Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HERITAGE FINANCIAL CORP /WA/
Report date July 08, 2019 · Filed July 10, 2019
Section 16 reporting ended · disclosed 2019-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-08 transaction · row 1
1 source rowRow 1 · 2019-07-08 · Other · Disposed 731 · Balance 0 F1: These restricted stock shares were forfeited upon Ms. Banner's termination of employment from Heritage Bank pursuant to the provisions of the 2014 Omnibus Equity Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock shares were forfeited upon Ms. Banner's termination of employment from Heritage Bank pursuant to the provisions of the 2014 Omnibus Equity Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 08, 2019 Filed Jul 10, 2019 21:14 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | OtherCommon Stock | 731 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-19-000135 · wf-form4_156279328445795.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These restricted stock shares were forfeited upon Ms. Banner's termination of employment from Heritage Bank pursuant to the provisions of the 2014 Omnibus Equity Plan. Read SEC document |
| June 14, 2019 Filed Jun 14, 2019 20:25 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 976 | $29.25 | $28,548.00 |
DisclosureSEC source: 0001046025-19-000106 · wf-form4_156054392546644.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:55 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 549 | $31.36 Strike: $0.00 | $17,216.64 |
DisclosureSEC source: 0001046025-19-000066 · wf-form4_155295332415661.xml · derivative · entry 5 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548 Underlying: Common Stock · 549 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: RSU grant 2017 F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:55 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 564 | $31.36 Strike: $0.00 | $17,687.04 |
DisclosureSEC source: 0001046025-19-000066 · wf-form4_155295332415661.xml · derivative · entry 4 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126 Underlying: Common Stock · 564 shares Expires 2021-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: RSU grant 2018 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:55 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 279 | $31.36 | $8,749.44 |
DisclosureSEC source: 0001046025-19-000066 · wf-form4_155295332415661.xml · nonDerivative · entry 3 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,707 Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:55 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 549 | $31.36 | $17,216.64 |
DisclosureSEC source: 0001046025-19-000066 · wf-form4_155295332415661.xml · nonDerivative · entry 2 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 23:55 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 564 | $31.36 | $17,687.04 |
DisclosureSEC source: 0001046025-19-000066 · wf-form4_155295332415661.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 11, 2019 21:33 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 59 | $30.74 | $1,813.66 |
DisclosureSEC source: 0001046025-19-000047 · wf-form4_155233999655084.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 02:42 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,426 | $33.04 Strike: $0.00 | $47,115.04 |
DisclosureSEC source: 0001046025-19-000030 · wf-form4_155149450746382.xml · derivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,426 Underlying: Common Stock · 1,426 shares Expires 2022-03-15 Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 20:34 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 1,326 | $33.44 | $44,346.74 |
DisclosureSEC source: 0001046025-18-000180 · wf-form4_154240042697871.xml · nonDerivative · entry 3 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932 Read SEC document |
| September 10, 2018 Filed Nov 16, 2018 20:34 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 129 | $36.85 | $4,753.65 |
DisclosureSEC source: 0001046025-18-000180 · wf-form4_154240042697871.xml · nonDerivative · entry 2 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,258 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:29 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 549 | $31.90 Strike: $0.00 | $17,513.10 |
DisclosureSEC source: 0001046025-18-000071 · wf-form4_152123213815373.xml · derivative · entry 4 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097 Underlying: Common Stock · 549 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:29 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 154 | $31.90 | $4,912.60 |
DisclosureSEC source: 0001046025-18-000071 · wf-form4_152123213815373.xml · nonDerivative · entry 2 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,527 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:29 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 549 | $31.90 | $17,513.10 |
DisclosureSEC source: 0001046025-18-000071 · wf-form4_152123213815373.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:03 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 59 | $31.20 | $1,840.80 |
DisclosureSEC source: 0001046025-18-000049 · wf-form4_152097139422867.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,132 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:55 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units | 1,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-18-000036 · wf-form4_151994131972030.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,336 F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| February 28, 2018 Filed Mar 16, 2018 20:29 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001046025-18-000071 · wf-form4_152123213815373.xml · derivative · entry 3 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,690 Underlying: Common Stock · 1,690 shares Expires 2021-03-15 F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 21:49 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 144 | $25.80 | $3,715.20 |
DisclosureSEC source: 0001046025-17-000131 · wf-form4_150516654383472.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,191 Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 19:15 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 527 | $26.19 | $13,802.13 |
DisclosureSEC source: 0001653957-17-000004 · wf-form4_150342929098004.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,335 Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 21:23 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 65 | $23.95 | $1,556.75 |
DisclosureSEC source: 0001046025-17-000053 · wf-form4_148944017583483.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,508 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 19:49 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantCommon Stock | 1,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-17-000036 · wf-form4_148796576818048.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,573 F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| September 10, 2016 Filed Nov 16, 2018 20:34 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Tax withholdingCommon Stock | 140 | $18.10 | $2,534.00 |
DisclosureSEC source: 0001046025-18-000180 · wf-form4_154240042697871.xml · nonDerivative · entry 1 Banner Lisa · CIK 0001653957 · EVP Director Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,387 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.