Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HA Sustainable Infrastructure Capital, Inc.HASI · Entity 3894 | EVP | April 01, 2021 | April 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HA Sustainable Infrastructure Capital, Inc.
Report date April 01, 2021 · Filed April 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | IndirectBy HASI Management HoldCo LLC | 168,504 |
Reported balance
After 2021-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-01 · Grant · Acquired 14,004 · Balance 168,504 F4: 168,504 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 168,504 long-term incentive planunits ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F5: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F6: N/A F7: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 166,064 |
Reported balance
Holding disclosure · report date 2021-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 166,064 F1: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy spouse | 7,500 |
Reported balance
Holding disclosure · report date 2021-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,500 F2: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy spouse as UTMA custodian for children | 2,640 |
Reported balance
Holding disclosure · report date 2021-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,640 F3: These shares are held by the reporting person's spouse as custodian for the reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis.
F2: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest.
F3: These shares are held by the reporting person's spouse as custodian for the reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
F4: 168,504 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 168,504 long-term incentive planunits ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended.
F5: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
F6: N/A
F7: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Shimmick Corp
Report date June 04, 2025 · Filed June 05, 2025
Section 16 reporting ended · disclosed 2025-06-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 155,778 |
Reported balance
After 2025-06-04 transaction · row 1
1 source rowRow 1 · 2025-06-04 · Exercise / conversion · Acquired 84,269 · Balance 155,778 F1: RSUs convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-06-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-06-04 · Exercise / conversion · Disposed 84,269 · Balance 0 F1: RSUs convert into common stock on a one-for-one basis. F2: On June 6, 2024, the Reporting Person was granted 84,269 RSUs, vesting and settling upon the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: RSUs convert into common stock on a one-for-one basis.
F2: On June 6, 2024, the Reporting Person was granted 84,269 RSUs, vesting and settling upon the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2025 Filed Jun 5, 2025 16:49 UTC | Shimmick Corp SHIM · Entity 622 | Exercise / conversionRestricted Stock Units · Derivative | 84,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-082437 · ownership.xml · derivative · entry 2 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 84,269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On June 6, 2024, the Reporting Person was granted 84,269 RSUs, vesting and settling upon the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date. F2 · derivative.expiration_date: On June 6, 2024, the Reporting Person was granted 84,269 RSUs, vesting and settling upon the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 16:49 UTC | Shimmick Corp SHIM · Entity 622 | Exercise / conversionCommon Stock, par value $0.01 per share | 84,269 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-082437 · ownership.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| August 23, 2024 Filed Aug 23, 2024 16:05 UTC | Shimmick Corp SHIM · Entity 622 | PurchaseCommon Stock | 2,629 | $3.16 | $8,307.64 |
DisclosureSEC source: 0000950170-24-100169 · ownership.xml · nonDerivative · entry 3 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,509 F3 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $3.15 to $3.18, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided. F4 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 16:05 UTC | Shimmick Corp SHIM · Entity 622 | PurchaseCommon Stock | 10,000 | $3.05 | $30,500.00 |
DisclosureSEC source: 0000950170-24-100169 · ownership.xml · nonDerivative · entry 2 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,880 F2 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $2.98 to $3.11, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided. F4 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 16:05 UTC | Shimmick Corp SHIM · Entity 622 | PurchaseCommon Stock | 4,371 | $2.99 | $13,069.29 |
DisclosureSEC source: 0000950170-24-100169 · ownership.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,880 F1 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $2.75 to $3.09, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided. F4 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 18:39 UTC | Shimmick Corp SHIM · Entity 622 | Exercise / conversionRestricted Stock Units · Derivative | 24,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-075112 · ownership.xml · derivative · entry 3 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,509 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date. F4 · derivative.expiration_date: On December 14, 2023, the Reporting Person was granted 24,509 RSUs, vesting and settling upon the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, in each case subject to Reporting Person's continued service through such date. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 18:39 UTC | Shimmick Corp SHIM · Entity 622 | Exercise / conversionCommon Stock | 24,509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-075112 · ownership.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into common stock on a one-for-one basis. F2 · ownership.direct: The shares held by the Reporting Person are held in a joint account with the Reporting Person's spouse. Read SEC document |
| June 06, 2024 Filed Jun 18, 2024 18:39 UTC | Shimmick Corp SHIM · Entity 622 | GrantRestricted Stock Units · Derivative | 84,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-075112 · ownership.xml · derivative · entry 2 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,269 Underlying: Common Stock · 84,269 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date. F3 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the date of the next annual meeting of the Issuer's stockholders, subject to Reporting Perons's continued service through such date. Read SEC document |
| May 22, 2024 Filed May 23, 2024 16:05 UTC | Shimmick Corp SHIM · Entity 622 | GrantCommon Stock | 2,000 | $1.53 | $3,060.00 |
DisclosureSEC source: 0000950170-24-063934 · ownership.xml · nonDerivative · entry 2 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 F2 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.51 to $1.54, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided. F3 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse. Read SEC document |
| May 21, 2024 Filed May 23, 2024 16:05 UTC | Shimmick Corp SHIM · Entity 622 | GrantCommon Stock | 28,000 | $1.62 | $45,360.00 |
DisclosureSEC source: 0000950170-24-063934 · ownership.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,000 F1 · price: The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.51 to $1.67, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided. F3 · ownership.direct: The shares purchased by the Reporting Person are held in a joint account with the Reporting Person's spouse. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 16:05 UTC | Shimmick Corp SHIM · Entity 622 | GrantRestricted Stock Units · Derivative | 24,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-070729 · ownership.xml · derivative · entry 1 Herron J Brendan · CIK 0001574220 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,509 Underlying: Common Stock · 24,509 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date. F2 · derivative.expiration_date: The RSUs will vest in full and settle into shares of common stock on the later of (i) June 14, 2024 or (ii) the date of next annual meeting of the Issuer's stockholders, subject to Reporting Person's continued service through such date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:35 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 14,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000062 · wf-form4_161765847885687.xml · derivative · entry 4 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 168,504 Underlying: Common stock, par value $0.01 per share · 14,004 shares Expires not disclosed F4 · derivative.exercise_price: 168,504 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 168,504 long-term incentive planunits ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F5 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.exercise_date: 168,504 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 168,504 long-term incentive planunits ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F5 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F6 · derivative.expiration_date: N/A F7 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:51 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 29,188 | $53.08 | $1,549,299.04 |
DisclosureSEC source: 0001561894-21-000031 · wf-form4_161532667443933.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,064 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 60,377 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| December 04, 2020 Filed Dec 4, 2020 21:55 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,472 F1 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:55 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 5 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse as UTMA custodian for children Disclosed balance after: 2,640 F3 · balance_after: These shares are held by the reporting person's spouse as custodian for the reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 21:55 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 4 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 7,500 F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:55 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 3,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 3 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 8,220 F2 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:55 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 3,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000145 · wf-form4_160711891341728.xml · nonDerivative · entry 2 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,252 F1 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:31 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 4,009 | $27.41 | $109,886.69 |
DisclosureSEC source: 0001561894-20-000108 · wf-form4_158992745864602.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,972 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 8,300 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 15, 2020. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| May 07, 2020 Filed May 8, 2020 21:58 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 19,750 | $27.75 | $548,062.50 |
DisclosureSEC source: 0001561894-20-000100 · wf-form4_158897511384983.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,981 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated December 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $28.41, inclusive, on May 7, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:38 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000067 · wf-form4_158594989339384.xml · derivative · entry 4 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 154,500 Underlying: Common stock, par value $0.01 per share · 60,000 shares Expires not disclosed F4 · derivative.exercise_price: 154,500 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 154,500 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 60,000 LTIP Units issued herein, 20,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 40,000 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F5 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.exercise_date: 154,500 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 154,500 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 60,000 LTIP Units issued herein, 20,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 40,000 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F5 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F6 · derivative.expiration_date: N/A F7 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 23:26 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000046 · wf-form4_158414198496148.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,731 F1 · price: On March 11, 2020, the reporting person was granted shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2021. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 22:16 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 39,802 | $36.14 | $1,438,444.28 |
DisclosureSEC source: 0001561894-20-000024 · wf-form4_158379217881216.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,308 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 82,405 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2020. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 11:03 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 19,830 | $36.05 | $714,871.50 |
DisclosureSEC source: 0001561894-20-000018 · wf-form4_158323336192923.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,110 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated December 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.15 to $36.915, inclusive on February 27, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:40 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 19,162 | $38.13 | $730,647.06 |
DisclosureSEC source: 0001561894-20-000013 · wf-form4_158259122770066.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,940 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 39,570 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on February 20, 2020. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| December 12, 2019 Filed Dec 12, 2019 22:25 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-19-000131 · wf-form4_157618950731877.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,102 F1 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of these shares. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:38 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 13,361 | $26.36 | $352,195.96 |
DisclosureSEC source: 0001561894-19-000074 · wf-form4_155804271926072.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,602 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 27,662 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 15, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:31 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 94,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-19-000057 · wf-form4_155432705222502.xml · derivative · entry 4 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 94,500 Underlying: Common stock, par value $0.01 per share · 94,500 shares Expires not disclosed F4 · derivative.exercise_price: 94,500 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 94,500 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 94,500 LTIP Units, 31,500 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 63,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F5 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.exercise_date: 94,500 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 94,500 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 94,500 LTIP Units, 31,500 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 63,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F5 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F6 · derivative.expiration_date: N/A F4 · derivative.underlying_shares: 94,500 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 94,500 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 94,500 LTIP Units, 31,500 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 63,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F5 · derivative.underlying_shares: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F7 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 21:12 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 8,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-19-000034 · wf-form4_155268431823276.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,963 F1 · price: On March 13, 2019, the reporting person was granted 8,300 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended. The shares vest on May 15, 2020. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:57 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 39,191 | $25.31 | $991,924.21 |
DisclosureSEC source: 0001561894-19-000023 · wf-form4_155199581382181.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,663 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 81,139 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2019. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:45 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 51,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000042 · wf-form4_152305108618711.xml · nonDerivative · entry 3 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,854 F4 · price: On April 4, 2018, the reporting person was awarded up to a maximum of 51,752 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2021 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 51,752 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:45 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 25,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000042 · wf-form4_152305108618711.xml · nonDerivative · entry 2 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,102 F3 · price: On April 4, 2018, the reporting person was granted 25,874 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on May 15, 2019, March 5, 2020 and March 5, 2021. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:45 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 19,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000042 · wf-form4_152305108618711.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,228 F1 · price: On April 4, 2018, the reporting person was granted 19,038 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2019. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:28 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 5,052 | $18.36 | $92,754.72 |
DisclosureSEC source: 0001561894-18-000019 · wf-form4_152149128017909.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,190 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 10,540 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 15, 2018. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 22:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 6,155 | $18.02 | $110,913.10 |
DisclosureSEC source: 0001561894-18-000012 · wf-form4_152054819505589.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,242 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 18,777 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2018. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 23:05 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-027877 · doc4.xml · nonDerivative · entry 2 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,397 F4 · kind: This charitable gift was effected pursuant to the Plan. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 23:05 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 11,063 | $23.96 | $265,069.48 |
DisclosureSEC source: 0000899243-17-027877 · doc4.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,733 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated September 14, 2017 (the "Plan"). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.90 to $24.11, inclusive on November 30, 2017. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:09 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 7,364 | $21.35 | $157,221.40 |
DisclosureSEC source: 0000899243-17-010917 · doc4.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,796 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 14,572 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on April 21, 2017. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:14 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 63,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008025 · doc4.xml · nonDerivative · entry 3 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,160 F4 · price: On March 15, 2017, the reporting person was awarded up to a maximum of 63,240 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2020 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 63,240 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:14 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 31,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008025 · doc4.xml · nonDerivative · entry 2 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,920 F3 · price: On March 15, 2017, the reporting person was granted 31,620 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on March 15, 2018, March 5, 2019 and March 5, 2020. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:14 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 14,555 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008025 · doc4.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,300 F1 · price: On March 15, 2017, the reporting person was granted 14,555 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on March 5, 2019. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:32 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 11,118 | $19.04 | $211,686.72 |
DisclosureSEC source: 0000899243-17-000248 · doc4.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,745 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 22,001 shares of Common Stock. F2 · price: Represents the opening price of the Common Stock on December 30, 2016. F3 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 21:58 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033338 · doc4.xml · nonDerivative · entry 2 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,863 F3 · kind: This charitable gift was effected pursuant to the Plan. F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 21:58 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 13,812 | $19.51 | $269,472.12 |
DisclosureSEC source: 0000899243-16-033338 · doc4.xml · nonDerivative · entry 1 Herron J Brendan · CIK 0001574220 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,863 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 18, 2016 (the "Plan"). F2 · balance_after: Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.