Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2018 Filed Mar 27, 2018 17:10 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012846 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,856 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vests as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| March 25, 2018 Filed Mar 27, 2018 17:10 UTC |
Gulati SameerChief Operations Officer
|
Tax withholdingCommon Stock | 7,797 | $3.56 | $27,757.32 |
DisclosureSEC source: 0001127602-18-012846 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,599 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| March 25, 2018 Filed Mar 27, 2018 17:10 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012846 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 08:09 UTC |
Chen Tian Qiao10% owner
Shanda Media LTD10% owner
Shanda Investment Group Ltd10% owner
Shanda Global Capital Ltd10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Group USA Ltd10% owner
|
PurchaseCommon Stock | 817,000 | $3.70 | $3,022,900.00 |
DisclosureSEC source: 0001318400-18-000003 · primary_doc.xml · nonDerivative · entry 5 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 97,814,405 F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 08:09 UTC |
Chen Tian Qiao10% owner
Shanda Media LTD10% owner
Shanda Investment Group Ltd10% owner
Shanda Global Capital Ltd10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Group USA Ltd10% owner
|
PurchaseCommon Stock | 3,988,238 | $3.73 | $14,858,978.32 |
DisclosureSEC source: 0001318400-18-000003 · primary_doc.xml · nonDerivative · entry 4 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 96,997,405 F5 · price: This transaction was executed in multiple trades at prices ranging from $3.54 to $3.8. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 08:09 UTC |
Chen Tian Qiao10% owner
Shanda Media LTD10% owner
Shanda Investment Group Ltd10% owner
Shanda Global Capital Ltd10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Group USA Ltd10% owner
|
PurchaseCommon Stock | 2,346,016 | $3.43 | $8,045,192.67 |
DisclosureSEC source: 0001318400-18-000003 · primary_doc.xml · nonDerivative · entry 3 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 93,009,167 F4 · price: This transaction was executed in multiple trades at prices ranging from $3.14 to $3.6. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 08:09 UTC |
Chen Tian Qiao10% owner
Shanda Media LTD10% owner
Shanda Investment Group Ltd10% owner
Shanda Global Capital Ltd10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Group USA Ltd10% owner
|
PurchaseCommon Stock | 1,750,000 | $3.68 | $6,445,950.00 |
DisclosureSEC source: 0001318400-18-000003 · primary_doc.xml · nonDerivative · entry 2 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 90,663,151 F3 · price: This transaction was executed in multiple trades at prices ranging from $3.6 to $3.7. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 08:09 UTC |
Chen Tian Qiao10% owner
Shanda Media LTD10% owner
Shanda Investment Group Ltd10% owner
Shanda Global Capital Ltd10% owner
SHANDA ASSET MANAGEMENT HOLDINGS Ltd10% owner
Shanda Group USA Ltd10% owner
|
PurchaseCommon Stock | 3,600,000 | $3.61 | $12,985,200.00 |
DisclosureSEC source: 0001318400-18-000003 · primary_doc.xml · nonDerivative · entry 1 Chen Tian Qiao · CIK 0001677229 · 10% owner Shanda Media LTD · CIK 0001318400 · 10% owner Shanda Investment Group Ltd · CIK 0001633666 · 10% owner Shanda Technology Overseas Capital Co. · CIK 0001633667 · 10% owner SHANDA ASSET MANAGEMENT HOLDINGS Ltd · CIK 0001622346 · 10% owner Shanda Group USA Ltd · CIK 0001731231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 88,913,151 F1 · price: This transaction was executed in multiple trades at prices ranging from $3.45 to $3.7. The price reported above reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The common stock disclosed in this Table I is directly held by Shanda Asset Management Holdings Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Group USA Limited. Shanda Group USA Limited is the sole shareholder of Shanda Asset Management Holdings Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Shanda Investment Group Limited, Shanda Technology Overseas Capital Company Limited, Shanda Group USA Limited and Shanda Asset Management Holdings Limited may be deemed to be the beneficial owners of such common stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:53 UTC |
Morris John C.Director
|
PurchaseCommon Stock | 10,000 | $3.71 | $37,082.00 |
DisclosureSEC source: 0001127602-18-010204 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,217 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.705 to $3.71. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:57 UTC |
Ciporin Daniel TDirector
|
PurchaseCommon Stock | 10,000 | $3.73 | $37,300.00 |
DisclosureSEC source: 0001127602-18-010207 · form4.xml · nonDerivative · entry 1 Ciporin Daniel T · CIK 0001295750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,809 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:47 UTC |
DENMAN KENNETH DDirector
|
PurchaseCommon Stock | 30,000 | $3.16 | $94,680.00 |
DisclosureSEC source: 0001127602-18-009712 · form4.xml · nonDerivative · entry 1 DENMAN KENNETH D · CIK 0001254779 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: This transaction was executed in multiple trades during the date at prices ranging from $3.155 to $3.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:37 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008823 · form4.xml · derivative · entry 8 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,450 Underlying: Common Stock · 22,645 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:37 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,574 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008823 · form4.xml · derivative · entry 7 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,590 Underlying: Common Stock · 5,574 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:37 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008823 · form4.xml · derivative · entry 6 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,438 Underlying: Common Stock · 610 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:37 UTC |
Bogan TimothyChief Risk Officer
|
Tax withholdingCommon Stock | 14,295 | $3.35 | $47,888.25 |
DisclosureSEC source: 0001127602-18-008823 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,757 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:37 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 22,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008823 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:37 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008823 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:37 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008823 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:39 UTC |
Dunne Patrick JChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,587 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008825 · form4.xml · derivative · entry 4 Dunne Patrick J · CIK 0001693155 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,870 Underlying: Common Stock · 13,587 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs are scheduled to vest as to 25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:39 UTC |
Dunne Patrick JChief Capital Officer
|
Tax withholdingCommon Stock | 6,737 | $3.35 | $22,568.95 |
DisclosureSEC source: 0001127602-18-008825 · form4.xml · nonDerivative · entry 2 Dunne Patrick J · CIK 0001693155 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,034 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:39 UTC |
Dunne Patrick JChief Capital Officer
|
Exercise / conversionCommon Stock | 13,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008825 · form4.xml · nonDerivative · entry 1 Dunne Patrick J · CIK 0001693155 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · derivative · entry 6 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,423 Underlying: Common Stock · 17,202 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs will vest as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · derivative · entry 5 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,581 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC |
Gulati SameerChief Operations Officer
|
Tax withholdingCommon Stock | 16,326 | $3.35 | $54,692.10 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · nonDerivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,671 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 17,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 28, 2018 00:34 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 34,403 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · derivative · entry 5 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,845 Underlying: Common Stock · 34,403 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
|
| February 25, 2018 Filed Feb 28, 2018 00:34 UTC | Tax withholdingCommon Stock | 17,058 | $3.35 | $57,144.30 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,861 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
|
| February 25, 2018 Filed Feb 28, 2018 00:34 UTC | Exercise / conversionCommon Stock | 34,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
|
| February 25, 2018 Filed Feb 28, 2018 00:31 UTC |
CASEY THOMAS WChief Financial Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008883 · form4.xml · derivative · entry 4 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,094 Underlying: Common Stock · 13,810 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 28, 2018 00:31 UTC |
CASEY THOMAS WChief Financial Officer
|
Tax withholdingCommon Stock | 7,716 | $3.35 | $25,848.60 |
DisclosureSEC source: 0001127602-18-008883 · form4.xml · nonDerivative · entry 2 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,219 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2018 Filed Feb 28, 2018 00:31 UTC |
CASEY THOMAS WChief Financial Officer
|
Exercise / conversionCommon Stock | 13,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008883 · form4.xml · nonDerivative · entry 1 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:41 UTC |
ELMER RUSSELL SGeneral Counsel
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 40,917 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008827 · form4.xml · derivative · entry 4 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,166 Underlying: Common Stock · 40,917 shares Expires 2026-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:41 UTC |
ELMER RUSSELL SGeneral Counsel
|
Tax withholdingCommon Stock | 20,287 | $3.35 | $67,961.45 |
DisclosureSEC source: 0001127602-18-008827 · form4.xml · nonDerivative · entry 2 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,856 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs." Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:41 UTC |
ELMER RUSSELL SGeneral Counsel
|
Exercise / conversionCommon Stock | 40,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008827 · form4.xml · nonDerivative · entry 1 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:35 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008821 · form4.xml · derivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,094 Underlying: Common Stock · 67,084 shares Expires 2027-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:35 UTC |
ALLOCCA STEVENPresident
|
Tax withholdingCommon Stock | 34,054 | $3.35 | $114,080.90 |
DisclosureSEC source: 0001127602-18-008821 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,815 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:35 UTC |
ALLOCCA STEVENPresident
|
Exercise / conversionCommon Stock | 67,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008821 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 00:21 UTC |
Stack FergalSVP, Corporate Controller
|
GrantRestricted Stock Unit (RSU) · Derivative | 283,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008874 · form4.xml · derivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,583 Underlying: Common Stock · 283,583 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:37 UTC |
Bogan TimothyChief Risk Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 671,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008823 · form4.xml · derivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,642 Underlying: Common Stock · 671,642 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will as to vest 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will as to vest 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:39 UTC |
Dunne Patrick JChief Capital Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 820,896 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008825 · form4.xml · derivative · entry 3 Dunne Patrick J · CIK 0001693155 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,896 Underlying: Common Stock · 820,896 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:43 UTC |
Gulati SameerChief Operations Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 522,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · derivative · entry 4 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,389 Underlying: Common Stock · 522,389 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 00:34 UTC | GrantRestricted Stock Unit (RSU) · Derivative | 746,269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · derivative · entry 4 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,269 Underlying: Common Stock · 746,269 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
|
| February 24, 2018 Filed Feb 28, 2018 00:31 UTC |
CASEY THOMAS WChief Financial Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 895,523 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008883 · form4.xml · derivative · entry 3 CASEY THOMAS W · CIK 0001207691 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,523 Underlying: Common Stock · 895,523 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:41 UTC |
ELMER RUSSELL SGeneral Counsel
|
GrantRestricted Stock Unit (RSU) · Derivative | 597,015 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008827 · form4.xml · derivative · entry 3 ELMER RUSSELL S · CIK 0001197952 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,015 Underlying: Common Stock · 597,015 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:35 UTC |
ALLOCCA STEVENPresident
|
GrantRestricted Stock Unit (RSU) · Derivative | 746,269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008821 · form4.xml · derivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,269 Underlying: Common Stock · 746,269 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:28 UTC |
McCORD PATRICIA JDirector
|
GrantRestricted Stock Unit (RSU) · Derivative | 104,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008819 · form4.xml · derivative · entry 1 McCORD PATRICIA J · CIK 0001393519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,478 Underlying: Common Stock · 104,478 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 25% of the total shares on February 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 25% of the total shares on February 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:34 UTC | GrantRestricted Stock Unit (RSU) · Derivative | 228,441 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008886 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,441 Underlying: Common Stock · 228,441 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for 2017. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to vest as to 50% of the total shares on each of January 1, 2019 and January 1, 2020, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for 2017. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to vest as to 50% of the total shares on each of January 1, 2019 and January 1, 2020, subject to continued service through each vesting date. Read SEC document |
|
| February 22, 2018 Filed Feb 23, 2018 22:19 UTC |
MACK JOHN JDirector
|
PurchaseCommon Stock | 50,000 | $3.83 | $191,500.00 |
DisclosureSEC source: 0001127602-18-008087 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563,673 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.825 to $3.83. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:08 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006152 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,283 Underlying: Common Stock · 89,031 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units vested 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.