Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707 | Director | September 02, 2026 | September 04, 2026 |
| HA Sustainable Infrastructure Capital, Inc.HASI · Entity 3894 | Director | March 25, 2022 | March 29, 2022 |
| HERITAGE OAKS BANCORPHEOP · Entity 178128 | Director · President / CEO | March 02, 2017 | March 02, 2017 |
| PACIFIC PREMIER BANCORP INCPPBI · Entity 75856 | Director | August 29, 2018 | August 31, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLUMBIA BANKING SYSTEM, INC.
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,670 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Grant · Acquired 2,670 · Balance 2,670 |
| Common StockSEC Table I · non-derivative | Indirectby family trust | 32,931 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 32,931 |
| Common StockSEC Table I · non-derivative | Indirectby IRA | 7 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7 |
HA Sustainable Infrastructure Capital, Inc.
Report date March 25, 2022 · Filed March 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 12,103 |
Reported balance
After 2022-03-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-03-25 · Grant · Acquired 2,497 · Balance 12,103 F1: 12,103 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 12,103 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3: N/A |
| Common StockSEC Table I · non-derivative | IndirectAllan and Lagomarsino Revocable Trust | 6,000 |
Reported balance
Holding disclosure · report date 2022-03-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,000 |
Filing footnotes · ownership attribution and instrument terms
F1: 12,103 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 12,103 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement.
F2: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
F3: N/A
HERITAGE OAKS BANCORP
Report date March 02, 2017 · Filed March 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | IndirectRestricted stock | 3,083 |
Reported balance
After 2017-03-02 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2017-03-02 · Disposition to issuer · Disposed 3,082 · Balance 3,083 F5: Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning March 2, 2016. F4: Vesting of restricted stock award. Change from indirect to direct ownership. Taxes paid by executive. |
| Common stockSEC Table I · non-derivative | IndirectRestricted stock | 6,706 |
Reported balance
Holding disclosure · report date 2017-03-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,706 F3: Restricted stock award pursuant to 2015 Equity Incentive Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017. |
| Common stockSEC Table I · non-derivative | Direct | 178,419 |
Reported balance
After 2017-03-02 transaction · row 5
1 source rowRow 5 · 2017-03-02 · Grant · Acquired 3,082 · Balance 178,419 F4: Vesting of restricted stock award. Change from indirect to direct ownership. Taxes paid by executive. |
| Common StockSEC Table I · non-derivative | IndirectRestricted stock - performance based | 7,081 |
Reported balance
Holding disclosure · report date 2017-03-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,081 F1: Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 each year and vesting is dependent upon related performance conditions being achieved. Initial award was on 2/1/2014. |
| Common stockSEC Table I · non-derivative | IndirectRestricted stock - performance based | 6,165 |
Reported balance
Holding disclosure · report date 2017-03-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,165 F2: Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 of the initial award per year contingent upon related performance conditions being achieved. Initial award was on 3/2/2015. |
| ISO stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $7.65 · Expires 2024-02-03 | Direct | 39,213 |
Reported balance
Holding disclosure · report date 2017-03-02 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 39,213 |
| ISO stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $7.84 · Expires 2025-03-02 | Direct | 25,510 |
Reported balance
Holding disclosure · report date 2017-03-02 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 25,510 |
| NQ stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $7.84 · Expires 2025-03-02 | Direct | 19,078 |
Reported balance
Holding disclosure · report date 2017-03-02 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 19,078 |
Filing footnotes · ownership attribution and instrument terms
F1: Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 each year and vesting is dependent upon related performance conditions being achieved. Initial award was on 2/1/2014.
F2: Performance-based Restricted Stock Award pursuant to the 2005 Equity Based Compensation Plan. This award is subject to forfeiture. This award vests 1/3 of the initial award per year contingent upon related performance conditions being achieved. Initial award was on 3/2/2015.
F3: Restricted stock award pursuant to 2015 Equity Incentive Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning April 1, 2017.
F4: Vesting of restricted stock award. Change from indirect to direct ownership. Taxes paid by executive.
F5: Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning March 2, 2016.
PACIFIC PREMIER BANCORP INC
Report date August 29, 2018 · Filed August 31, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| PPBI Common StockSEC Table I · non-derivative | Direct | 61,648 |
Reported balance
After 2018-08-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-29 · Sale · Disposed 7,828 · Balance 61,648 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $38.75, inclusive. F2: Includes 2,203 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $38.75, inclusive.
F2: Includes 2,203 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
First Foundation Inc.
Report date April 01, 2026 · Filed April 01, 2026
Section 16 reporting ended · disclosed 2026-04-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-01 · Disposition to issuer · Disposed 50,002 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F2: Includes restricted stock units with respect to 46,316 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Upon the reporting person's separation of service at the effective time of the merger, all restricted stock units were forfeited. |
| Common StockSEC Table I · non-derivative | IndirectTrust | 0 |
Reported balance
After 2026-04-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-04-01 · Disposition to issuer · Disposed 121,951 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-04-01 · Disposition to issuer · Acquired 14,098 · Balance 0 F3: Performance-vested RSUs under Issuer's 2024 Equity Incentive Plan, in each case subject to continuous employment and subject to the achievement of certain performance criteria and strategic goals. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Upon the reporting person's separation of service at the effective time of the merger, all such restricted stock units were forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
F2: Includes restricted stock units with respect to 46,316 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Upon the reporting person's separation of service at the effective time of the merger, all restricted stock units were forfeited.
F3: Performance-vested RSUs under Issuer's 2024 Equity Incentive Plan, in each case subject to continuous employment and subject to the achievement of certain performance criteria and strategic goals. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Upon the reporting person's separation of service at the effective time of the merger, all such restricted stock units were forfeited.
Luther Burbank Corp
Report date March 01, 2024 · Filed March 01, 2024
Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-01 · Disposition to issuer · Disposed 49,653 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into WaFd on March 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into, and canceled in exchange for, the right to receive 0.3353 shares of WaFd common stock and cash in lieu of fractional shares, if applicable. |
| Common StockSEC Table I · non-derivative | IndirectBy Self as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended | 0 |
Reported balance
After 2024-03-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-03-01 · Disposition to issuer · Disposed 195,603 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into WaFd on March 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into, and canceled in exchange for, the right to receive 0.3353 shares of WaFd common stock and cash in lieu of fractional shares, if applicable. F2: Shares of Common Stock are held by Ms. Lagomarsino as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into WaFd on March 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into, and canceled in exchange for, the right to receive 0.3353 shares of WaFd common stock and cash in lieu of fractional shares, if applicable.
F2: Shares of Common Stock are held by Ms. Lagomarsino as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 4, 2026 20:41 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon Stock | 2,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001084960-26-000007 · wk-form4_1788554509.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,670 Read SEC document |
| April 01, 2026 Filed Apr 1, 2026 19:14 UTC | First Foundation Inc. FFWM · Entity 54649 | Disposition to issuerRestricted Stock Unit · Derivative | 14,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-038690 · tm2610919-4_4seq1.xml · derivative · entry 3 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,098 shares Expires not disclosed F3 · derivative.exercise_price: Performance-vested RSUs under Issuer's 2024 Equity Incentive Plan, in each case subject to continuous employment and subject to the achievement of certain performance criteria and strategic goals. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Upon the reporting person's separation of service at the effective time of the merger, all such restricted stock units were forfeited. F3 · derivative.exercise_date: Performance-vested RSUs under Issuer's 2024 Equity Incentive Plan, in each case subject to continuous employment and subject to the achievement of certain performance criteria and strategic goals. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Upon the reporting person's separation of service at the effective time of the merger, all such restricted stock units were forfeited. F3 · derivative.expiration_date: Performance-vested RSUs under Issuer's 2024 Equity Incentive Plan, in each case subject to continuous employment and subject to the achievement of certain performance criteria and strategic goals. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Upon the reporting person's separation of service at the effective time of the merger, all such restricted stock units were forfeited. F3 · balance_after: Performance-vested RSUs under Issuer's 2024 Equity Incentive Plan, in each case subject to continuous employment and subject to the achievement of certain performance criteria and strategic goals. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Upon the reporting person's separation of service at the effective time of the merger, all such restricted stock units were forfeited. Read SEC document |
| April 01, 2026 Filed Apr 1, 2026 19:14 UTC | First Foundation Inc. FFWM · Entity 54649 | Disposition to issuerCommon Stock | 121,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-038690 · tm2610919-4_4seq1.xml · nonDerivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Disclosed balance after: 0 F1 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. Read SEC document |
| April 01, 2026 Filed Apr 1, 2026 19:14 UTC | First Foundation Inc. FFWM · Entity 54649 | Disposition to issuerCommon Stock | 50,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-038690 · tm2610919-4_4seq1.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated October 27, 2025 (the "Merger Agreement"), by and between the Issuer and FirstSun Capital Bancorp ("FirstSun"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 0.16083 shares of FirstSun common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F2 · balance_after: Includes restricted stock units with respect to 46,316 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by FirstSun and converted into restricted stock units with respect to a number of shares of FirstSun common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Upon the reporting person's separation of service at the effective time of the merger, all restricted stock units were forfeited. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 20:19 UTC | First Foundation Inc. FFWM · Entity 54649 | Tax withholdingCommon Stock | 2,579 | $6.24 | $16,092.96 |
DisclosureSEC source: 0001104659-26-018268 · tm266900-3_4seq1.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,002 F1 · balance_after: This reported transaction involved the payment of tax liability by delivering shares in connection with the vesting of 6,265 restricted stock units of the Company on February 18, 2026. Read SEC document |
| August 26, 2025 Filed Aug 27, 2025 19:04 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 33,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-084121 · tm2524584-1_4seq1.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,581 F1 · shares: The reported transaction involved the reporting person's receipt of a grant of 33,784 time-vested restricted stock units ("RSUs") under First Foundation Inc.'s 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 06:02 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantRestricted Stock Unit · Derivative | 28,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-015844 · tm257222-3_4seq1.xml · derivative · entry 3 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President, FFB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,195 Underlying: Common Stock · 28,195 shares Expires not disclosed F2 · derivative.exercise_price: The reported transaction involved the reporting person's receipt of a grant of a maximum of 28,195 performance-vested RSUs under First Foundation Inc.'s 2024 Equity Incentive Plan. A maximum of one-half of these RSUs may vest on each of the one and two year anniversaries of the grant date, in each case subject to continuous employment and subject to the achievement of certain performance criteria and strategic goals during each such one year period. F2 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of a maximum of 28,195 performance-vested RSUs under First Foundation Inc.'s 2024 Equity Incentive Plan. A maximum of one-half of these RSUs may vest on each of the one and two year anniversaries of the grant date, in each case subject to continuous employment and subject to the achievement of certain performance criteria and strategic goals during each such one year period. F2 · derivative.expiration_date: The reported transaction involved the reporting person's receipt of a grant of a maximum of 28,195 performance-vested RSUs under First Foundation Inc.'s 2024 Equity Incentive Plan. A maximum of one-half of these RSUs may vest on each of the one and two year anniversaries of the grant date, in each case subject to continuous employment and subject to the achievement of certain performance criteria and strategic goals during each such one year period. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 06:02 UTC | First Foundation Inc. FFWM · Entity 54649 | GrantCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-015844 · tm257222-3_4seq1.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President, FFB 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,797 F1 · shares: The reported transaction involved the reporting person's receipt of a grant of 18,797 time-vested restricted stock units ("RSUs") under First Foundation Inc.'s 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Read SEC document |
| March 01, 2024 Filed Mar 1, 2024 11:08 UTC | Luther Burbank Corp LBC · Entity 93633 | Disposition to issuerCommon Stock | 195,603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001084960-24-000006 · wk-form4_1709309305.xml · nonDerivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Self as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended Disclosed balance after: 0 F1 · price: Disposed of in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into WaFd on March 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into, and canceled in exchange for, the right to receive 0.3353 shares of WaFd common stock and cash in lieu of fractional shares, if applicable. F1 · balance_after: Disposed of in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into WaFd on March 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into, and canceled in exchange for, the right to receive 0.3353 shares of WaFd common stock and cash in lieu of fractional shares, if applicable. F2 · ownership.nature: Shares of Common Stock are held by Ms. Lagomarsino as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the trust. Read SEC document |
| March 01, 2024 Filed Mar 1, 2024 11:08 UTC | Luther Burbank Corp LBC · Entity 93633 | Disposition to issuerCommon Stock | 49,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001084960-24-000006 · wk-form4_1709309305.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into WaFd on March 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into, and canceled in exchange for, the right to receive 0.3353 shares of WaFd common stock and cash in lieu of fractional shares, if applicable. F1 · balance_after: Disposed of in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into WaFd on March 1, 2024 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into, and canceled in exchange for, the right to receive 0.3353 shares of WaFd common stock and cash in lieu of fractional shares, if applicable. Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 18:56 UTC | Luther Burbank Corp LBC · Entity 93633 | Tax withholdingCommon Stock | 9,787 | $9.61 | $94,053.07 |
DisclosureSEC source: 0001084960-24-000004 · wk-form4_1708559747.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,653 F1 · shares: Reflects payment of tax liability by withholding shares of stock incident to accelerated vesting of restricted stock or the release of restricted stock units previously issued. The accelerated vesting or the release of stock was in connection with the Agreement and Plan of Reorganization between the Issuer and WaFd, Inc. ("WaFd", f/k/a Washington Federal, Inc.), dated November 13, 2022, as amended, pursuant to which the Issuer plans to merge with and into WaFd on or about February 29, 2024. F2 · balance_after: On 1/11/2024, 21,775 shares previously held by the reporting person directly were transferred into the Allan and Lagomarsino Revocable Trust UAD 2/10/2017 (the "Trust") in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13. Read SEC document |
| January 02, 2024 Filed Jan 2, 2024 19:51 UTC | Luther Burbank Corp LBC · Entity 93633 | Tax withholdingCommon Stock | 24,016 | $10.71 | $257,211.36 |
DisclosureSEC source: 0001084960-24-000002 · wk-form4_1704243102.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,215 F1 · shares: Reflects payment of tax liability by withholding shares of stock incident to vesting of restricted stock or restricted stock units previously issued. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 11:07 UTC | Luther Burbank Corp LBC · Entity 93633 | Tax withholdingCommon Stock | 41,163 | $11.11 | $457,320.93 |
DisclosureSEC source: 0001084960-23-000002 · wf-form4_167293481625825.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,231 F1 · shares: Reflects payment of tax liability by withholding shares of stock incident to vesting of restricted stock or restricted stock units previously issued. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:19 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 2,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-22-000026 · wf-form4_164858872198488.xml · derivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,103 Underlying: Common stock, par value $0.01 per share · 2,497 shares Expires not disclosed F1 · derivative.exercise_price: 12,103 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 12,103 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 12,103 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 12,103 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 15:25 UTC | Luther Burbank Corp LBC · Entity 93633 | GrantCommon Stock | 57,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001084960-22-000002 · wf-form4_164331509387139.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,394 F1 · shares: The reporting person received a restricted stock award subject to a three-year vesting schedule, vesting 33.34% on January 1, 2023, 33.33% on January 1, 2024, and 33.33% on January 1, 2025. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock shares that have vested. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:38 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 2,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000064 · wf-form4_161765863538893.xml · derivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,606 Underlying: Common stock, par value $0.01 per share · 2,947 shares Expires not disclosed F2 · derivative.exercise_price: 9,606 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,606 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 9,606 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 9,606 long-term incentive plan units ("LTIP Units") in the Partnership. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 18:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon Stock | 1,000 | $55.21 | $55,210.00 |
DisclosureSEC source: 0001561894-21-000037 · wf-form4_161550541598784.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Allan and Lagomarsino Revocable Trust Disclosed balance after: 6,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.19 to $52.22, inclusive, on March 9, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: These shares of Common Stock are held the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended (the "Trust"), of which Ms. Lagomarison is the trustee. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the Trust. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 12:16 UTC | Luther Burbank Corp LBC · Entity 93633 | GrantCommon Stock | 79,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001084960-21-000002 · wf-form4_161185416102651.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,998 F1 · shares: The reporting person received a restricted stock award subject to a three-year vesting schedule, vesting 33.34% on January 1, 2022, 33.33% on January 1, 2023, and 33.33% on January 1, 2024. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock shares that have vested. Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 18:35 UTC | Luther Burbank Corp LBC · Entity 93633 | PurchaseCommon Stock | 2,500 | $10.47 | $26,175.00 |
DisclosureSEC source: 0001084960-20-000004 · wf-form4_159709891282669.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended Disclosed balance after: 12,500 F1 · ownership.nature: Shares of Common Stock are held by Ms. Lagomarsino as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the trust. Read SEC document |
| August 10, 2020 Filed Aug 24, 2020 16:45 UTC Amendment | Luther Burbank Corp LBC · Entity 93633 | PurchaseCommon Stock | 2,500 | $10.47 | $26,175.00 |
DisclosureSEC source: 0001084960-20-000006 · wf-form4a_159830191667258.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended Disclosed balance after: 42,294 F1 · balance_after: On 2/6/2020 29,794 shares previously held by the reporting person directly were transferred into the Allan and Lagomarsino Revocable Trust UAD 2/10/2017 (the "Trust") in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13. This Form 4 amendment is being filed to correct the total number of shares held by the reporting person and the Trust following the transfer of shares. F2 · ownership.nature: Shares of Common Stock are held by Ms. Lagomarsino as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the trust. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:53 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000078 · wf-form4_158595080674558.xml · derivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,659 Underlying: Common stock, par value $0.01 per share · 4,274 shares Expires not disclosed F2 · derivative.exercise_price: 6,659 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 4,274 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 6,659 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and 2,385 are scheduled to vest on August 15, 2020 and 4,274 are scheduled to vest on May 15, 2021. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to themarket value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"),or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 15:42 UTC | Luther Burbank Corp LBC · Entity 93633 | GrantCommon Stock | 68,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001084960-20-000002 · wf-form4_158041693078902.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,348 F1 · shares: The reporting person received a restricted stock award subject to a three-year vesting schedule, vesting 33.34% on January 1, 2021, 33.33% on January 1, 2022, and 33.33% on January 1, 2023. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock shares that have vested. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 21:12 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 2,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-19-000094 · wf-form4_156470835114676.xml · derivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,385 Underlying: Common stock, par value $0.01 per share · 2,385 shares Expires not disclosed F2 · derivative.exercise_price: 2,385 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and are scheduled to vest on August 15, 2020. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_price: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · shares: 2,385 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and are scheduled to vest on August 15, 2020. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F2 · derivative.exercise_date: 2,385 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and are scheduled to vest on August 15, 2020. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.exercise_date: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F2 · derivative.underlying_shares: 2,385 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon vesting and the conversion of 2,385 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and are scheduled to vest on August 15, 2020. Vested LTIP Units, after achieving parity with OP Units, are eligible to be converted into OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")) on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. F3 · derivative.underlying_shares: Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 17:21 UTC | Luther Burbank Corp LBC · Entity 93633 | PurchaseCommon Stock | 8,003 | $10.50 | $84,031.50 |
DisclosureSEC source: 0001084960-19-000009 · wf-form4_155026927428812.xml · nonDerivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended Disclosed balance after: 10,000 Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 17:21 UTC | Luther Burbank Corp LBC · Entity 93633 | PurchaseCommon Stock | 1,997 | $10.30 | $20,569.10 |
DisclosureSEC source: 0001084960-19-000009 · wf-form4_155026927428812.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended Disclosed balance after: 1,997 F1 · ownership.nature: Shares of Common Stock are held by Ms. Lagomarsion as Trustee of the Allan and Lagomarsino Revocable Trust UAD 2/10/2017, as amended. Ms. Lagomarsino possesses the voting and investment power with respect to the shares of Common Stock held by the trust. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:14 UTC | Luther Burbank Corp LBC · Entity 93633 | GrantCommon Stock | 51,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001084960-19-000007 · wf-form4_154871365468617.xml · nonDerivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,146 F2 · shares: The reporting person received a restricted stock award subject to a four-year vesting schedule, vesting 25% on January 1, 2020, 25% on January 1, 2021, 25% on January 1, 2022, and 25% on January 1, 2023. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock shares that have vested. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 17:14 UTC | Luther Burbank Corp LBC · Entity 93633 | GrantCommon Stock | 51,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001084960-19-000007 · wf-form4_154871365468617.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,073 F1 · shares: The reporting person received a restricted stock award subject to a three-year vesting schedule, vesting 33.34% on January 1, 2020, 33.33% on January 1, 2021, and 33.33% on January 1, 2022. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock shares that have vested. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 16:05 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | SalePPBI Common Stock | 7,828 | $38.58 | $302,004.24 |
DisclosureSEC source: 0001028918-18-000177 · wf-form4_153574592628028.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,648 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $38.75, inclusive. F2 · balance_after: Includes 2,203 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:35 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | GrantPPBI Common Stock | 1,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001028918-18-000053 · wf-form4_152004450000950.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,476 F1 · shares: Restricted Stock which vests in full on the first anniversary of the date of grant. F2 · balance_after: Includes 2,979 shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 18:35 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | SalePPBI Common Stock | 6,250 | $36.00 | $225,000.00 |
DisclosureSEC source: 0001028918-17-000187 · wf-form4_150283648702530.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,049 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 04, 2017. F2 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| July 17, 2017 Filed Jul 26, 2017 21:43 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | SalePPBI Common Stock | 6,250 | $36.25 | $226,562.50 |
DisclosureSEC source: 0001028918-17-000157 · wf-form4_150111980054809.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,299 F1 · date: Late filing due to administrative error. F2 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 04, 2017. F3 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 18:55 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | SalePPBI Common Stock | 6,250 | $36.30 | $226,875.00 |
DisclosureSEC source: 0001028918-17-000150 · wf-form4_149791290309882.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,549 F1 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 04, 2017. F2 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| May 15, 2017 Filed May 15, 2017 18:46 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | SalePPBI Common Stock | 6,250 | $37.00 | $231,250.00 |
DisclosureSEC source: 0001028918-17-000135 · wf-form4_149488837999513.xml · nonDerivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,799 F2 · kind: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 04, 2017. F1 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:46 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionOptions on PPBI Common Stock · Derivative | 4,426 | $0.00 Strike: $22.59 | $0.00 |
DisclosureSEC source: 0001028918-17-000135 · wf-form4_149488837999513.xml · derivative · entry 3 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: PPBI Common Stock · 4,426 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All options became immediately vested and exercisable as of 4/1/2017. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:46 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionPPBI Common Stock | 4,426 | $22.59 | $99,983.34 |
DisclosureSEC source: 0001028918-17-000135 · wf-form4_149488837999513.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:25 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionOptions on PPBI Common Stock · Derivative | 13,610 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0001028918-17-000127 · wf-form4_149385750908428.xml · derivative · entry 5 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: PPBI Common Stock · 13,610 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All options became immediately vested and exercisable as of 4/1/2017. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:25 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionOptions on PPBI Common Stock · Derivative | 11,049 | $0.00 Strike: $22.59 | $0.00 |
DisclosureSEC source: 0001028918-17-000127 · wf-form4_149385750908428.xml · derivative · entry 4 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,426 Underlying: PPBI Common Stock · 11,049 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All options became immediately vested and exercisable as of 4/1/2017. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:25 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionPPBI Common Stock | 13,610 | $22.04 | $299,964.40 |
DisclosureSEC source: 0001028918-17-000127 · wf-form4_149385750908428.xml · nonDerivative · entry 3 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:25 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | SalePPBI Common Stock | 11,049 | $37.56 | $414,965.08 |
DisclosureSEC source: 0001028918-17-000127 · wf-form4_149385750908428.xml · nonDerivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,013 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.55 to $37.60, inclusive. F1 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:25 UTC | PACIFIC PREMIER BANCORP INC PPBI · Entity 75856 | Exercise / conversionPPBI Common Stock | 11,049 | $22.59 | $249,596.91 |
DisclosureSEC source: 0001028918-17-000127 · wf-form4_149385750908428.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Read SEC document |
| March 02, 2017 Filed Mar 2, 2017 19:36 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | GrantCommon stock | 3,082 | $13.95 | $42,993.90 |
DisclosureSEC source: 0001140361-17-010377 · doc1.xml · nonDerivative · entry 5 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President / CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,419 F4 · shares: Vesting of restricted stock award. Change from indirect to direct ownership. Taxes paid by executive. Read SEC document |
| March 02, 2017 Filed Mar 2, 2017 19:36 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | Disposition to issuerCommon stock | 3,082 | $13.95 | $42,993.90 |
DisclosureSEC source: 0001140361-17-010377 · doc1.xml · nonDerivative · entry 4 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President / CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted stock Disclosed balance after: 3,083 F5 · security: Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning March 2, 2016. F4 · shares: Vesting of restricted stock award. Change from indirect to direct ownership. Taxes paid by executive. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:29 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | Disposition to issuerCommon stock | 7,081 | $13.44 | $95,168.64 |
DisclosureSEC source: 0001140361-17-004384 · doc1.xml · nonDerivative · entry 6 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President / CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted stock Disclosed balance after: 0 F5 · security: Restricted stock award pursuant to 2005 Equity Based Compensation Plan. This award is subject to forfeiture. The shares vest equally over a three year vesting schedule beginning February 1, 2015. F6 · shares: Vesting of restricted stock award. Change from indirect to direct beneficial ownership. Taxes paid by executive. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:29 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | GrantCommon stock | 7,081 | $13.44 | $95,168.64 |
DisclosureSEC source: 0001140361-17-004384 · doc1.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President / CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,337 F6 · shares: Vesting of restricted stock award. Change from indirect to direct beneficial ownership. Taxes paid by executive. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 11:57 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | OtherNQ stock option · Derivative | 22,294 | $7.84 Strike: $7.84 | $174,784.96 |
DisclosureSEC source: 0001140361-16-091162 · doc1.xml · derivative · entry 11 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President / CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,078 Underlying: Common stock · 22,294 shares Expires 2025-03-02 Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 11:57 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | OtherNQ stock option · Derivative | 42,708 | $7.65 Strike: $7.65 | $326,716.20 |
DisclosureSEC source: 0001140361-16-091162 · doc1.xml · derivative · entry 10 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President / CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 42,708 shares Expires 2024-02-03 Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 11:57 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | OtherCommon stock | 22,294 | $7.84 | $174,784.96 |
DisclosureSEC source: 0001140361-16-091162 · doc1.xml · nonDerivative · entry 2 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President / CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,256 Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 11:57 UTC | HERITAGE OAKS BANCORP HEOP · Entity 178128 | OtherCommon stock | 42,708 | $7.65 | $326,716.20 |
DisclosureSEC source: 0001140361-16-091162 · doc1.xml · nonDerivative · entry 1 LAGOMARSINO SIMONE · CIK 0001084960 · Director · President / CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,962 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.