Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HA Sustainable Infrastructure Capital, Inc.
Report date April 23, 2024 · Filed April 25, 2024
Section 16 reporting ended · disclosed 2024-04-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 118,625 |
Reported balance
Holding disclosure · report date 2024-04-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 118,625 |
| LTIP UnitsSEC Table II · derivative / convertible security | IndirectBy HASI Management HoldCo LLC | 205,393 |
Reported balance
Holding disclosure · report date 2024-04-23 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 205,393 F1: 205,393 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 205,393 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F2: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3: N/A F4: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: 205,393 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 205,393 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan.
F2: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
F3: N/A
F4: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 5, 2024 13:11 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 22,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-24-000027 · wk-form4_1709644258.xml · derivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: No plan indicated Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 205,393 Underlying: Common stock, par value $0.01 per share · 22,404 shares Expires not disclosed F1 · derivative.exercise_price: 205,393 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 205,393 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 205,393 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 205,393 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · balance_after: Previously included in this total were 15,000 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2023 were not met. F5 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 20:18 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 5,000 | $21.19 | $105,950.00 |
DisclosureSEC source: 0001561894-23-000102 · wf-form4_169264910966834.xml · nonDerivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,625 Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 20:18 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 5,000 | $21.18 | $105,900.00 |
DisclosureSEC source: 0001561894-23-000102 · wf-form4_169264910966834.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,625 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:41 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 51,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-23-000025 · wf-form4_167787964035344.xml · derivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 197,989 Underlying: Common stock, par value $0.01 per share · 51,683 shares Expires not disclosed F1 · derivative.exercise_price: 197,989 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 197,989 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 197,989 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 197,989 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · balance_after: Previously included in this total were 14,535 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2022 were not met. F5 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:19 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 27,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-22-000022 · wf-form4_164849867240609.xml · derivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 160,841 Underlying: Common stock, par value $0.01 per share · 27,748 shares Expires not disclosed F1 · derivative.exercise_price: 160,841 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 160,841 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 160,841 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 160,841 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:03 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 20,000 | $63.46 | $1,269,200.00 |
DisclosureSEC source: 0001561894-21-000134 · wf-form4_163657816561966.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,625 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.14 to $63.76, inclusive, on November 8, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:28 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 20,000 | $58.42 | $1,168,400.00 |
DisclosureSEC source: 0001561894-21-000124 · wf-form4_163000968516274.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,625 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.28 to $58.58, inclusive, on August 24, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 4,605 | $48.30 | $222,421.50 |
DisclosureSEC source: 0001561894-21-000094 · wf-form4_162136975339649.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,625 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 11,702 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 14, 2021, the first trading day on or prior to the vesting date. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:47 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000087 · wf-form4_162102523317186.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,230 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 34,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000070 · wf-form4_161765923828842.xml · derivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 133,093 Underlying: Common stock, par value $0.01 per share · 34,843 shares Expires not disclosed F1 · derivative.exercise_price: 133,093 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 133,093 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 133,093 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 133,093 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:50 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 15,083 | $53.08 | $800,605.64 |
DisclosureSEC source: 0001561894-21-000029 · wf-form4_161532663687538.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,830 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 38,239 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 21:33 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 10,000 | $49.56 | $495,600.00 |
DisclosureSEC source: 0001561894-20-000143 · wf-form4_160556237954876.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,913 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 21, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.43 to $49.66, inclusive, on November 13, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 20:24 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 10,000 | $38.35 | $383,500.00 |
DisclosureSEC source: 0001561894-20-000125 · wf-form4_159769585635978.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,913 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 21, 2020. Read SEC document |
| May 27, 2020 Filed May 27, 2020 20:54 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 7,000 | $30.19 | $211,330.00 |
DisclosureSEC source: 0001561894-20-000110 · wf-form4_159061286253173.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,913 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 21, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:34 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 38,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000065 · wf-form4_158594966454884.xml · derivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 98,250 Underlying: Common stock, par value $0.01 per share · 38,250 shares Expires not disclosed F1 · derivative.exercise_price: 98,250 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 98,250 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 38,250 LTIP Units issued therein, 12,750 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 25,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 98,250 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 98,250 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 38,250 LTIP Units issued therein, 12,750 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 25,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 22:45 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 11,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000038 · wf-form4_158413951172001.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,913 F1 · price: On March 11, 2020, the reporting person was granted shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 22:21 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 24,615 | $36.14 | $889,586.10 |
DisclosureSEC source: 0001561894-20-000028 · wf-form4_158379248583300.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,211 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 50,962 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:43 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 14,407 | $38.13 | $549,338.91 |
DisclosureSEC source: 0001561894-20-000015 · wf-form4_158259136252176.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,826 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 29,677 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on February 20, 2020. Read SEC document |
| November 13, 2019 Filed Nov 13, 2019 22:31 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 5,000 | $28.74 | $143,700.00 |
DisclosureSEC source: 0001561894-19-000121 · wf-form4_157368428799830.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,233 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated February 26, 2019. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 20:16 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 5,000 | $27.01 | $135,050.00 |
DisclosureSEC source: 0001561894-19-000109 · wf-form4_156590017459257.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,233 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated February 26, 2019. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:39 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 5,000 | $26.00 | $130,000.00 |
DisclosureSEC source: 0001561894-19-000075 · wf-form4_155804274889078.xml · nonDerivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,233 F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated February 26, 2019. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:39 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 10,863 | $26.36 | $286,348.68 |
DisclosureSEC source: 0001561894-19-000075 · wf-form4_155804274889078.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,233 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 22,490 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 15, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:33 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-19-000060 · wf-form4_155432717461443.xml · derivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 60,000 Underlying: Common stock, par value $0.01 per share · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: 60,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 60,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 60,000 LTIP Units, 20,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 40,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 60,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 60,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 60,000 LTIP Units, 20,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 40,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F1 · derivative.underlying_shares: 60,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 60,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 60,000 LTIP Units, 20,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 40,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F2 · derivative.underlying_shares: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:59 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 27,475 | $25.31 | $695,392.25 |
DisclosureSEC source: 0001561894-19-000027 · wf-form4_155199596473526.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,096 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 56,883 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2019. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:35 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 5,000 | $24.73 | $123,650.00 |
DisclosureSEC source: 0001561894-19-000016 · wf-form4_155173531800676.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,571 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated February 26, 2019. Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 21:18 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 6,000 | $22.75 | $136,500.00 |
DisclosureSEC source: 0001561894-18-000097 · wf-form4_154214390983576.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,571 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated March 13, 2018. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 22:09 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 20,000 | $22.84 | $456,800.00 |
DisclosureSEC source: 0001561894-18-000096 · wf-form4_154171496859357.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,571 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.83 to $22.84, inclusive on November 7, 2018. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 21:03 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 6,000 | $20.45 | $122,700.00 |
DisclosureSEC source: 0001561894-18-000089 · wf-form4_153428061940850.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,571 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated March 13, 2018. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 32,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000051 · wf-form4_152305131348762.xml · nonDerivative · entry 3 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,571 F3 · price: On April 4, 2018, the reporting person was awarded up to a maximum of 32,776 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2021 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 32,776 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 16,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000051 · wf-form4_152305131348762.xml · nonDerivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,795 F2 · price: On April 4, 2018, the reporting person was granted 16,387 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on May 15, 2019, March 5, 2020 and March 5, 2021. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 17,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000051 · wf-form4_152305131348762.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,408 F1 · price: On April 4, 2018, the reporting person was granted 17,028 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:29 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 3,116 | $18.36 | $57,209.76 |
DisclosureSEC source: 0001561894-18-000022 · wf-form4_152149133812444.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,380 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 6,500 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 15, 2018. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 22:29 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 7,671 | $18.02 | $138,231.42 |
DisclosureSEC source: 0001561894-18-000010 · wf-form4_152054815473060.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,496 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 16,717 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2018. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:31 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 5,000 | $23.51 | $117,550.00 |
DisclosureSEC source: 0000899243-17-026794 · doc4.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,167 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 10, 2017. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 5,000 | $24.11 | $120,550.00 |
DisclosureSEC source: 0000899243-17-020481 · doc4.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,167 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 10, 2017. Read SEC document |
| May 15, 2017 Filed May 16, 2017 22:50 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 5,000 | $22.22 | $111,100.00 |
DisclosureSEC source: 0000899243-17-013394 · doc4.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,167 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 10, 2017. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:08 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 5,523 | $21.35 | $117,916.05 |
DisclosureSEC source: 0000899243-17-010916 · doc4.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,167 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 10,929 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on April 21, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:10 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 39,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008013 · doc4.xml · nonDerivative · entry 3 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,690 F3 · price: On March 15, 2017, the reporting person was awarded up to a maximum of 39,000 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2020 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 39,000 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:10 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 19,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008013 · doc4.xml · nonDerivative · entry 2 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,690 F2 · price: On March 15, 2017, the reporting person was granted 19,500 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on March 15, 2018, March 5, 2019 and March 5, 2020. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:10 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 13,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008013 · doc4.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,190 F1 · price: On March 15, 2017, the reporting person was granted 13,020 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on March 5, 2019. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:33 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 8,140 | $19.04 | $154,985.60 |
DisclosureSEC source: 0000899243-17-000249 · doc4.xml · nonDerivative · entry 1 McMahon Daniel K. · CIK 0001645426 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,170 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 16,109 shares of Common Stock. F2 · price: Represents the opening price of the Common Stock on December 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.