock · 460 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU grant 2018 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:53 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 213 | $31.36 | $6,679.68 |
DisclosureSEC source: 0001046025-19-000063 · wf-form4_155295320199632.xml · nonDerivative · entry 3 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,960 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:53 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 460 | $31.36 | $14,425.60 |
DisclosureSEC source: 0001046025-19-000063 · wf-form4_155295320199632.xml · nonDerivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:53 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 524 | $31.36 | $16,432.64 |
DisclosureSEC source: 0001046025-19-000063 · wf-form4_155295320199632.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 11, 2019 21:32 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 458 | $30.74 | $14,078.92 |
DisclosureSEC source: 0001046025-19-000046 · wf-form4_155233995984309.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,189 Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 02:44 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,398 | $33.04 Strike: $0.00 | $46,189.92 |
DisclosureSEC source: 0001046025-19-000032 · wf-form4_155149463755009.xml · derivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398 Underlying: Common Stock · 1,398 shares Expires 2022-03-15 Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 02:44 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantPerformance Share Units · Derivative | 1,398 | $33.04 Strike: $0.00 | $46,189.92 |
DisclosureSEC source: 0001046025-19-000032 · wf-form4_155149463755009.xml · derivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,398 Underlying: Common Stock · 1,398 shares Expires 2022-03-15 Read SEC document |
| February 06, 2019 Filed Feb 6, 2019 23:38 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock · Derivative | 1,500 | $0.00 Strike: $14.77 | $0.00 |
DisclosureSEC source: 0001046025-19-000008 · wf-form4_154949632378712.xml · derivative · entry 3 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587 Underlying: Common Stock · 1,500 shares Expires 2020-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2019 Filed Feb 6, 2019 23:38 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 711 | $31.62 | $22,483.60 |
DisclosureSEC source: 0001046025-19-000008 · wf-form4_154949632378712.xml · nonDerivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,647 Read SEC document |
| February 06, 2019 Filed Feb 6, 2019 23:38 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,500 | $14.77 | $22,155.00 |
DisclosureSEC source: 0001046025-19-000008 · wf-form4_154949632378712.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 16:54 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock · Derivative | 1,500 | $14.77 Strike: $14.77 | $22,155.00 |
DisclosureSEC source: 0001046025-18-000163 · wf-form4_153616642328732.xml · derivative · entry 3 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,087 Underlying: Common Stock · 1,500 shares Expires 2020-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 16:54 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 615 | $36.65 | $22,539.75 |
DisclosureSEC source: 0001046025-18-000163 · wf-form4_153616642328732.xml · nonDerivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,858 Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 16:54 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,500 | $14.77 | $22,155.00 |
DisclosureSEC source: 0001046025-18-000163 · wf-form4_153616642328732.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2018 Filed Jun 11, 2018 22:53 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 282 | $33.85 | $9,545.70 |
DisclosureSEC source: 0001046025-18-000113 · wf-form4_152875756712103.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,973 Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 21:19 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 1,500 | $29.85 | $44,781.45 |
DisclosureSEC source: 0001046025-18-000081 · wf-form4_152512317606044.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,255 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:28 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 524 | $31.90 | $16,715.60 |
DisclosureSEC source: 0001046025-18-000069 · wf-form4_152123209741671.xml · derivative · entry 5 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048 Underlying: Common Stock · 524 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:28 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 119 | $31.90 | $3,796.10 |
DisclosureSEC source: 0001046025-18-000069 · wf-form4_152123209741671.xml · nonDerivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,755 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:28 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 524 | $31.90 | $16,715.60 |
DisclosureSEC source: 0001046025-18-000069 · wf-form4_152123209741671.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:05 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 368 | $31.20 | $11,481.60 |
DisclosureSEC source: 0001046025-18-000053 · wf-form4_152097149290125.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,350 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:54 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units | 1,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-18-000032 · wf-form4_151994122655789.xml · nonDerivative · entry 2 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,952 F2 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:54 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantPerformance Share Units | 1,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-18-000032 · wf-form4_151994122655789.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,952 F1 · shares: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics. Read SEC document |
| February 28, 2018 Filed Mar 16, 2018 20:28 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantPerformance Share Units · Derivative | 1,380 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001046025-18-000069 · wf-form4_152123209741671.xml · derivative · entry 4 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,380 Underlying: Common Stock · 1,380 shares Expires 2021-03-15 F2 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics. Read SEC document |
| February 28, 2018 Filed Mar 16, 2018 20:28 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,380 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001046025-18-000069 · wf-form4_152123209741671.xml · derivative · entry 3 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,380 Underlying: Common Stock · 1,380 shares Expires 2021-03-15 F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| December 11, 2017 Filed Dec 11, 2017 23:23 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 1,604 | $31.35 | $50,285.40 |
DisclosureSEC source: 0001046025-17-000157 · wf-form4_151303460702665.xml · nonDerivative · entry 1 Spurling David A · CIK 0001486075 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,718 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.