Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HA Sustainable Infrastructure Capital, Inc.
Report date March 01, 2025 · Filed March 03, 2025
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | IndirectBy HASI Management HoldCo LLC | 311,541 |
Reported balance
After 2025-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-01 · Grant · Acquired 40,608 · Balance 311,541 F2: 253,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 253,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F3: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4: N/A F5: Previously included in this total were 25,484 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2024 were not met. F6: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy spouse | 3,000 |
Reported balance
Holding disclosure · report date 2025-03-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,000 F1: These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 148,164 |
Reported balance
Holding disclosure · report date 2025-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 148,164 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
F2: 253,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 253,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan.
F3: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
F4: N/A
F5: Previously included in this total were 25,484 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2024 were not met.
F6: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2025 Filed Mar 3, 2025 22:26 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 40,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-25-000019 · wk-form4_1741040766.xml · derivative · entry 3 Rose Nathaniel · CIK 0001574203 · Senior Managing Director-Inv 10b5-1 filing: No plan indicated Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 311,541 Underlying: Common stock, par value $0.01 per share · 40,608 shares Expires not disclosed F2 · derivative.exercise_price: 253,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 253,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F3 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 253,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 253,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F3 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F5 · balance_after: Previously included in this total were 25,484 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2024 were not met. F6 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 20:27 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-24-000099 · wk-form4_1726172840.xml · nonDerivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,164 Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 20:27 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 10,000 | $33.50 | $335,000.00 |
DisclosureSEC source: 0001561894-24-000099 · wk-form4_1726172840.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,164 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.45 to $33.54, inclusive, on September 11, 2024. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 13:14 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 63,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-24-000031 · wk-form4_1709644454.xml · derivative · entry 3 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 296,417 Underlying: Common stock, par value $0.01 per share · 63,000 shares Expires not disclosed F2 · derivative.exercise_price: 296,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 296,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F3 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 296,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 296,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F3 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F5 · balance_after: Previously included in this total were 20,000 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2023 were not met. F6 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 20:17 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 5,000 | $21.01 | $105,050.00 |
DisclosureSEC source: 0001561894-23-000101 · wf-form4_169264905518493.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,164 Read SEC document |
| March 16, 2023 Filed Mar 16, 2023 21:12 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 10,000 | $24.10 | $241,000.00 |
DisclosureSEC source: 0001561894-23-000051 · wf-form4_167900114133577.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,164 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.00 to $24.22, inclusive on March 16, 2023. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:41 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 72,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-23-000026 · wf-form4_167787968332852.xml · derivative · entry 3 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 253,417 Underlying: Common stock, par value $0.01 per share · 72,000 shares Expires not disclosed F2 · derivative.exercise_price: 253,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 253,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F3 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 253,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 253,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F3 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F5 · balance_after: Previously included in this total were 17,385 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2022 were not met. F6 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| November 09, 2022 Filed Nov 9, 2022 21:18 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 3,000 | $29.03 | $87,090.00 |
DisclosureSEC source: 0001561894-22-000089 · wf-form4_166802869511813.xml · nonDerivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 3,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.02 to $29.03, inclusive, on November 9, 2022. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
| November 09, 2022 Filed Nov 9, 2022 21:18 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 7,000 | $28.90 | $202,300.00 |
DisclosureSEC source: 0001561894-22-000089 · wf-form4_166802869511813.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,164 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.90 to $28.96, inclusive, on November 9, 2022. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:21 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 38,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-22-000023 · wf-form4_164849889008049.xml · derivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 198,802 Underlying: Common stock, par value $0.01 per share · 38,226 shares Expires not disclosed F1 · derivative.exercise_price: 198,802 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 198,802 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 198,802 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 198,802 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:02 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000133 · wf-form4_163657811492741.xml · nonDerivative · entry 3 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,164 F2 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:02 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 1,667 | $62.40 | $104,020.80 |
DisclosureSEC source: 0001561894-21-000133 · wf-form4_163657811492741.xml · nonDerivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,164 Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:02 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 3,333 | $63.91 | $213,012.03 |
DisclosureSEC source: 0001561894-21-000133 · wf-form4_163657811492741.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,831 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.87 to $63.97, inclusive, on November 8, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 20:55 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000121 · wf-form4_162871526549307.xml · nonDerivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,164 F2 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 20:55 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 10,000 | $59.54 | $595,400.00 |
DisclosureSEC source: 0001561894-21-000121 · wf-form4_162871526549307.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,164 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.97 to $59.80, inclusive, on August 10, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:29 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 7,343 | $48.30 | $354,666.90 |
DisclosureSEC source: 0001561894-21-000093 · wf-form4_162136971340508.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,164 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 15,201 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 14, 2021, the first trading day on or prior to the vesting date. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:39 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 45,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-21-000065 · wf-form4_161765872027932.xml · derivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 160,576 Underlying: Common stock, par value $0.01 per share · 45,826 shares Expires not disclosed F1 · derivative.exercise_price: 160,576 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 160,576 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F1 · derivative.exercise_date: 160,576 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 160,576 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. F2 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F3 · derivative.expiration_date: N/A F4 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 10,000 | $51.90 | $519,000.00 |
DisclosureSEC source: 0001561894-21-000023 · wf-form4_161532647883662.xml · nonDerivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,507 F3 · shares: 10,000 of these shares were sold pursuant to a Rule 10b5-1 trading plan, dated August 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.82 to $52.98, inclusive, on March 8, 2021. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 21,415 | $53.08 | $1,136,708.20 |
DisclosureSEC source: 0001561894-21-000023 · wf-form4_161532647883662.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,507 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 44,277 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2021. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:09 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 10,697.326 | $49.51 | $529,624.61 |
DisclosureSEC source: 0001561894-20-000141 · wf-form4_160521892725615.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · shares: 10,000 of these shares were sold pursuant to a Rule 10b5-1 trading plan, dated August 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.50 to $50.88, inclusive, on November 9, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 20:26 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GiftCommon stock, par value $0.01 per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000126 · wf-form4_159769598116426.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,922 F1 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of these shares. Read SEC document |
| May 11, 2020 Filed May 19, 2020 22:27 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 10,000 | $29.03 | $290,300.00 |
DisclosureSEC source: 0001561894-20-000106 · wf-form4_158992722299947.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,922 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated December 12, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.72 to $29.15, inclusive, on May 11, 2020. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:00 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 45,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000082 · wf-form4_158595120646999.xml · derivative · entry 3 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 114,750 Underlying: Common stock, par value $0.01 per share · 45,750 shares Expires not disclosed F2 · derivative.exercise_price: 114,750 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 69,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 45,750 LTIP Units issued herein, 15,250 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 30,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F3 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 114,750 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 69,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of the 45,750 LTIP Units issued herein, 15,250 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2021, March 5, 2022, and March 5, 2023, subject to continued employment by the Reporting Person, and 30,500 represent the maximum amount of LTIP Units that can vest on March 5, 2023 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F3 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F5 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 22:48 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 15,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-20-000040 · wf-form4_158413970768809.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,922 F1 · price: On March 11, 2020, the reporting person was granted shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2021. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 22:14 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 28,695 | $36.14 | $1,037,037.30 |
DisclosureSEC source: 0001561894-20-000022 · wf-form4_158379203658254.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,721 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 59,409 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2020. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:36 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 14,400 | $38.13 | $549,072.00 |
DisclosureSEC source: 0001561894-20-000009 · wf-form4_158259096516446.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,416 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 29,677 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on February 20, 2020. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:33 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 12,000 | $29.42 | $353,040.00 |
DisclosureSEC source: 0001561894-19-000123 · wf-form4_157368441390835.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,816 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 20, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.33 to $29.52, inclusive on November 11, 2019. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 21:44 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 12,000 | $27.67 | $332,040.00 |
DisclosureSEC source: 0001561894-19-000107 · wf-form4_156581905710200.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,816 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 20, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.34 to $27.86, inclusive on August 12, 2019. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:37 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 11,838 | $26.36 | $312,049.68 |
DisclosureSEC source: 0001561894-19-000072 · wf-form4_155804266147834.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,816 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 24,509 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on May 15, 2019. Read SEC document |
| May 13, 2019 Filed May 14, 2019 22:02 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 10,000 | $26.37 | $263,700.00 |
DisclosureSEC source: 0001561894-19-000070 · wf-form4_155787136206531.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,654 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated November 15, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.47, inclusive on May 13, 2019. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantLTIP Units · Derivative | 69,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-19-000056 · wf-form4_155432701242630.xml · derivative · entry 3 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By HASI Management HoldCo LLC Disclosed balance after: 69,000 Underlying: Common stock, par value $0.01 per share · 69,000 shares Expires not disclosed F2 · derivative.exercise_price: 69,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 69,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 69,000 LTIP Units, 23,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 46,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F3 · derivative.exercise_price: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F2 · derivative.exercise_date: 69,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 69,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 69,000 LTIP Units, 23,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 46,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F3 · derivative.exercise_date: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4 · derivative.expiration_date: N/A F2 · derivative.underlying_shares: 69,000 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 69,000 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended. Of these 69,000 LTIP Units, 23,000 are scheduled to vest in equal annual installments of one-third of the full amount on May 15, 2020, March 5, 2021, and March 5, 2022, subject to continued employment by the Reporting Person, and 46,000 represent the maximum amount of LTIP Units that can vest on March 5, 2022 contingent upon the achievement of certain performance criteria ("Vested LTIP Units"). F3 · derivative.underlying_shares: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F5 · ownership.nature: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 20:24 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 10,000 | $25.29 | $252,900.00 |
DisclosureSEC source: 0001561894-19-000030 · wf-form4_155242226169760.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,654 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated November 15, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.19 to $25.41, inclusive on March 11, 2019. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 22:00 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 28,105 | $25.31 | $711,337.55 |
DisclosureSEC source: 0001561894-19-000028 · wf-form4_155199600065773.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,654 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 58,188 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2019. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:20 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 8,000 | $22.98 | $183,840.00 |
DisclosureSEC source: 0001561894-18-000098 · wf-form4_154214401177346.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,759 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated June 5, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.82 to $23.11, inclusive on November 12, 2018. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 21:07 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 6,000 | $20.46 | $122,760.00 |
DisclosureSEC source: 0001561894-18-000090 · wf-form4_153428080409715.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,759 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated June 5, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.32 to $20.54, inclusive on August 13, 2018. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 12, 2018 Filed Feb 25, 2020 00:36 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 175.925 | $19.74 | $3,472.76 |
DisclosureSEC source: 0001561894-20-000009 · wf-form4_158259096516446.xml · nonDerivative · entry 5 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,697.326 F3 · shares: Represents Common Stock acquired through a brokerage dividend reinvestment plan. F4 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
| April 12, 2018 Filed Feb 25, 2020 00:36 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 176.195 | $19.38 | $3,414.66 |
DisclosureSEC source: 0001561894-20-000009 · wf-form4_158259096516446.xml · nonDerivative · entry 4 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,521.401 F3 · shares: Represents Common Stock acquired through a brokerage dividend reinvestment plan. F4 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:47 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 37,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000048 · wf-form4_152305126379672.xml · nonDerivative · entry 3 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,759 F3 · price: On April 4, 2018, the reporting person was awarded up to a maximum of 37,952 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2021 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 37,952 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:47 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 18,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000048 · wf-form4_152305126379672.xml · nonDerivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,807 F2 · price: On April 4, 2018, the reporting person was granted 18,974 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on May 15, 2019, March 5, 2020 and March 5, 2021. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 21:47 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 18,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001561894-18-000048 · wf-form4_152305126379672.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,833 F1 · price: On April 4, 2018, the reporting person was granted 18,185 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on May 15, 2019. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:28 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 3,635 | $18.36 | $66,738.60 |
DisclosureSEC source: 0001561894-18-000021 · wf-form4_152149131610530.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,648 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 7,583 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 15, 2018. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 22:29 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 8,223 | $18.02 | $148,178.46 |
DisclosureSEC source: 0001561894-18-000009 · wf-form4_152054812495919.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,283 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 17,212 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on March 5, 2018. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:30 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 8,000 | $23.58 | $188,640.00 |
DisclosureSEC source: 0000899243-17-026351 · doc4.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,506 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated September 12, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.40 to $23.64, inclusive on November 13, 2017. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:31 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 6,000 | $23.85 | $143,100.00 |
DisclosureSEC source: 0000899243-17-020482 · doc4.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,506 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated March 14, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $24.07, inclusive on August 14, 2017. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 15, 2017 Filed May 17, 2017 22:21 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 6,000 | $22.39 | $134,340.00 |
DisclosureSEC source: 0000899243-17-013572 · doc4.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,506 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated March 14, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.25 to $22.54, inclusive on May 15, 2017. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 21:11 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 5,523 | $21.35 | $117,916.05 |
DisclosureSEC source: 0000899243-17-010920 · doc4.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,506 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 10,929 shares of Common Stock. F2 · price: Represents the closing price of the Common Stock on April 21, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:15 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 45,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008026 · doc4.xml · nonDerivative · entry 3 Rose Nathaniel · CIK 0001574203 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,029 F3 · price: On March 15, 2017, the reporting person was awarded up to a maximum of 45,500 Restricted Stock Units ("RSUs") under the Plan, which represent the right to receive one share of Common Stock of the issuer for each RSU at vesting. The RSUs vest on March 5, 2020 if certain absolute and relative stockholder return targets are achieved on or prior to such date. The number of RSUs to be awarded to the reporting person range from zero to 45,500 based on the Company's performance relative to the return targets. The RSUs reported on this Form 4 assume the reporting person receives the maximum possible grant. Dividend equivalents will accrue on the RSUs from the grant date, but the reporting person is not entitled to receive the dividend equivalents until the RSUs vest. The grant is being reported here for informational purposes only. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:15 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 22,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008026 · doc4.xml · nonDerivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,529 F2 · price: On March 15, 2017, the reporting person was granted 22,750 shares of restricted Common Stock that were issued pursuant to the Plan. The shares will vest in equal installments of one-third of the full amount on March 15, 2018, March 5, 2019 and March 5, 2020. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:15 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | GrantCommon stock, par value $0.01 per share | 13,242 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008026 · doc4.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,779 F1 · price: On March 15, 2017, the reporting person was granted 13,242 shares of restricted Common Stock that were issued pursuant to the 2013 Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan, as amended (the "Plan"). The shares vest on March 5, 2019. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:31 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | Tax withholdingCommon stock, par value $0.01 per share | 8,291 | $19.04 | $157,860.64 |
DisclosureSEC source: 0000899243-17-000245 · doc4.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,537 F1 · shares: Consists of shares of Common Stock withheld by the issuer, with approval of the issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with the vesting of 16,408 shares of Common Stock. F2 · price: Represents the opening price of the Common Stock on December 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.