Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HERITAGE FINANCIAL CORP /WA/
Report date May 04, 2021 · Filed May 05, 2021
Section 16 reporting ended · disclosed 2021-05-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,104 |
Reported balance
After 2021-05-04 transaction · row 1
1 source rowRow 1 · 2021-05-04 · Exercise / conversion · Acquired 1,991 · Balance 34,104 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-05-04 | Direct | 0 |
Reported balance
After 2021-05-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-05-04 · Exercise / conversion · Disposed 1,991 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2021 Filed May 5, 2021 20:26 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 1,991 | $28.42 Strike: $0.00 | $56,584.22 |
DisclosureSEC source: 0001046025-21-000106 · wf-form4_162024634666232.xml · derivative · entry 2 Dennis Stephen · CIK 0001729105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,991 shares Expires 2021-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2021 Filed May 5, 2021 20:26 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,991 | $28.42 | $56,584.22 |
DisclosureSEC source: 0001046025-21-000106 · wf-form4_162024634666232.xml · nonDerivative · entry 1 Dennis Stephen · CIK 0001729105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 16:22 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,991 | $18.84 Strike: $0.00 | $37,510.44 |
DisclosureSEC source: 0001046025-20-000150 · wf-form4_159344775568578.xml · derivative · entry 1 Dennis Stephen · CIK 0001729105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,991 Underlying: Common Stock · 1,991 shares Expires 2021-05-04 Read SEC document |
| May 04, 2020 Filed May 5, 2020 21:24 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 1,291 | $19.40 Strike: $0.00 | $25,045.40 |
DisclosureSEC source: 0001046025-20-000116 · wf-form4_158871384996480.xml · derivative · entry 2 Dennis Stephen · CIK 0001729105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,291 shares Expires 2020-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2020 Filed May 5, 2020 21:24 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 1,291 | $19.40 | $25,045.40 |
DisclosureSEC source: 0001046025-20-000116 · wf-form4_158871384996480.xml · nonDerivative · entry 1 Dennis Stephen · CIK 0001729105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 20:08 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 1,291 | $29.05 Strike: $0.00 | $37,503.55 |
DisclosureSEC source: 0001046025-19-000122 · wf-form4_156175247956639.xml · derivative · entry 1 Dennis Stephen · CIK 0001729105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,291 Underlying: Common Stock · 1,291 shares Expires 2020-05-04 Read SEC document |
| May 01, 2019 Filed May 22, 2019 19:20 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionRestricted Stock Units · Derivative | 968 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001046025-19-000096 · wf-form4_155855280471622.xml · derivative · entry 2 Dennis Stephen · CIK 0001729105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 968 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 22, 2019 19:20 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | Exercise / conversionCommon Stock | 968 | $0.00 | $0.00 |
DisclosureSEC source: 0001046025-19-000096 · wf-form4_155855280471622.xml · nonDerivative · entry 1 Dennis Stephen · CIK 0001729105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2018 Filed Jun 27, 2018 23:06 UTC | HERITAGE FINANCIAL CORP /WA/ HFWA · Entity 1370 | GrantRestricted Stock Units · Derivative | 968 | $33.60 Strike: $0.00 | $32,524.80 |
DisclosureSEC source: 0001046025-18-000135 · wf-form4_153014077945874.xml · derivative · entry 1 Dennis Stephen · CIK 0001729105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968 Underlying: Common Stock · 968 shares Expires 2019-05-01 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.