Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HERITAGE FINANCIAL CORP /WA/
Report date May 03, 2023 · Filed May 04, 2023
Section 16 reporting ended · disclosed 2023-05-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,724 |
Reported balance
Holding disclosure · report date 2023-05-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 46,724 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2023 Filed May 1, 2023 23:00 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 1,808 | $17.41 Strike: $0.00 | $31,477.28 |
DisclosureSEC source: 0001046025-23-000100 · wf-form4_168298199389179.xml · derivative · entry 2 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,808 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2023 Filed May 1, 2023 23:00 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,808 | $17.41 | $31,477.28 |
DisclosureSEC source: 0001046025-23-000100 · wf-form4_168298199389179.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2022 Filed Oct 26, 2022 22:36 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 2,000 | $31.55 | $63,106.00 |
DisclosureSEC source: 0001046025-22-000149 · wf-form4_166682378897024.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,916 Read SEC document |
| June 20, 2022 Filed Jun 21, 2022 17:28 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,808 | $24.07 Strike: $0.00 | $43,518.56 |
DisclosureSEC source: 0001046025-22-000115 · wf-form4_165583249385958.xml · derivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808 Underlying: Common Stock · 1,808 shares Expires 2023-05-01 Read SEC document |
| May 03, 2022 Filed May 4, 2022 21:49 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 1,713 | $24.85 Strike: $0.00 | $42,568.05 |
DisclosureSEC source: 0001046025-22-000090 · wf-form4_165170093902213.xml · derivative · entry 2 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,713 shares Expires 2022-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2022 Filed May 4, 2022 21:49 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,713 | $24.85 | $42,568.05 |
DisclosureSEC source: 0001046025-22-000090 · wf-form4_165170093902213.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 15:59 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,713 | $24.81 Strike: $0.00 | $42,499.53 |
DisclosureSEC source: 0001046025-21-000130 · wf-form4_162455036912757.xml · derivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713 Underlying: Common Stock · 1,713 shares Expires 2022-05-03 Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 22:53 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 1,050 | $28.65 | $30,082.50 |
DisclosureSEC source: 0001046025-21-000114 · wf-form4_162336560448304.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 0 Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 18:03 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 3,256 | $28.65 | $93,284.40 |
DisclosureSEC source: 0001046025-21-000112 · wf-form4_162334818185892.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,203 Read SEC document |
| May 04, 2021 Filed May 5, 2021 20:23 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 1,991 | $28.42 Strike: $0.00 | $56,584.22 |
DisclosureSEC source: 0001046025-21-000100 · wf-form4_162024621040100.xml · derivative · entry 2 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,991 shares Expires 2021-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2021 Filed May 5, 2021 20:23 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,991 | $28.42 | $56,584.22 |
DisclosureSEC source: 0001046025-21-000100 · wf-form4_162024621040100.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 17:07 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-20-000190 · wf-form4_160675605315201.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,468 Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 16:21 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,991 | $18.84 Strike: $0.00 | $37,510.44 |
DisclosureSEC source: 0001046025-20-000147 · wf-form4_159344769303437.xml · derivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,991 Underlying: Common Stock · 1,991 shares Expires 2021-05-04 Read SEC document |
| May 04, 2020 Filed May 5, 2020 21:25 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 1,291 | $19.40 Strike: $0.00 | $25,045.40 |
DisclosureSEC source: 0001046025-20-000120 · wf-form4_158871393558252.xml · derivative · entry 2 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,291 shares Expires 2020-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2020 Filed May 5, 2020 21:25 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,291 | $19.40 | $25,045.40 |
DisclosureSEC source: 0001046025-20-000120 · wf-form4_158871393558252.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 20:10 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,291 | $29.05 Strike: $0.00 | $37,503.55 |
DisclosureSEC source: 0001046025-19-000128 · wf-form4_156175259994294.xml · derivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,291 Underlying: Common Stock · 1,291 shares Expires 2020-05-04 Read SEC document |
| May 01, 2019 Filed May 22, 2019 19:22 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 968 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001046025-19-000100 · wf-form4_155855292464944.xml · derivative · entry 4 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 968 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 22, 2019 19:22 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 968 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-19-000100 · wf-form4_155855292464944.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2018 Filed Aug 27, 2018 22:20 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 1,000 | $36.26 | $36,258.00 |
DisclosureSEC source: 0001046025-18-000161 · wf-form4_153540839615100.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,209 Read SEC document |
| June 26, 2018 Filed Jun 27, 2018 23:04 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 968 | $33.60 Strike: $0.00 | $32,524.80 |
DisclosureSEC source: 0001046025-18-000131 · wf-form4_153014066856961.xml · derivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968 Underlying: Common Stock · 968 shares Expires 2019-05-01 Read SEC document |
| May 01, 2018 Filed May 1, 2018 23:00 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 1,167 | $30.15 Strike: $0.00 | $35,185.05 |
DisclosureSEC source: 0001046025-18-000090 · wf-form4_152521559880984.xml · derivative · entry 2 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,167 shares Expires 2018-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 1, 2018 23:00 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,167 | $30.15 | $35,185.05 |
DisclosureSEC source: 0001046025-18-000090 · wf-form4_152521559880984.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 19:18 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 1,000 | $31.07 | $31,070.00 |
DisclosureSEC source: 0001046025-17-000152 · wf-form4_151189671807367.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,042 Read SEC document |
| November 22, 2017 Filed Jan 23, 2018 00:20 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-18-000004 · wf-form5_151666679974670.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,042 Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 22:44 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 1,000 | $30.01 | $30,005.00 |
DisclosureSEC source: 0001046025-17-000148 · wf-form4_151069942944474.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,042 Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:59 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 1,000 | $27.29 | $27,290.00 |
DisclosureSEC source: 0001046025-17-000124 · wf-form4_150154193564551.xml · nonDerivative · entry 2 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,042 Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:59 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 1,000 | $27.27 | $27,270.00 |
DisclosureSEC source: 0001046025-17-000124 · wf-form4_150154193564551.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,042 Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 23:07 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units | 1,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-17-000117 · wf-form4_149817285147478.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167 Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 16:08 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 2,000 | $26.95 | $53,900.00 |
DisclosureSEC source: 0001046025-17-000070 · wf-form4_149339570435554.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,042 Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 22:16 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 2,500 | $25.00 | $62,500.00 |
DisclosureSEC source: 0001046025-17-000015 · wf-form4_148676498120385.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,042 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 16:23 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 2,500 | $25.44 | $63,600.00 |
DisclosureSEC source: 0001046025-17-000009 · wf-form4_148587982038162.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,542 Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 18:50 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 2,000 | $24.26 | $48,510.00 |
DisclosureSEC source: 0001046025-16-000268 · wf-form4_148122303124739.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,042 Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 22:47 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | SaleCommon Stock | 2,000 | $21.93 | $43,854.00 |
DisclosureSEC source: 0001046025-16-000266 · wf-form4_147950921886876.xml · nonDerivative · entry 1 CLEES JOHN A · CIK 0001219967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,042 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.