Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 5, 2021 21:25 UTC |
O'Neil CharlesDirector
|
GrantLTIP Units · Derivative | 2,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000056 · wf-form4_161765788462367.xml · derivative · entry 2 O'Neil Charles · CIK 0001574207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,316 Underlying: Common stock, par value $0.01 per share · 2,080 shares Expires not disclosed F1 · derivative.exercise_price: 9,316 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,316 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 9,316 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,316 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:32 UTC |
Melko CharlesChief Accounting Officer
|
GrantLTIP Units · Derivative | 7,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000060 · wf-form4_161765823526775.xml · derivative · entry 2 Melko Charles · CIK 0001700743 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 12,184 Underlying: Common stock, par value $0.01 per share · 7,404 shares Expires not disclosed F1 · derivative.exercise_price: 12,184 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 12,184 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 12,184 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 12,184 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 20:46 UTC |
Eckel JeffreyDirector · President and CEO
|
SaleCommon stock, par value $0.01 per share | 50,000 | $53.89 | $2,694,500.00 |
DisclosureSEC source: 0001561894-21-000048 · wf-form4_161661877422885.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 627,367 F1 · shares: 50,000 of these shares were sold pursuant to a Rule 10b5-1 trading plan, dated March 8, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.09 to $55.30, inclusive, on March 22, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| March 11, 2021 Filed Mar 24, 2021 20:46 UTC |
Eckel JeffreyDirector · President and CEO
|
GiftCommon stock, par value $0.01 per share | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000048 · wf-form4_161661877422885.xml · nonDerivative · entry 3 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Chesapeake Power Foundation Disclosed balance after: 45,220 F4 · balance_after: These shares are held by the Chesapeake Power Foundation, the activities of which Jeffrey W. Eckel has the sole ability to direct. Read SEC document |
| March 11, 2021 Filed Mar 24, 2021 20:46 UTC |
Eckel JeffreyDirector · President and CEO
|
GiftCommon stock, par value $0.01 per share | 1,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000048 · wf-form4_161661877422885.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 626,087 F3 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 18:30 UTC |
LAGOMARSINO SIMONEDirector
|
PurchaseCommon Stock | 1,000 | $55.21 | $55,210.00 |
DisclosureSEC source: 0001561894-21-000037 · wf-form4_161550541598784.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Allan and Lagomarsino Revocable Trust Disclosed balance after: 6,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.19 to $52.22, inclusive, on March 9, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: These shares of Common Stock are held the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended (the "Trust"), of which Ms. Lagomarison is the trustee. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the Trust. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:48 UTC |
Rose NathanielEVP & CIO
|
SaleCommon stock, par value $0.01 per share | 10,000 | $51.90 | $519,000.00 |
DisclosureSEC source: 0001561894-21-000023 · wf-form4_161532647883662.xml · nonDerivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,507 F3 · shares: 10,000 of these shares were sold pursuant to a Rule 10b5-1 trading plan, dated August 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.82 to $52.98, inclusive, on March 8, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:51 UTC | Tax withholdingCommon stock, par value $0.01 per share | 29,188 | $53.08 | $1,549,299.04 |
DisclosureSEC source: 0001561894-21-000031 · wf-form4_161532667443933.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,064 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 60,377 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
|
| March 05, 2021 Filed Mar 9, 2021 21:51 UTC |
Chuslo StevenCHIEF LEGAL OFFICER AND EVP
|
Tax withholdingCommon stock, par value $0.01 per share | 18,504 | $53.08 | $982,192.32 |
DisclosureSEC source: 0001561894-21-000030 · wf-form4_161532665463474.xml · nonDerivative · entry 1 Chuslo Steven · CIK 0001574201 · CHIEF LEGAL OFFICER AND EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,861 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 38,239 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:50 UTC | Tax withholdingCommon stock, par value $0.01 per share | 15,083 | $53.08 | $800,605.64 |
DisclosureSEC source: 0001561894-21-000029 · wf-form4_161532663687538.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,830 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 38,239 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
|
| March 05, 2021 Filed Mar 9, 2021 21:50 UTC |
Melko CharlesChief Accounting Officer
|
Tax withholdingCommon stock, par value $0.01 per share | 1,722 | $53.08 | $91,403.76 |
DisclosureSEC source: 0001561894-21-000028 · wf-form4_161532661676618.xml · nonDerivative · entry 1 Melko Charles · CIK 0001700743 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,327 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 3,273 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:50 UTC |
Eckel JeffreyDirector · President and CEO
|
Tax withholdingCommon stock, par value $0.01 per share | 69,983 | $53.08 | $3,714,697.64 |
DisclosureSEC source: 0001561894-21-000027 · wf-form4_161532659014146.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,650 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 144,900 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:49 UTC |
Pangburn Marc T.EVP and Co-CIO
|
Tax withholdingCommon stock, par value $0.01 per share | 6,830 | $53.08 | $362,536.40 |
DisclosureSEC source: 0001561894-21-000026 · wf-form4_161532657149818.xml · nonDerivative · entry 1 Pangburn Marc T. · CIK 0001839282 · EVP and Co-CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,253 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 14,139 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:48 UTC |
Lipson JeffreyChief Financial Officer
|
Tax withholdingCommon stock, par value $0.01 per share | 1,574 | $53.08 | $83,547.92 |
DisclosureSEC source: 0001561894-21-000024 · wf-form4_161532651039728.xml · nonDerivative · entry 1 Lipson Jeffrey · CIK 0001769141 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,475 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 3,750 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:49 UTC |
Nickey Susan DEVP and Chief Client Officer
|
Tax withholdingCommon stock, par value $0.01 per share | 2,819 | $53.08 | $149,632.52 |
DisclosureSEC source: 0001561894-21-000025 · wf-form4_161532654717901.xml · nonDerivative · entry 1 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,062 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 5,835 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:48 UTC |
Rose NathanielEVP & CIO
|
Tax withholdingCommon stock, par value $0.01 per share | 21,415 | $53.08 | $1,136,708.20 |
DisclosureSEC source: 0001561894-21-000023 · wf-form4_161532647883662.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,507 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 44,277 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
| December 30, 2020 Filed Feb 4, 2021 21:40 UTC |
Eckel JeffreyDirector · President and CEO
|
GiftCommon stock, par value $0.01 per share | 31,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 9 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Chesapeake Power Foundation Disclosed balance after: 46,000 F4 · balance_after: These shares are held by the Chesapeake Power Foundation, the activities of which Jeffrey W. Eckel has the sole ability to direct. Read SEC document |
| December 30, 2020 Filed Feb 4, 2021 21:40 UTC |
Eckel JeffreyDirector · President and CEO
|
GiftCommon stock, par value $0.01 per share | 31,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 5 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 677,367 Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 21:39 UTC |
Chuslo StevenGENERAL COUNSEL & EVP
|
SaleCommon stock, par value $0.01 per share | 40,000 | $55.45 | $2,218,000.00 |
DisclosureSEC source: 0001561894-20-000146 · wf-form4_160763638121445.xml · nonDerivative · entry 1 Chuslo Steven · CIK 0001574201 · GENERAL COUNSEL & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,365 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.20 to $55.90, inclusive, on December 8, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 21:55 UTC | GiftCommon stock, par value $0.01 per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,472 F1 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
|
| December 04, 2020 Filed Apr 5, 2021 21:51 UTC |
OSGOOD STEVEN GDirector
|
OtherLTIP Units · Derivative | 9,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000072 · wf-form4_161765940304573.xml · derivative · entry 3 OSGOOD STEVEN G · CIK 0001306273 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Steven G Osgood TTEE Steven G Osgood TR U/A DTD 09 09 2019 Disclosed balance after: 9,978 Underlying: Common stock, par value $0.01 per share · 9,978 shares Expires not disclosed F1 · derivative.exercise_price: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F5 · ownership.nature: These LTIP Units are held Steven G Osgood TREE Steven G Osgood TR U/A DTD 09/09/2019, of which Mr. Osgood is the trustee. Ms. Osgood possesses the voting and investment power with respect to the shares of LTIP Units held by the Trust. Read SEC document |
| December 04, 2020 Filed Apr 5, 2021 21:51 UTC |
OSGOOD STEVEN GDirector
|
OtherLTIP Units · Derivative | 9,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000072 · wf-form4_161765940304573.xml · derivative · entry 2 OSGOOD STEVEN G · CIK 0001306273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $0.01 per share · 9,978 shares Expires not disclosed F1 · derivative.exercise_price: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · kind: 9,978 OP Units were transferred to Steven G Osgood TTEE Steven G Osgood TR U/A DTD 09/09/2019 on December 4, 2020. F1 · derivative.exercise_date: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:55 UTC | GiftCommon stock, par value $0.01 per share | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 5 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse as UTMA custodian for children Disclosed balance after: 2,640 F3 · balance_after: These shares are held by the reporting person's spouse as custodian for the reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
|
| December 03, 2020 Filed Dec 4, 2020 21:55 UTC | GiftCommon stock, par value $0.01 per share | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 4 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 7,500 F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
|
| December 02, 2020 Filed Dec 4, 2020 21:55 UTC | GiftCommon stock, par value $0.01 per share | 3,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 3 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 8,220 F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
|
| December 02, 2020 Filed Dec 4, 2020 21:55 UTC | GiftCommon stock, par value $0.01 per share | 3,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 2 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,252 F1 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
|
| December 02, 2020 Filed Feb 4, 2021 21:40 UTC |
Eckel JeffreyDirector · President and CEO
|
GiftCommon stock, par value $0.01 per share | 4,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 4 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 708,367 Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:14 UTC |
O'Neil CharlesDirector
|
SaleCommon stock, par value $0.01 per share | 2,732 | $53.98 | $147,473.36 |
DisclosureSEC source: 0001561894-20-000144 · wf-form4_160633884880212.xml · nonDerivative · entry 1 O'Neil Charles · CIK 0001574207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,913 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.95 to $53.99, inclusive, on November 24, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 20, 2020 Filed Feb 4, 2021 21:40 UTC |
Eckel JeffreyDirector · President and CEO
|
GiftCommon stock, par value $0.01 per share | 605 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 3 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 713,017 F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| November 18, 2020 Filed Feb 4, 2021 21:40 UTC |
Eckel JeffreyDirector · President and CEO
|
GiftCommon stock, par value $0.01 per share | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 713,622 F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:33 UTC | SaleCommon stock, par value $0.01 per share | 10,000 | $49.56 | $495,600.00 |
DisclosureSEC source: 0001561894-20-000143 · wf-form4_160556237954876.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,913 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 21, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.43 to $49.66, inclusive, on November 13, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
|
| November 11, 2020 Filed Nov 13, 2020 21:17 UTC |
Eckel JeffreyDirector · President and CEO
|
SaleCommon stock, par value $0.01 per share | 75,000 | $50.11 | $3,758,250.00 |
DisclosureSEC source: 0001561894-20-000142 · wf-form4_160530221746057.xml · nonDerivative · entry 2 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 715,394 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.71 to $50.65, inclusive, on November 11, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| November 10, 2020 Filed Nov 13, 2020 21:17 UTC |
Eckel JeffreyDirector · President and CEO
|
SaleCommon stock, par value $0.01 per share | 75,000 | $47.14 | $3,535,500.00 |
DisclosureSEC source: 0001561894-20-000142 · wf-form4_160530221746057.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 790,394 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.07 to $47.95, inclusive, on Nov 10, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:09 UTC |
Rose NathanielEVP & CIO
|
SaleCommon stock, par value $0.01 per share | 10,697.326 | $49.51 | $529,624.61 |
DisclosureSEC source: 0001561894-20-000141 · wf-form4_160521892725615.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · shares: 10,000 of these shares were sold pursuant to a Rule 10b5-1 trading plan, dated August 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.50 to $50.88, inclusive, on November 9, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 20:26 UTC |
Rose NathanielEVP & CIO
|
GiftCommon stock, par value $0.01 per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000126 · wf-form4_159769598116426.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,922 F1 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of these shares. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 20:24 UTC | SaleCommon stock, par value $0.01 per share | 10,000 | $38.35 | $383,500.00 |
DisclosureSEC source: 0001561894-20-000125 · wf-form4_159769585635978.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,913 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 21, 2020. Read SEC document |
|
| May 27, 2020 Filed May 27, 2020 20:54 UTC | SaleCommon stock, par value $0.01 per share | 7,000 | $30.19 | $211,330.00 |
DisclosureSEC source: 0001561894-20-000110 · wf-form4_159061286253173.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,913 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 21, 2020. Read SEC document |
|
| May 27, 2020 Filed Feb 4, 2021 21:40 UTC |
Eckel JeffreyDirector · President and CEO
|
GiftCommon stock, par value $0.01 per share | 1,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000010 · wf-form5_161247483280396.xml · nonDerivative · entry 1 Eckel Jeffrey · CIK 0001574200 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Jeffrey W. Eckel Revocable Trust Disclosed balance after: 714,252 F1 · balance_after: These shares are held by the Jeffrey W. Eckel Revocable Trust, of which Jeffrey W. Eckel is the sole trustee and beneficiary. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:31 UTC | Tax withholdingCommon stock, par value $0.01 per share | 4,009 | $27.41 | $109,886.69 |
DisclosureSEC source: 0001561894-20-000108 · wf-form4_158992745864602.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,972 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 8,300 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 15, 2020. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
|
| May 15, 2020 Filed May 19, 2020 22:24 UTC |
Melko CharlesChief Accounting Officer
|
Tax withholdingCommon stock, par value $0.01 per share | 2,143 | $27.41 | $58,739.63 |
DisclosureSEC source: 0001561894-20-000104 · wf-form4_158992703427241.xml · nonDerivative · entry 1 Melko Charles · CIK 0001700743 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,049 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 4,009 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 15, 2020 Read SEC document |
| May 11, 2020 Filed May 19, 2020 22:27 UTC |
Rose NathanielEVP & CIO
|
SaleCommon stock, par value $0.01 per share | 10,000 | $29.03 | $290,300.00 |
DisclosureSEC source: 0001561894-20-000106 · wf-form4_158992722299947.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,922 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated December 12, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.72 to $29.15, inclusive, on May 11, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:58 UTC | SaleCommon stock, par value $0.01 per share | 19,750 | $27.75 | $548,062.50 |
DisclosureSEC source: 0001561894-20-000100 · wf-form4_158897511384983.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,981 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated December 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $28.41, inclusive, on May 7, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
|
| April 01, 2020 Filed Apr 3, 2020 17:53 UTC |
LAGOMARSINO SIMONEDirector
|
GrantLTIP Units · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000078 · wf-form4_158595080674558.xml · derivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,659 Underlying: Common stock, par value $0.01 per share · 4,274 shares Expires not disclosed F2 · derivative.exercise_price: 6,659 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 4,274 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 6,659 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 4,274 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:57 UTC |
Brenner TeresaDirector
|
GrantLTIP Units · Derivative | 3,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000080 · wf-form4_158595101947208.xml · derivative · entry 2 Brenner Teresa · CIK 0001671844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,236 Underlying: Common stock, par value $0.01 per share · 3,226 shares Expires not disclosed F1 · derivative.exercise_price: 7,326 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 7,326 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 3,226 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 7,326 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 7,326 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 3,226 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:47 UTC |
OSBORNE RICHARD JDirector
|
GrantLTIP Units · Derivative | 3,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000074 · wf-form4_158595044809785.xml · derivative · entry 2 OSBORNE RICHARD J · CIK 0001236214 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,236 Underlying: Common stock, par value $0.01 per share · 3,226 shares Expires not disclosed F1 · derivative.exercise_price: 7,236 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 7,236 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 3,226 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarketvalue (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or atthe Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 7,236 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 7,236 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 3,226 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarketvalue (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or atthe Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:50 UTC |
OSGOOD STEVEN GDirector
|
GrantLTIP Units · Derivative | 5,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000076 · wf-form4_158595063712601.xml · derivative · entry 2 OSGOOD STEVEN G · CIK 0001306273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,978 Underlying: Common stock, par value $0.01 per share · 5,968 shares Expires not disclosed F1 · derivative.exercise_price: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 5,698 arescheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement ofLimited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 9,978 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,978 long-term incentive plan units("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 4,010 are scheduled to vest on May 15, 2020 and 5,698 arescheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement ofLimited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:19 UTC |
Eckhart Michael T.Director
|
GrantLTIP Units · Derivative | 3,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000087 · wf-form4_158595234451323.xml · derivative · entry 2 Eckhart Michael T. · CIK 0001783847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,611 Underlying: Common stock, par value $0.01 per share · 3,226 shares Expires not disclosed F1 · derivative.exercise_price: 5,611 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 5,611 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 3,226 are scheduled to vest on May 5, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarketvalue (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or atthe Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 5,611 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 5,611 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 3,226 are scheduled to vest on May 5, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarketvalue (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or atthe Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:05 UTC |
Lipson JeffreyChief Financial Officer
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GrantLTIP Units · Derivative | 35,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000085 · wf-form4_158595150055240.xml · derivative · entry 2 Lipson Jeffrey · CIK 0001769141 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 65,250 Underlying: Common stock, par value $0.01 per share · 35,250 shares Expires not disclosed F1 · derivative.exercise_price: 65,250 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 65,250 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 32,250 LTIP Units issued herein, 11,750 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person and 23,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 65,250 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 65,250 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 32,250 LTIP Units issued herein, 11,750 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person and 23,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:03 UTC |
Melko CharlesChief Accounting Officer
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GrantCommon stock, par value $0.01 per share · Derivative | 4,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000084 · wf-form4_158595139072364.xml · derivative · entry 2 Melko Charles · CIK 0001700743 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 4,780 Underlying: Common stock, par value $0.01 per share · 4,780 shares Expires not disclosed F1 · derivative.exercise_price: 4,780 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 4,780 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 4,780 LTIP Units, 1,592 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person and 3,188 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 4,780 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 4,780 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 4,780 LTIP Units, 1,592 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person and 3,188 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:00 UTC |
Rose NathanielEVP & CIO
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GrantLTIP Units · Derivative | 45,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000082 · wf-form4_158595120646999.xml · derivative · entry 3 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 114,750 Underlying: Common stock, par value $0.01 per share · 45,750 shares Expires not disclosed F2 · derivative.exercise_price: 114,750 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 69,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 45,750 LTIP Units issued herein, 15,250 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 30,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F3 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 114,750 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 69,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 45,750 LTIP Units issued herein, 15,250 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 30,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F3 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F5 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.