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HASI

HA Sustainable Infrastructure Capital, Inc.

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3894
SEC CIK
0001561894
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404

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 5, 2021 21:25 UTC GrantLTIP Units · Derivative 2,080 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000056 · wf-form4_161765788462367.xml · derivative · entry 2

O'Neil Charles · CIK 0001574207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,316

Underlying: Common stock, par value $0.01 per share · 2,080 shares

Expires not disclosed

F1 · derivative.exercise_price: 9,316 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,316 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F1 · derivative.exercise_date: 9,316 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,316 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

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April 01, 2021 Filed Apr 5, 2021 21:32 UTC
Melko CharlesChief Accounting Officer
GrantLTIP Units · Derivative 7,404 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000060 · wf-form4_161765823526775.xml · derivative · entry 2

Melko Charles · CIK 0001700743 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By HASI Management HoldCo LLC

Disclosed balance after: 12,184

Underlying: Common stock, par value $0.01 per share · 7,404 shares

Expires not disclosed

F1 · derivative.exercise_price: 12,184 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 12,184 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended.

F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F1 · derivative.exercise_date: 12,184 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 12,184 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended.

F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.

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March 22, 2021 Filed Mar 24, 2021 20:46 UTC
Eckel JeffreyDirector · President and CEO
SaleCommon stock, par value $0.01 per share 50,000 $53.89 $2,694,500.00
Disclosure

SEC source: 0001561894-21-000048 · wf-form4_161661877422885.xml · nonDerivative · entry 1

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 627,367

F1 · shares: 50,000 of these shares were sold pursuant to a Rule 10b5-1 trading plan, dated March 8, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.09 to $55.30, inclusive, on March 22, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.

Read SEC document
March 11, 2021 Filed Mar 24, 2021 20:46 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 780 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000048 · wf-form4_161661877422885.xml · nonDerivative · entry 3

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Chesapeake Power Foundation

Disclosed balance after: 45,220

F4 · balance_after: These shares are held by the Chesapeake Power Foundation, the activities of which Jeffrey W. Eckel has the sole ability to direct.

Read SEC document
March 11, 2021 Filed Mar 24, 2021 20:46 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 1,280 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000048 · wf-form4_161661877422885.xml · nonDerivative · entry 2

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 626,087

F3 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.

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March 09, 2021 Filed Mar 11, 2021 18:30 UTC PurchaseCommon Stock 1,000 $55.21 $55,210.00
Disclosure

SEC source: 0001561894-21-000037 · wf-form4_161550541598784.xml · nonDerivative · entry 1

LAGOMARSINO SIMONE · CIK 0001084960 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Allan and Lagomarsino Revocable Trust

Disclosed balance after: 6,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.19 to $52.22, inclusive, on March 9, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These shares of Common Stock are held the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended (the "Trust"), of which Ms. Lagomarison is the trustee. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the Trust.

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March 08, 2021 Filed Mar 9, 2021 21:48 UTC SaleCommon stock, par value $0.01 per share 10,000 $51.90 $519,000.00
Disclosure

SEC source: 0001561894-21-000023 · wf-form4_161532647883662.xml · nonDerivative · entry 2

Rose Nathaniel · CIK 0001574203 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,507

F3 · shares: 10,000 of these shares were sold pursuant to a Rule 10b5-1 trading plan, dated August 14, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.82 to $52.98, inclusive, on March 8, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 05, 2021 Filed Mar 9, 2021 21:51 UTC Tax withholdingCommon stock, par value $0.01 per share 29,188 $53.08 $1,549,299.04
Disclosure

SEC source: 0001561894-21-000031 · wf-form4_161532667443933.xml · nonDerivative · entry 1

Herron J Brendan · CIK 0001574220 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,064

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 60,377 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:51 UTC
Chuslo StevenCHIEF LEGAL OFFICER AND EVP
Tax withholdingCommon stock, par value $0.01 per share 18,504 $53.08 $982,192.32
Disclosure

SEC source: 0001561894-21-000030 · wf-form4_161532665463474.xml · nonDerivative · entry 1

Chuslo Steven · CIK 0001574201 · CHIEF LEGAL OFFICER AND EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,861

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 38,239 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:50 UTC Tax withholdingCommon stock, par value $0.01 per share 15,083 $53.08 $800,605.64
Disclosure

SEC source: 0001561894-21-000029 · wf-form4_161532663687538.xml · nonDerivative · entry 1

McMahon Daniel K. · CIK 0001645426 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,830

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 38,239 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:50 UTC
Melko CharlesChief Accounting Officer
Tax withholdingCommon stock, par value $0.01 per share 1,722 $53.08 $91,403.76
Disclosure

SEC source: 0001561894-21-000028 · wf-form4_161532661676618.xml · nonDerivative · entry 1

Melko Charles · CIK 0001700743 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,327

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 3,273 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:50 UTC
Eckel JeffreyDirector · President and CEO
Tax withholdingCommon stock, par value $0.01 per share 69,983 $53.08 $3,714,697.64
Disclosure

SEC source: 0001561894-21-000027 · wf-form4_161532659014146.xml · nonDerivative · entry 1

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,650

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 144,900 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:49 UTC
Pangburn Marc T.EVP and Co-CIO
Tax withholdingCommon stock, par value $0.01 per share 6,830 $53.08 $362,536.40
Disclosure

SEC source: 0001561894-21-000026 · wf-form4_161532657149818.xml · nonDerivative · entry 1

Pangburn Marc T. · CIK 0001839282 · EVP and Co-CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,253

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 14,139 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:48 UTC
Lipson JeffreyChief Financial Officer
Tax withholdingCommon stock, par value $0.01 per share 1,574 $53.08 $83,547.92
Disclosure

SEC source: 0001561894-21-000024 · wf-form4_161532651039728.xml · nonDerivative · entry 1

Lipson Jeffrey · CIK 0001769141 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,475

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 3,750 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:49 UTC
Nickey Susan DEVP and Chief Client Officer
Tax withholdingCommon stock, par value $0.01 per share 2,819 $53.08 $149,632.52
Disclosure

SEC source: 0001561894-21-000025 · wf-form4_161532654717901.xml · nonDerivative · entry 1

Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,062

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 5,835 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:48 UTC Tax withholdingCommon stock, par value $0.01 per share 21,415 $53.08 $1,136,708.20
Disclosure

SEC source: 0001561894-21-000023 · wf-form4_161532647883662.xml · nonDerivative · entry 1

Rose Nathaniel · CIK 0001574203 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,507

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 44,277 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on March 5, 2021.

Read SEC document
December 30, 2020 Filed Feb 4, 2021 21:40 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 31,000 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 9

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Chesapeake Power Foundation

Disclosed balance after: 46,000

F4 · balance_after: These shares are held by the Chesapeake Power Foundation, the activities of which Jeffrey W. Eckel has the sole ability to direct.

Read SEC document
December 30, 2020 Filed Feb 4, 2021 21:40 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 31,000 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 5

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 677,367

Read SEC document
December 08, 2020 Filed Dec 10, 2020 21:39 UTC
Chuslo StevenGENERAL COUNSEL & EVP
SaleCommon stock, par value $0.01 per share 40,000 $55.45 $2,218,000.00
Disclosure

SEC source: 0001561894-20-000146 · wf-form4_160763638121445.xml · nonDerivative · entry 1

Chuslo Steven · CIK 0001574201 · GENERAL COUNSEL & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,365

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.20 to $55.90, inclusive, on December 8, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 4, 2020 21:55 UTC GiftCommon stock, par value $0.01 per share 1,500 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 1

Herron J Brendan · CIK 0001574220 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,472

F1 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis.

Read SEC document
December 04, 2020 Filed Apr 5, 2021 21:51 UTC OtherLTIP Units · Derivative 9,978 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000072 · wf-form4_161765940304573.xml · derivative · entry 3

OSGOOD STEVEN G · CIK 0001306273 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Steven G Osgood TTEE Steven G Osgood TR U/A DTD 09 09 2019

Disclosed balance after: 9,978

Underlying: Common stock, par value $0.01 per share · 9,978 shares

Expires not disclosed

F1 · derivative.exercise_price: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F1 · derivative.exercise_date: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F4 · derivative.expiration_date: N/A

F5 · ownership.nature: These LTIP Units are held Steven G Osgood TREE Steven G Osgood TR U/A DTD 09/09/2019, of which Mr. Osgood is the trustee. Ms. Osgood possesses the voting and investment power with respect to the shares of LTIP Units held by the Trust.

Read SEC document
December 04, 2020 Filed Apr 5, 2021 21:51 UTC OtherLTIP Units · Derivative 9,978 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000072 · wf-form4_161765940304573.xml · derivative · entry 2

OSGOOD STEVEN G · CIK 0001306273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.01 per share · 9,978 shares

Expires not disclosed

F1 · derivative.exercise_price: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F3 · kind: 9,978 OP Units were transferred to Steven G Osgood TTEE Steven G Osgood TR U/A DTD 09/09/2019 on December 4, 2020.

F1 · derivative.exercise_date: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F4 · derivative.expiration_date: N/A

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:55 UTC GiftCommon stock, par value $0.01 per share 720 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 5

Herron J Brendan · CIK 0001574220 · EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse as UTMA custodian for children

Disclosed balance after: 2,640

F3 · balance_after: These shares are held by the reporting person's spouse as custodian for the reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:55 UTC GiftCommon stock, par value $0.01 per share 720 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 4

Herron J Brendan · CIK 0001574220 · EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 7,500

F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:55 UTC GiftCommon stock, par value $0.01 per share 3,220 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 3

Herron J Brendan · CIK 0001574220 · EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 8,220

F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:55 UTC GiftCommon stock, par value $0.01 per share 3,220 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 2

Herron J Brendan · CIK 0001574220 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,252

F1 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis.

Read SEC document
December 02, 2020 Filed Feb 4, 2021 21:40 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 4,650 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 4

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 708,367

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:14 UTC SaleCommon stock, par value $0.01 per share 2,732 $53.98 $147,473.36
Disclosure

SEC source: 0001561894-20-000144 · wf-form4_160633884880212.xml · nonDerivative · entry 1

O'Neil Charles · CIK 0001574207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,913

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.95 to $53.99, inclusive, on November 24, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 20, 2020 Filed Feb 4, 2021 21:40 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 605 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 3

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 713,017

F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.

Read SEC document
November 18, 2020 Filed Feb 4, 2021 21:40 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 630 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 2

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 713,622

F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:33 UTC SaleCommon stock, par value $0.01 per share 10,000 $49.56 $495,600.00
Disclosure

SEC source: 0001561894-20-000143 · wf-form4_160556237954876.xml · nonDerivative · entry 1

McMahon Daniel K. · CIK 0001645426 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,913

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 21, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.43 to $49.66, inclusive, on November 13, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:17 UTC
Eckel JeffreyDirector · President and CEO
SaleCommon stock, par value $0.01 per share 75,000 $50.11 $3,758,250.00
Disclosure

SEC source: 0001561894-20-000142 · wf-form4_160530221746057.xml · nonDerivative · entry 2

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 715,394

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.71 to $50.65, inclusive, on November 11, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 21:17 UTC
Eckel JeffreyDirector · President and CEO
SaleCommon stock, par value $0.01 per share 75,000 $47.14 $3,535,500.00
Disclosure

SEC source: 0001561894-20-000142 · wf-form4_160530221746057.xml · nonDerivative · entry 1

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 790,394

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.07 to $47.95, inclusive, on Nov 10, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 22:09 UTC SaleCommon stock, par value $0.01 per share 10,697.326 $49.51 $529,624.61
Disclosure

SEC source: 0001561894-20-000141 · wf-form4_160521892725615.xml · nonDerivative · entry 1

Rose Nathaniel · CIK 0001574203 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

F1 · shares: 10,000 of these shares were sold pursuant to a Rule 10b5-1 trading plan, dated August 14, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.50 to $50.88, inclusive, on November 9, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:26 UTC GiftCommon stock, par value $0.01 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000126 · wf-form4_159769598116426.xml · nonDerivative · entry 1

Rose Nathaniel · CIK 0001574203 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,922

F1 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of these shares.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:24 UTC SaleCommon stock, par value $0.01 per share 10,000 $38.35 $383,500.00
Disclosure

SEC source: 0001561894-20-000125 · wf-form4_159769585635978.xml · nonDerivative · entry 1

McMahon Daniel K. · CIK 0001645426 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,913

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 21, 2020.

Read SEC document
May 27, 2020 Filed May 27, 2020 20:54 UTC SaleCommon stock, par value $0.01 per share 7,000 $30.19 $211,330.00
Disclosure

SEC source: 0001561894-20-000110 · wf-form4_159061286253173.xml · nonDerivative · entry 1

McMahon Daniel K. · CIK 0001645426 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,913

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 21, 2020.

Read SEC document
May 27, 2020 Filed Feb 4, 2021 21:40 UTC
Eckel JeffreyDirector · President and CEO
GiftCommon stock, par value $0.01 per share 1,142 $0.00 $0.00
Disclosure

SEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 1

Eckel Jeffrey · CIK 0001574200 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust

Disclosed balance after: 714,252

F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:31 UTC Tax withholdingCommon stock, par value $0.01 per share 4,009 $27.41 $109,886.69
Disclosure

SEC source: 0001561894-20-000108 · wf-form4_158992745864602.xml · nonDerivative · entry 1

Herron J Brendan · CIK 0001574220 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,972

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 8,300 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on May 15, 2020.

F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:24 UTC
Melko CharlesChief Accounting Officer
Tax withholdingCommon stock, par value $0.01 per share 2,143 $27.41 $58,739.63
Disclosure

SEC source: 0001561894-20-000104 · wf-form4_158992703427241.xml · nonDerivative · entry 1

Melko Charles · CIK 0001700743 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,049

F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 4,009 shares of Common Stock.

F2 · price: Represents the closing price of the Common Stock on May 15, 2020

Read SEC document
May 11, 2020 Filed May 19, 2020 22:27 UTC SaleCommon stock, par value $0.01 per share 10,000 $29.03 $290,300.00
Disclosure

SEC source: 0001561894-20-000106 · wf-form4_158992722299947.xml · nonDerivative · entry 1

Rose Nathaniel · CIK 0001574203 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,922

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated December 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.72 to $29.15, inclusive, on May 11, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:58 UTC SaleCommon stock, par value $0.01 per share 19,750 $27.75 $548,062.50
Disclosure

SEC source: 0001561894-20-000100 · wf-form4_158897511384983.xml · nonDerivative · entry 1

Herron J Brendan · CIK 0001574220 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,981

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated December 11, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $28.41, inclusive, on May 7, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC GrantLTIP Units · Derivative 4,274 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000078 · wf-form4_158595080674558.xml · derivative · entry 2

LAGOMARSINO SIMONE · CIK 0001084960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,659

Underlying: Common stock, par value $0.01 per share · 4,274 shares

Expires not disclosed

F2 · derivative.exercise_price: 6,659 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 4,274 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F3 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F2 · derivative.exercise_date: 6,659 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 4,274 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F3 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F4 · derivative.expiration_date: N/A

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:57 UTC GrantLTIP Units · Derivative 3,226 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000080 · wf-form4_158595101947208.xml · derivative · entry 2

Brenner Teresa · CIK 0001671844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

Underlying: Common stock, par value $0.01 per share · 3,226 shares

Expires not disclosed

F1 · derivative.exercise_price: 7,326 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 7,326 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 3,226 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F1 · derivative.exercise_date: 7,326 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 7,326 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 3,226 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:47 UTC GrantLTIP Units · Derivative 3,226 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000074 · wf-form4_158595044809785.xml · derivative · entry 2

OSBORNE RICHARD J · CIK 0001236214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

Underlying: Common stock, par value $0.01 per share · 3,226 shares

Expires not disclosed

F1 · derivative.exercise_price: 7,236 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 7,236 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 3,226 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarketvalue (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or atthe Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F1 · derivative.exercise_date: 7,236 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 7,236 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 3,226 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarketvalue (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or atthe Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:50 UTC GrantLTIP Units · Derivative 5,968 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000076 · wf-form4_158595063712601.xml · derivative · entry 2

OSGOOD STEVEN G · CIK 0001306273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978

Underlying: Common stock, par value $0.01 per share · 5,968 shares

Expires not disclosed

F1 · derivative.exercise_price: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 5,698 arescheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement ofLimited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F1 · derivative.exercise_date: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 5,698 arescheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement ofLimited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:19 UTC GrantLTIP Units · Derivative 3,226 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000087 · wf-form4_158595234451323.xml · derivative · entry 2

Eckhart Michael T. · CIK 0001783847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,611

Underlying: Common stock, par value $0.01 per share · 3,226 shares

Expires not disclosed

F1 · derivative.exercise_price: 5,611 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 5,611 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 3,226 are scheduled to vest on May 5, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarketvalue (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or atthe Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F1 · derivative.exercise_date: 5,611 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 5,611 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 3,226 are scheduled to vest on May 5, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.

F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarketvalue (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or atthe Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:05 UTC
Lipson JeffreyChief Financial Officer
GrantLTIP Units · Derivative 35,250 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000085 · wf-form4_158595150055240.xml · derivative · entry 2

Lipson Jeffrey · CIK 0001769141 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By HASI Management HoldCo LLC

Disclosed balance after: 65,250

Underlying: Common stock, par value $0.01 per share · 35,250 shares

Expires not disclosed

F1 · derivative.exercise_price: 65,250 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 65,250 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 32,250 LTIP Units issued herein, 11,750 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person and 23,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units").

F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F1 · derivative.exercise_date: 65,250 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 65,250 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 32,250 LTIP Units issued herein, 11,750 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person and 23,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units").

F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F3 · derivative.expiration_date: N/A

F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.

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April 01, 2020 Filed Apr 3, 2020 22:03 UTC
Melko CharlesChief Accounting Officer
GrantCommon stock, par value $0.01 per share · Derivative 4,780 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000084 · wf-form4_158595139072364.xml · derivative · entry 2

Melko Charles · CIK 0001700743 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By HASI Management HoldCo LLC

Disclosed balance after: 4,780

Underlying: Common stock, par value $0.01 per share · 4,780 shares

Expires not disclosed

F1 · derivative.exercise_price: 4,780 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 4,780 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 4,780 LTIP Units, 1,592 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person and 3,188 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units").

F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F1 · derivative.exercise_date: 4,780 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 4,780 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 4,780 LTIP Units, 1,592 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person and 3,188 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units").

F3 · derivative.expiration_date: N/A

F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.

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April 01, 2020 Filed Apr 3, 2020 22:00 UTC GrantLTIP Units · Derivative 45,750 $0.00 $0.00
Disclosure

SEC source: 0001561894-20-000082 · wf-form4_158595120646999.xml · derivative · entry 3

Rose Nathaniel · CIK 0001574203 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By HASI Management HoldCo LLC

Disclosed balance after: 114,750

Underlying: Common stock, par value $0.01 per share · 45,750 shares

Expires not disclosed

F2 · derivative.exercise_price: 114,750 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 69,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 45,750 LTIP Units issued herein, 15,250 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 30,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units").

F3 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F2 · derivative.exercise_date: 114,750 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 69,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 45,750 LTIP Units issued herein, 15,250 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 30,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units").

F3 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.

F4 · derivative.expiration_date: N/A

F5 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.