Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HA Sustainable Infrastructure Capital, Inc.HASI · Entity 3894 | EVP and Chief Client Officer | March 02, 2026 | March 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HA Sustainable Infrastructure Capital, Inc.
Report date March 02, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | IndirectBy HASI Management HoldCo LLC | 258,746 |
Reported balance
After 2026-03-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-02 · Grant · Acquired 60,000 · Balance 258,746 F2: 258,746 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 258,746 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of HA Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4: N/A F5: Previously included in this total were 14,059 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2025 were not met. F1: These Shares or LTIP Units are held by the Susan D Nickey Revocable Trust DTD 11/19/2021, of which Ms. Nickey is the trustee. Ms. Nickey possesses the voting and investment power with respect to the Shares or LTIP Units held by the Trust. F6: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSusan D Nickey Revocable Trust DTD 11/19/2021 | 58,245 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 58,245 F1: These Shares or LTIP Units are held by the Susan D Nickey Revocable Trust DTD 11/19/2021, of which Ms. Nickey is the trustee. Ms. Nickey possesses the voting and investment power with respect to the Shares or LTIP Units held by the Trust. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 2,614 |
Reported balance
Holding disclosure · report date 2026-03-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,614 |
Filing footnotes · ownership attribution and instrument terms
F1: These Shares or LTIP Units are held by the Susan D Nickey Revocable Trust DTD 11/19/2021, of which Ms. Nickey is the trustee. Ms. Nickey possesses the voting and investment power with respect to the Shares or LTIP Units held by the Trust.
F2: 258,746 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 258,746 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
F3: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of HA Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
F4: N/A
F5: Previously included in this total were 14,059 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2025 were not met.
F6: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2026 Filed Mar 5, 2026 01:08 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-26-000037 · wk-form4_1772672890.xml · derivative · entry 3 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 258,746 Underlying: Common stock, par value $0.01 per share · 60,000 shares Expires not disclosed F2 · derivative.exercise_price: 258,746 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 258,746 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of HA Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 258,746 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 258,746 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of HA Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F5 · balance_after: Previously included in this total were 14,059 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2025 were not met. F1 · ownership.nature: These Shares or LTIP Units are held by the Susan D Nickey Revocable Trust DTD 11/19/2021, of which Ms. Nickey is the trustee. Ms. Nickey possesses the voting and investment power with respect to the Shares or LTIP Units held by the Trust. F6 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 22:21 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 67,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-25-000031 · wk-form4_1741126882.xml · derivative · entry 3 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 212,805 Underlying: Common stock, par value $0.01 per share · 67,500 shares Expires not disclosed F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.exercise_price: 185,131 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 185,131 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.exercise_date: 185,131 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 185,131 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F4 · derivative.expiration_date: N/A F5 · balance_after: Previously included in this total were 18,500 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2024 were not met. F1 · ownership.nature: These Shares or LTIP Units are held by the Susan D Nickey Revocable Trust DTD 11/19/2021, of which Ms. Nickey is the trustee. Ms. Nickey possesses the voting and investment power with respect to the Shares or LTIP Units held by the Trust. F6 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with their proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting their proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of their pecuniary interest. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 21:24 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-24-000023 · wk-form4_1709587212.xml · derivative · entry 3 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 136,131 Underlying: Common stock, par value $0.01 per share · 60,000 shares Expires not disclosed F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.exercise_price: 136,131 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 136,131 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.exercise_date: 136,131 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 136,131 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F4 · derivative.expiration_date: N/A F5 · balance_after: Previously included in this total were 10,000 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2023 were not met. F6 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 16, 2023 Filed Mar 16, 2023 22:51 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 2,000 | $23.91 | $47,820.00 |
DisclosureSEC source: 0001561894-23-000053 · wf-form4_167900706035342.xml · nonDerivative · entry 1 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Susan D Nickey Revocable Trust DTD 11/19/2021 Disclosed balance after: 58,245 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.88 to $23.92, inclusive on March 16, 2023. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: These Shares or LTIP Units are held by the Susan D Nickey Revocable Trust DTD 11/19/2021, of which Ms. Nickey is the trustee. Ms. Nickey possesses the voting and investment power with respect to the Shares or LTIP Units held by the Trust. Read SEC document |
| March 05, 2023 Filed Mar 6, 2023 21:32 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 6,280 | $31.18 | $195,810.40 |
DisclosureSEC source: 0001561894-23-000039 · wf-form4_167813834151511.xml · nonDerivative · entry 1 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Susan D Nickey Revocable Trust DTD 11/19/2021 Disclosed balance after: 56,245 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection withthe vesting of 13,000 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 3, 2023, the first trading day on or prior to the vesting date. F3 · ownership.nature: These Shares or LTIP Units are held by the Susan D Nickey Revocable Trust DTD 11/19/2021, of which Ms. Nickey is the trustee. Ms. Nickey possesses the voting and investment power with respect to the Shares or LTIP Units held by the Trust. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:42 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 55,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-23-000027 · wf-form4_167787970551233.xml · derivative · entry 3 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 86,131 Underlying: Common stock, par value $0.01 per share · 55,500 shares Expires not disclosed F2 · derivative.exercise_price: 86,131 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 86,131 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 86,131 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 86,131 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F5 · balance_after: Previously included in this total were 2,825 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2022 were not met. F6 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:16 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 27,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-22-000021 · wf-form4_164849856438027.xml · derivative · entry 2 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 61,130 Underlying: Common stock, par value $0.01 per share · 27,748 shares Expires not disclosed F1 · derivative.exercise_price: 61,130 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 61,130 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 61,130 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 61,130 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 02:00 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 3,963 | $49.09 | $194,543.67 |
DisclosureSEC source: 0001561894-22-000018 · wf-form4_164687759312671.xml · nonDerivative · entry 1 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,139 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 8,111 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 4, 2022, the first trading day on or prior to the vesting date. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:28 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 4,960 | $48.30 | $239,568.00 |
DisclosureSEC source: 0001561894-21-000092 · wf-form4_162136959944964.xml · nonDerivative · entry 1 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,102 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 10,269 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 14, 2021, the first trading day on or prior to the vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:43 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 25,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000067 · wf-form4_161765890626813.xml · derivative · entry 2 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 33,382 Underlying: Common stock, par value $0.01 per share · 25,950 shares Expires not disclosed F1 · derivative.exercise_price: 33,382 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 33,382 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 33,382 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 33,382 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:49 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 2,819 | $53.08 | $149,632.52 |
DisclosureSEC source: 0001561894-21-000025 · wf-form4_161532654717901.xml · nonDerivative · entry 1 Nickey Susan D · CIK 0001839416 · EVP and Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,062 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 5,835 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.